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Insider Trading - RIVERNORTH OPPORTUNITIES FUND Inc (RIV)

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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RIV Insider Trading Transactions for RIVERNORTH OPPORTUNITIES FUND Inc
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2018-11-07
Purchase
2018-11-09
10:44 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV HUTCHENS JOHN WAYNE
Director
1,311 $16.93 $22,195 3,743
(Direct)
View
2018-11-07
Purchase
2018-12-17
11:02 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV Oakes John S.
Director
369 $16.93 $6,247 1,475
(Direct)
View
2018-12-21
Purchase
2018-12-26
4:14 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV Galley Patrick W.
Director
2,000 $14.53 $29,065 89,974
(Direct)
View
2019-05-02
Sale
2019-05-06
11:35 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
5,500 $17.06 $93,830 190,263
(Direct)
View
2019-05-07
Sale
2019-05-08
2:22 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV Schmucker Brian H
Officer of Subadviser
11,000 $17.06 $187,605 61,166
(Direct)
View
2019-05-06
Sale
2019-05-08
2:25 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
5,500 $17.22 $94,710 184,763
(Direct)
View
2019-05-09
Sale
2019-05-13
1:20 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV Schmucker Brian H
Officer of Subadviser
5,500 $16.79 $92,345 55,666
(Direct)
View
2019-06-04
Sale
2019-06-06
5:20 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
5,471 $16.91 $92,497 179,265
(Direct)
View
2019-06-06
Sale
2019-06-17
1:28 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
7,720 $16.97 $130,994 171,572
(Direct)
View
2019-06-18
Sale
2019-06-20
1:56 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
513 $17.07 $8,757 171,059
(Direct)
View
2019-06-20
Sale
2019-06-24
6:17 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
2,581 $17.08 $44,075 168,478
(Direct)
View
2019-07-02
Purchase
2019-07-03
11:27 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV Swanson David
Director
580 $17.2 $9,973 580
(Direct)
View
2019-07-02
Sale
2019-07-08
11:56 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
3,770 $17.26 $65,070 164,708
(Direct)
View
2019-07-08
Sale
2019-07-11
1:07 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
11,010 $17.4 $191,535 153,698
(Direct)
View
2019-07-11
Sale
2019-07-17
4:54 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
11,273 $17.6 $198,365 142,425
(Direct)
View
2019-08-01
Sale
2019-08-05
4:27 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
6,300 $17.43 $109,785 136,125
(Direct)
View
2019-08-27
Sale
2019-08-29
1:56 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
3,624 $16.95 $61,427 132,501
(Direct)
View
2019-09-09
Sale
2019-09-27
2:22 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
8,379 $17.16 $143,814 124,122
(Direct)
View
2019-10-08
Sale
2019-10-10
4:37 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Schmucker Brian H
Galley Patrick W.
Subadviser
3,429 $16.9 $57,949 120,693
(Direct)
View
2019-10-16
Sale
2019-10-18
11:09 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Schmucker Brian H
Galley Patrick W.
Subadviser
5,522 $16.66 $92,017 115,171
(Direct)
View
2019-10-25
Purchase
2019-10-28
10:54 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV Swanson David
Director
194 $16.6 $3,220 774
(Direct)
View
2019-11-12
Purchase
2019-11-12
10:34 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV HUTCHENS JOHN WAYNE
Director
1,247 $16.2 $20,201 4,990
(Direct)
View
2019-11-07
Purchase
2019-11-12
11:36 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV O'Neill Stephen Andrew
Portfolio Manager
5,000 $16.2 $81,000 43,792
(Direct)
View
2019-11-07
Purchase
2019-11-12
11:40 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV Galley Patrick W.
Director
33,168 $16.2 $537,322 137,695
(Direct)
View
2019-11-12
Purchase
2019-11-13
10:58 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV Oakes John S.
Director
429 $16.2 $6,950 1,967
(Direct)
View
2020-03-12
Sale
2020-03-16
5:02 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV Schmucker Brian H
Officer of Subadviser
29,050 $11.17 $324,489 26,616
(Direct)
View
2020-03-12
Purchase
2020-03-16
5:03 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV Galley Patrick W.
Director
2,876 $12.46 $35,836 140,571
(Direct)
View
2020-03-23
Purchase
2020-03-25
12:22 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV O'Neill Stephen Andrew
Portfolio Manager
2,500 $9.382 $23,455 47,722
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2018-11-07
Option Award
2018-11-09
1:40 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV Galley Patrick W.
Director
30,659 $16.93 80,974
(Direct)
View
2018-11-07
Option Award
2018-11-09
1:46 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV O'Neill Stephen Andrew
Portfolio Manager
8,000 $16.93 35,639
(Direct)
View
2018-11-07
Option Award
2018-11-13
09:33 am
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV Schmucker Brian H
Officer of Subadviser
8,833 $16.93 54,166
(Direct)
View
2018-11-19
Option Award
2018-11-20
3:30 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV Schmucker Brian H
Officer of Subadviser
5,000 $16.2 61,166
(Direct)
View
2018-11-19
Option Award
2018-11-20
3:30 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV Schmucker Brian H
Officer of Subadviser
2,000 $16.38 61,166
(Direct)
View
2018-11-20
Option Award
2018-11-26
1:32 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV Schmucker Brian H
Officer of Subadviser
3,000 $16.2 64,166
(Direct)
View
2018-12-19
Option Award
2018-12-21
2:00 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV Galley Patrick W.
Director
2,000 $15.02 87,974
(Direct)
View
2018-12-19
Option Award
2018-12-21
2:00 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV Galley Patrick W.
Director
1,000 $15.03 87,974
(Direct)
View
2018-12-19
Option Award
2018-12-21
2:00 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV Galley Patrick W.
Director
2,000 $15 87,974
(Direct)
View
2018-12-19
Option Award
2018-12-21
2:00 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV Galley Patrick W.
Director
2,000 $14.84 87,974
(Direct)
View
2018-12-20
Option Award
2018-12-21
2:03 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV Schmucker Brian H
Officer of Subadviser
5,000 $14.91 72,166
(Direct)
View
2018-12-20
Option Award
2018-12-21
2:03 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV Schmucker Brian H
Officer of Subadviser
3,000 $14.44 72,166
(Direct)
View
2019-10-16
Option Award
2019-10-18
11:09 am
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Schmucker Brian H
Galley Patrick W.
Subadviser
124,122 $0 115,171
(Direct)
View
2019-10-18
Sale
2019-10-22
4:22 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIVRT RIVERNORTH CAPITAL MANAGEMENT LLC
Schmucker Brian H
Galley Patrick W.
Subadviser
14,465 $0.0601 61,719
(Direct)
View
2019-10-18
Sale
2019-10-22
4:22 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIVRT RIVERNORTH CAPITAL MANAGEMENT LLC
Schmucker Brian H
Galley Patrick W.
Subadviser
47,938 $0.0359 61,719
(Direct)
View
2019-10-01
Option Award
2019-10-24
7:13 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIVRT Schmucker Brian H
Officer of Subadviser
55,668 $0 55,668
(Direct)
View
2019-10-01
Option Award
2019-10-24
7:13 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIVRT O'Neill Stephen Andrew
Officer of Subadviser
38,793 $0 15,000
(Direct)
View
2019-10-01
Sale
2019-10-24
7:13 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIVRT O'Neill Stephen Andrew
Officer of Subadviser
23,793 $0.0533 15,000
(Direct)
View
2019-10-01
Option Award
2019-10-24
7:15 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIVRT Galley Patrick W.
Director
96,597 $0 96,597
(Direct)
View
2019-10-22
Sale
2019-10-24
7:16 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIVRT RIVERNORTH CAPITAL MANAGEMENT LLC
Schmucker Brian H
Galley Patrick W.
Subadviser
51,429 $0.0401 0
(Direct)
View
2019-10-22
Sale
2019-10-24
7:16 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIVRT RIVERNORTH CAPITAL MANAGEMENT LLC
Schmucker Brian H
Galley Patrick W.
Subadviser
10,290 $0.06 0
(Direct)
View
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