RiverNorth Financial Holdings LLC - Insider Trading & Ownership

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for RiverNorth Financial Holdings LLC
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2025-11-07
Purchase
2025-11-10
5:00 pm
RiverNorth Opportunistic Municipal Income Fund Inc.RMIRiverNorth Financial Holdings LLC
Affiliate of the Adviser
6,857$14.51$99,48649,588
(Direct)
View
2025-11-07
Purchase
2025-11-10
4:57 pm
RiverNorth Flexible Municipal Income Fund Inc.RFMRiverNorth Financial Holdings LLC
Affiliate of the Adviser
4,257$14.32$60,96522,932
(Direct)
View
2025-11-05
Purchase
2025-11-06
5:20 pm
RiverNorth Opportunistic Municipal Income Fund Inc.RMIRiverNorth Financial Holdings LLC
Affiliate of the Adviser
1,226$14.67$17,98142,731
(Direct)
View
2025-11-05
Purchase
2025-11-06
5:17 pm
RiverNorth Flexible Municipal Income Fund Inc.RFMRiverNorth Financial Holdings LLC
Affiliate of the Adviser
2,165$14.45$31,28418,675
(Direct)
View
2025-11-04
Purchase
2025-11-05
5:12 pm
RiverNorth Flexible Municipal Income Fund Inc.RFMRiverNorth Financial Holdings LLC
Affiliate of the Adviser
4,257$14.4$61,32216,510
(Direct)
View
2025-11-04
Purchase
2025-11-05
5:12 pm
RiverNorth Opportunistic Municipal Income Fund Inc.RMIRiverNorth Financial Holdings LLC
Affiliate of the Adviser
6,857$14.69$100,72941,505
(Direct)
View
2025-10-31
Purchase
2025-11-03
5:40 pm
RiverNorth Opportunistic Municipal Income Fund Inc.RMIRiverNorth Financial Holdings LLC
Affiliate of the Adviser
2,672$14.65$39,15534,648
(Direct)
View
2025-10-30
Purchase
2025-10-31
3:44 pm
RiverNorth Flexible Municipal Income Fund Inc.RFMRiverNorth Financial Holdings LLC
Affiliate of the Adviser
200$14.28$2,85612,253
(Direct)
View
2025-10-28
Purchase
2025-10-29
6:19 pm
RiverNorth Flexible Municipal Income Fund Inc.RFMRiverNorth Financial Holdings LLC
Affiliate of the Adviser
981$14.31$14,03712,053
(Direct)
View
2025-10-24
Purchase
2025-10-27
7:51 pm
RiverNorth Flexible Municipal Income Fund Inc.RFMRiverNorth Financial Holdings LLC
Affiliate of the Adviser
141$14.3$2,01611,072
(Direct)
View
2025-10-24
Purchase
2025-10-27
6:47 pm
RiverNorth Opportunistic Municipal Income Fund Inc.RMIRiverNorth Financial Holdings LLC
Affiliate of the Adviser
4,277$14.38$61,50331,976
(Direct)
View
2025-10-23
Purchase
2025-10-24
5:30 pm
RiverNorth Opportunistic Municipal Income Fund Inc.RMIRiverNorth Financial Holdings LLC
Affiliate of the Adviser
4,277$14.42$61,67427,699
(Direct)
View
2025-10-22
Purchase
2025-10-23
7:06 pm
RiverNorth Opportunistic Municipal Income Fund Inc.RMIRiverNorth Financial Holdings LLC
Affiliate of the Adviser
4,277$14.45$61,80323,422
(Direct)
View
2025-10-22
Purchase
2025-10-23
7:01 pm
RiverNorth Flexible Municipal Income Fund Inc.RFMRiverNorth Financial Holdings LLC
Affiliate of the Adviser
3,352$14.3$47,9267,715
(Direct)
View
2025-10-21
Purchase
2025-10-22
5:30 pm
RiverNorth Flexible Municipal Income Fund Inc.RFMRiverNorth Financial Holdings LLC
Affiliate of the Adviser
4,363$14.35$62,6094,363
(Direct)
View
2025-10-21
Purchase
2025-10-22
5:27 pm
RiverNorth Opportunistic Municipal Income Fund Inc.RMIRiverNorth Financial Holdings LLC
Affiliate of the Adviser
2,891$14.6$42,20919,145
(Direct)
View
2025-10-20
Purchase
2025-10-21
6:45 pm
RiverNorth Opportunistic Municipal Income Fund Inc.RMIRiverNorth Financial Holdings LLC
Affiliate of the Adviser
2,794$14.6$40,79216,254
(Direct)
View
2025-10-17
Purchase
2025-10-20
6:17 pm
RiverNorth Opportunistic Municipal Income Fund Inc.RMIRiverNorth Financial Holdings LLC
Affiliate of the Adviser
4,138$14.62$60,50713,460
(Direct)
View
2025-10-16
Purchase
2025-10-17
4:31 pm
RiverNorth Opportunistic Municipal Income Fund Inc.RMIRiverNorth Financial Holdings LLC
Affiliate of the Adviser
3,041$14.69$44,6699,322
(Direct)
View
2025-10-15
Purchase
2025-10-16
6:22 pm
RiverNorth Opportunistic Municipal Income Fund Inc.RMIRiverNorth Financial Holdings LLC
Affiliate of the Adviser
4,138$14.74$60,9946,281
(Direct)
View
2025-10-13
Purchase
2025-10-14
5:25 pm
RiverNorth Opportunistic Municipal Income Fund Inc.RMIRiverNorth Financial Holdings LLC
Affiliate of the Adviser
2,143$14.67$31,4382,143
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership
2025-09-18
4:42 pm
N/A
N/A
RiverNorth Capital & Income Fund Inc.RSFRiverNorth Financial Holdings LLC
Affiliate of the Adviser
0$00
(Direct)
View

Ownership
2025-09-18
4:31 pm
N/A
N/A
RiverNorth Managed Duration Municipal Income Fund II Inc.RMMZRiverNorth Financial Holdings LLC
Affiliate of the Adviser
0$00
(Direct)
View

Ownership
2025-09-18
4:21 pm
N/A
N/A
RiverNorth Managed Duration Municipal Income Fund Inc.RMMRiverNorth Financial Holdings LLC
Affiliate of the Adviser
0$00
(Direct)
View

Ownership
2025-09-18
4:10 pm
N/A
N/A
RiverNorth Opportunistic Municipal Income Fund Inc.RMIRiverNorth Financial Holdings LLC
Affiliate of the Adviser
0$00
(Direct)
View

Ownership
2025-09-18
4:05 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND INC.RIVRiverNorth Financial Holdings LLC
Affiliate of the Adviser
0$00
(Direct)
View

Ownership
2025-09-18
4:00 pm
N/A
N/A
RiverNorth/DoubleLine Strategic Opportunity Fund Inc.OPPRiverNorth Financial Holdings LLC
Affiliate of the Adviser
0$00
(Direct)
View

Ownership
2025-09-18
3:53 pm
N/A
N/A
RiverNorth Flexible Municipal Income Fund II Inc.RFMZRiverNorth Financial Holdings LLC
Affiliate of the Adviser
0$00
(Direct)
View

Ownership
2025-09-18
3:49 pm
N/A
N/A
RiverNorth Flexible Municipal Income Fund Inc.RFMRiverNorth Financial Holdings LLC
Affiliate of the Adviser
0$00
(Direct)
View