Schedule 13D and 13G filings - beneficial ownership reports:
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
- Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
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SEC filing services are close in the weekend and during SEC holidays.
13D Filings
2022-09-23 16:00 EST - 2022-09-26 16:00 EST
Reported DateTime | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | Filing |
2022-09-26 4:00 pm Purchase | 13D | Phathom Pharmaceuticals, Inc. PHAT | Frazier Life Sciences IX L.P. | 8,424,772 21.5% | 203,448![]() (+2.47%) | View |
2022-09-26 2:55 pm Purchase | 13D | Artivion, Inc. AORT | Juniper Investment Company LLC | 2,090,864 5.2% | 2,090,864![]() (New Position) | View |
2022-09-26 2:05 pm Purchase | 13D | ClearBridge Energy Midstream Opportunity Fund Inc EMO | Saba Capital Management L.P. | 1,292,502 10.005% | 588,315![]() (+83.55%) | View |
2022-09-26 1:42 pm Sale | 13D | MediWound Ltd. MDWD | Access Industries Holdings LLC | 10,986,389 26.92% | -61,082![]() (-0.55%) | View |
2022-09-26 08:30 am Purchase | 13D | TURQUOISE HILL RESOURCES LTD. TRQ | Pentwater Capital Management LP | 28,613,156 14.22% | 904,900![]() (+3.27%) | View |
2022-09-26 07:13 am Unchanged | 13D | FARADAY FUTURE INTELLIGENT ELECTRIC INC. PSAC | FF Top Holding LLC | 117,705,569 35.9% | 0 (Unchanged) | View |
2022-09-26 06:01 am Purchase | 13D | Pacific Sports Exchange Inc. PSE | Whitesides Jennifer | 5,000,000 34.78% | 5,000,000![]() (New Position) | View |
2022-09-26 06:01 am Purchase | 13D | Pacific Sports Exchange Inc. PSE | Conte Timothy | 5,000,000 34.78% | 5,000,000![]() (New Position) | View |
2022-09-23 6:00 pm Unchanged | 13D | ReNew Energy Global Plc RNW | GOLDMAN SACHS GROUP INC GS | 11,633,476 4.3% | 0 (Unchanged) | View |
2022-09-23 5:30 pm Purchase | 13D | Nauticus Robotics, Inc. KITT | TRANSOCEAN INC RIG | 11,159,695 19.97% | 11,159,695![]() (New Position) | View |
2022-09-23 5:27 pm Unchanged | 13D | ReNew Energy Global Plc RNW | CANADA PENSION PLAN INVESTMENT BOARD | 77,213,369 27.4% | 0 (Unchanged) | View |
2022-09-23 5:20 pm Unchanged | 13D | Stealth BioTherapeutics Corp MITO | Morningside Venture (I) Investments Ltd | 741,652,468 66.9% | 0 (Unchanged) | View |
2022-09-23 5:18 pm Purchase | 13D | TCW Star Direct Lending LLC | Nippon Life Global Investors Americas Inc. | 3,753,190 99.999% | 3,753,190![]() (New Position) | View |
2022-09-23 5:07 pm Purchase | 13D | Amprius Technologies, Inc. AMPX | Kensington Capital Sponsor IV LLC | 8,619,142 9.7% | 8,619,142![]() (New Position) | View |
2022-09-23 5:00 pm Purchase | 13D | Li-Cycle Holdings Corp. LICY | Glencore plc | 20,100,503 10.3% | 20,100,503![]() (New Position) | View |
2022-09-23 4:47 pm Unchanged | 13D | Tenax Therapeutics, Inc. TENX | Rich Stuart | 4,306,017 14.3% | 0 (Unchanged) | View |
2022-09-23 4:39 pm Purchase | 13D | Brightcove Inc. BCOV | Edenbrook Capital LLC | 5,116,189 12.21% | 528,325![]() (+11.52%) | View |
2022-09-23 4:38 pm Purchase | 13D | Hoegh LNG Partners LP HMLP | Hoegh LNG Holdings Ltd. | 33,373,002 100% | 18,115,504![]() (+118.73%) | View |
2022-09-23 4:34 pm Sale | 13D | Research Solutions, Inc. RSSS | Cove Street Capital LLC | 2,245,864 8.3% | -11,867![]() (-0.53%) | View |
2022-09-23 4:31 pm Unchanged | 13D | Axcella Health Inc. AXLA | Flagship VentureLabs IV LLC | 18,867,785 35.8% | 0 (Unchanged) | View |
2022-09-23 4:22 pm Purchase | 13D | Afya Limited AFYA | Bertelsmann SE & Co. KGaA | 32,364,749 44.2% | 920,486![]() (+2.93%) | View |
2022-09-23 4:20 pm Sale | 13D | NeuroBo Pharmaceuticals, Inc. NRBO | JK BioPharma Solutions Inc | 0 0% | -2,618,012![]() (Position Closed) | View |
2022-09-23 4:18 pm Unchanged | 13D | Mereo BioPharma Group plc MREO | Rubric Capital Management LP | 83,780,600 13.41% | 0 (Unchanged) | View |
2022-09-23 4:16 pm Unchanged | 13D | Eaton Vance Limited Duration Income Fund EVV | Paloma Partners Management Co | 1,012 11.7% | 0 (Unchanged) | View |
2022-09-23 4:15 pm Purchase | 13D | Ocwen Financial Corporation OCN | Amster Howard | 556,874 6.4% | 556,874![]() (New Position) | View |
2022-09-23 4:10 pm Purchase | 13D | Sportsman's Warehouse Holdings, Inc. SPWH | GAMCO INVESTORS INC. GBL | 1,189,016 3.06% | 1,189,016![]() (New Position) | View |
2022-09-23 4:07 pm Purchase | 13D | AXIM Biotechnologies, Inc. AXIM | Juniper & Ivy Corp | 500,000 100% | 500,000![]() (New Position) | View |
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