RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) - 13D/13G Filings

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2026-10-09
1:38 pm
Purchase
2026-09-3013GRIVERNORTH OPPORTUNITIES FD IN
RIV
ALLIANCEBERNSTEIN L.P.656,000
22.000%
656,000increase
(New Position)
Filing
History
2026-10-09
12:50 pm
Purchase
2026-09-3013GRIVERNORTH OPPORTUNITIES FD IN
RIV
Equitable Holdings, Inc.
EQH
1,404,000
47.000%
1,404,000increase
(New Position)
Filing
History
2026-09-21
5:38 pm
Purchase
2026-09-1813GRIVERNORTH OPPORTUNITIES FD IN
RIV
THRIVENT FINANCIAL FOR LUTHERANS740,000
24.700%
740,000increase
(New Position)
Filing
History
2025-11-03
2:07 pm
Purchase
2025-10-3113GRIVERNORTH OPPORTUNITIES FD IN
RIV
SIT INVESTMENT ASSOCIATES INC2,919,205
10.500%
2,309,827increase
(+379.05%)
Filing
History
2025-05-07
12:13 pm
Purchase
2025-03-3113GRIVERNORTH OPPORTUNITIES FD IN
RIV
Morgan Stanley
MS
1,845,256
8.200%
262,153increase
(+16.56%)
Filing
History
2024-02-09
2:45 pm
Purchase
2023-12-3113GRIVERNORTH OPPORTUNITIES FD IN
RIV
Morgan Stanley
MS
1,583,103
7.100%
120,110increase
(+8.21%)
Filing
History
2023-02-10
2:45 pm
Purchase
2022-12-3013GRIVERNORTH OPPORTUNITIES FD IN
RIV
Morgan Stanley
MS
1,462,993
6.500%
451,617increase
(+44.65%)
Filing
History
2022-03-01
12:44 pm
Sale
2022-03-0113GRIVERNORTH OPPORTUNITIES FD IN
RIV
SIT INVESTMENT ASSOCIATES INC609,378
3.290%
-117,155decrease
(-16.13%)
Filing
History
2022-02-10
5:16 pm
Sale
2021-12-3113GRIVERNORTH OPPORTUNITIES FD IN
RIV
Morgan Stanley
MS
1,011,376
5.500%
-399,847decrease
(-28.33%)
Filing
History
2022-02-10
11:41 am
Purchase
2021-12-3113GRIVERNORTH OPPORTUNITIES FD IN
RIV
SIT INVESTMENT ASSOCIATES INC726,533
5.600%
726,533increase
(New Position)
Filing
History
2021-11-10
4:18 pm
Purchase
2021-10-2913GRIVERNORTH OPPORTUNITIES FD IN
RIV
Morgan Stanley
MS
1,411,223
10.400%
576,275increase
(+69.02%)
Filing
History