List of insiders holdings for RIVERNORTH OPPORTUNITIES FUND, INC.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | RiverNorth Strategic Holdings LLC Holding Co | 2026-10-05 14:24:18 | 4,647,851 0 | 4,647,851 | Form 4 |
| 2 | Galley Patrick W. President | 2026-10-05 14:16:57 | 770,111 0 | 770,111 | Form 4 |
| 3 | THRIVENT FINANCIAL FOR LUTHERANS 10% Owner | 2026-09-21 17:38:46 | 740,000 0 | 740,000 | Form 13G |
| 4 | O'Neill Stephen Andrew Portfolio Manager | 2026-10-05 14:10:52 | 129,923 0 | 129,923 | Form 4 |
| 5 | RIVERNORTH CAPITAL MANAGEMENT LLC Adviser | 2024-11-27 08:31:14 | 76,796 0 | 76,796 | Form 4 |
| 6 | Raio Jerry Director | 2025-10-14 16:28:01 | 12,246 0 | 12,246 | Form 4 |
| 7 | HUTCHENS JOHN WAYNE Director | 2022-11-22 17:25:01 | 7,763 0 | 7,763 | Form 4 |
| 8 | Swanson David Director | 2026-10-05 15:44:23 | 2,294 0 | 2,294 | Form 4 |
| 9 | Oakes John S. Director | 2021-09-14 15:54:07 | 1,475 0 | 1,475 | Form 5 |
| 10 | Rettinger Erich Treasurer | 2022-10-04 12:12:17 | 0 0 | 0 | Form 5 |
| 11 | Sutula Matthew CHIEF COMPLIANCE OFFICER | 2022-10-03 12:41:47 | 0 0 | 0 | Form 5 |
| 12 | MCCLURE ROBERT DOUGLAS Treasurer | 2022-10-04 12:17:42 | 0 0 | 0 | Form 5 |
| 13 | Spahr Laton President of the Adviser | 2022-10-04 12:18:09 | 0 0 | 0 | Form 5 |
| 14 | Burns Kathryn Treasurer | 2022-10-04 12:24:53 | 0 0 | 0 | Form 5 |
| 15 | French Allen Assistant Secretary | 2022-10-04 12:35:39 | 0 0 | 0 | Form 5 |
| 16 | Kuchli Andrea E Assistant Secretary | 2022-10-04 12:38:59 | 0 0 | 0 | Form 5 |
| 17 | Meloni Andrew P Assistant Treasurer | 2022-10-04 12:41:01 | 0 0 | 0 | Form 5 |
| 18 | Duran Troy Anthony Officer of Investment Adviser | 2022-10-04 12:47:40 | 0 0 | 0 | Form 5 |
| 19 | Buchanan Patrick D Treasurer | 2022-10-04 12:48:22 | 0 0 | 0 | Form 5 |
| 20 | PARMENTIER WILLIAM R JR Officer of Investment Adviser | 2022-10-04 12:55:37 | 0 0 | 0 | Form 5 |
| 21 | Mougin Lisa Bruckert Director | 2022-11-10 18:31:03 | 0 0 | 0 | Form 3 |
| 22 | RiverNorth Financial Holdings LLC Affiliate of the Adviser | 2025-09-18 16:05:42 | 0 0 | 0 | Form 3 |
| 23 | Moore Christopher Secretary | 2017-06-19 10:53:47 | 0 0 | 0 | Form 3 |
| 24 | Collins Marcus L Officer of Sub Adviser | 2015-12-23 18:43:01 | 0 0 | 0 | Form 3 |
| 25 | Mohrhardt Jonathan M. Officer of Sub Adviser | 2015-12-23 18:46:00 | 0 0 | 0 | Form 3 |
| 26 | BURKE EDMUND J Officer of Investment Adviser | 2015-12-23 15:35:30 | 0 0 | 0 | Form 3 |
| 27 | CARTER JOHN K Director | 2015-12-23 16:33:07 | 0 0 | 0 | Form 3 |
| 28 | Nelson Erin Douglas Chief Compliance Officer | 2015-12-23 14:53:44 | 0 0 | 0 | Form 3 |
| 29 | Murray Abigail J Secretary | 2015-12-23 14:59:07 | 0 0 | 0 | Form 3 |
| 30 | Hunt Aisha Officer of Investment Adviser | 2015-12-23 16:05:42 | 0 0 | 0 | Form 3 |
| 31 | Carter Thomas Anthony President, Interested Director | 2015-12-23 15:16:24 | 0 0 | 0 | Form 3 |
| 32 | DST SYSTEMS INC Affiliate of Investment Adv | 2015-12-24 10:30:44 | 0 0 | 0 | Form 3 |
| 33 | ALPS HOLDINGS INC Affiliate of the Adviser | 2016-01-07 15:12:03 | 0 0 | 0 | Form 3 |
| 34 | ALPS ADVISORS INC Investment Adviser | 2022-10-03 12:48:34 | 0 0 | 0 | Form 5 |
| 35 | Swenson Bradley J Principal Financial Officer | 2018-02-06 12:57:22 | 0 0 | 0 | Form 3/A |
| 36 | SS&C Technologies Holdings Inc Affiliate of Inv Adviser | 2018-04-26 14:06:56 | 0 0 | 0 | Form 3 |
| 37 | MAY JEREMY O Principal Executive Officer | 2018-04-27 11:13:08 | 0 0 | 0 | Form 3/A |
| 38 | Noyes Richard Craig Officer of Investment Advisor | 2018-06-11 14:57:11 | 0 0 | 0 | Form 3 |
| 39 | Kerschen Jill Treasurer | 2019-06-10 16:37:14 | 0 0 | 0 | Form 3 |
| 40 | Sleightholme Michael Officer of Investment Advisor | 2019-06-19 13:33:43 | 0 0 | 0 | Form 3 |
| 41 | Khwaja-Dixon Sareena Secretary | 2020-06-08 15:06:55 | 0 0 | 0 | Form 3 |
| 42 | Schmucker Brian H Officer of Subadviser | 2021-06-08 15:06:47 | 0 0 | 0 | Form 4 |
| 43 | Ruppel Valerie Lynn Assistant Secretary | 2015-12-23 16:19:44 | 0 0 | 0 | Form 3 |