 | Form 4 Filings | Insider Buys | Significant Buys | Penny Stocks Insider Buying | Insider Sales |
| Insider Buy Sell Ratios | Stock Options | Insider Trading Stock Screener | Insider Trading Graph View | Insider Watch |
Insider Trading - RIVERNORTH CAPITAL MANAGEMENT LLC
| | "Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise" - Peter Lynch What is insider trading>> |
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2019-10-16 Sale | 2019-10-18 11:09 am | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Schmucker Brian H Galley Patrick W. Subadviser | 5,522 | $16.66 | $92,017 | 115,171 (Direct) | View |
| 2019-10-08 Sale | 2019-10-10 4:37 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Schmucker Brian H Galley Patrick W. Subadviser | 3,429 | $16.9 | $57,949 | 120,693 (Direct) | View |
| 2019-09-09 Sale | 2019-09-27 2:22 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 8,379 | $17.16 | $143,814 | 124,122 (Direct) | View |
| 2019-08-27 Sale | 2019-08-29 1:56 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 3,624 | $16.95 | $61,427 | 132,501 (Direct) | View |
| 2019-08-01 Sale | 2019-08-05 4:27 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 6,300 | $17.43 | $109,785 | 136,125 (Direct) | View |
| 2019-07-11 Sale | 2019-07-17 4:54 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 11,273 | $17.6 | $198,365 | 142,425 (Direct) | View |
| 2019-07-08 Sale | 2019-07-11 1:07 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 11,010 | $17.4 | $191,535 | 153,698 (Direct) | View |
| 2019-07-02 Sale | 2019-07-08 11:56 am | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 3,770 | $17.26 | $65,070 | 164,708 (Direct) | View |
| 2019-06-20 Sale | 2019-06-24 6:17 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 2,581 | $17.08 | $44,075 | 168,478 (Direct) | View |
| 2019-06-18 Sale | 2019-06-20 1:56 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 513 | $17.07 | $8,757 | 171,059 (Direct) | View |
| 2019-06-06 Sale | 2019-06-17 1:28 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 7,720 | $16.97 | $130,994 | 171,572 (Direct) | View |
| 2019-06-04 Sale | 2019-06-06 5:20 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 5,471 | $16.91 | $92,497 | 179,265 (Direct) | View |
| 2019-05-06 Sale | 2019-05-08 2:25 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 5,500 | $17.22 | $94,710 | 184,763 (Direct) | View |
| 2019-05-02 Sale | 2019-05-06 11:35 am | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 5,500 | $17.06 | $93,830 | 190,263 (Direct) | View |
| 2018-10-26 Purchase | 2018-10-30 3:27 pm | RiverNorth Opportunistic Municipal Income Fund Inc. | RMI | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Investment Adviser | 5,010 | $20 | $100,200 | 5,010 (Direct) | View |
| 2018-06-13 Sale | 2018-06-15 1:59 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 4,178 | $21.51 | $89,861 | 195,763 (Direct) | View |
| 2018-06-11 Sale | 2018-06-13 4:30 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 8,817 | $21.47 | $189,273 | 199,941 (Direct) | View |
| 2018-06-07 Sale | 2018-06-11 10:54 am | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 7,071 | $21.43 | $151,538 | 208,758 (Direct) | View |
| 2018-06-05 Sale | 2018-06-07 3:37 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 7,500 | $21.38 | $160,340 | 215,829 (Direct) | View |
| 2018-06-01 Sale | 2018-06-05 3:02 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 10,445 | $21.37 | $223,183 | 223,329 (Direct) | View |
| 2018-05-29 Sale | 2018-05-31 3:46 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 12,500 | $21.27 | $265,895 | 233,774 (Direct) | View |
| 2018-04-11 Sale | 2018-04-17 4:42 pm | RiverNorth Marketplace Lending Corp | RMPLX | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Investment Adviser | 41,369 | $23.96 | $991,201 | 0 (Direct) | View |
| 2018-01-10 Sale | 2018-01-12 4:11 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 7,400 | $20.74 | $153,476 | 246,274 (Direct) | View |
| 2018-01-08 Sale | 2018-01-10 3:26 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 14,000 | $20.67 | $289,380 | 253,674 (Direct) | View |
| 2018-01-03 Sale | 2018-01-05 11:36 am | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 5,300 | $20.28 | $107,484 | 272,674 (Direct) | View |
| 2018-01-02 Sale | 2018-01-03 3:51 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 13,000 | $20.1 | $261,240 | 272,974 (Direct) | View |
| 2017-12-21 Sale | 2017-12-26 4:58 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Subadviser | 13,442 | $19.75 | $265,477 | 285,974 (Direct) | View |
| 2017-10-09 Sale | 2017-10-13 11:46 am | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 14,374 | $21.01 | $301,983 | 299,416 (Direct) | View |
| 2017-10-05 Sale | 2017-10-10 12:49 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 7,000 | $20.72 | $145,010 | 62,136 (Direct) | View |
| 2017-09-18 Sale | 2017-09-20 2:10 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 3,700 | $21.09 | $78,033 | 320,790 (Direct) | View |
| 2017-09-14 Sale | 2017-09-18 2:37 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 800 | $21.12 | $16,894 | 324,490 (Direct) | View |
| 2017-09-08 Sale | 2017-09-12 3:56 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 2,800 | $21.01 | $58,835 | 325,290 (Direct) | View |
| 2017-09-05 Sale | 2017-09-07 4:56 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 8,300 | $21.09 | $175,060 | 328,090 (Direct) | View |
| 2017-05-18 Sale | 2017-05-22 4:32 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC SUBADVISER | 1,300 | $19.85 | $25,808 | 336,390 (Direct) | View |
| 2017-05-16 Sale | 2017-05-18 12:41 pm | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC SUBADVISER | 415 | $19.98 | $8,292 | 337,690 (Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2019-10-22 Sale | 2019-10-24 7:16 pm | N/A N/A | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Schmucker Brian H Galley Patrick W. Subadviser | 51,429 | $0.0401 | 0 (Direct) | View |
| 2019-10-22 Sale | 2019-10-24 7:16 pm | N/A N/A | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Schmucker Brian H Galley Patrick W. Subadviser | 10,290 | $0.06 | 0 (Direct) | View |
| 2019-10-18 Sale | 2019-10-22 4:22 pm | N/A N/A | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Schmucker Brian H Galley Patrick W. Subadviser | 14,465 | $0.0601 | 61,719 (Direct) | View |
| 2019-10-18 Sale | 2019-10-22 4:22 pm | N/A N/A | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Schmucker Brian H Galley Patrick W. Subadviser | 47,938 | $0.0359 | 61,719 (Direct) | View |
| 2019-10-16 Option Award | 2019-10-18 11:09 am | N/A N/A | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Schmucker Brian H Galley Patrick W. Subadviser | 124,122 | $0 | 115,171 (Direct) | View |
| 2017-10-30 Sale | 2017-10-31 2:39 pm | N/A N/A | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 7,860 | $0.24 | 261,867 (Direct) | View |
| 2017-10-30 Sale | 2017-10-31 2:39 pm | N/A N/A | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 10,000 | $0.23 | 261,867 (Direct) | View |
| 2017-10-23 Sale | 2017-10-25 4:56 pm | N/A N/A | RIVERNORTH OPPORTUNITIES FUND Inc | RIV | RIVERNORTH CAPITAL MANAGEMENT LLC Galley Patrick W. Schmucker Brian H Subadviser | 19,691 | $0.22 | 279,727 (Direct) | View |
| 2017-08-08 Disposition | 2017-08-10 3:00 pm | N/A N/A | FRANKLIN LTD DURATION INCOME TRUST | FTF | RIVERNORTH CAPITAL MANAGEMENT LLC RIVERNORTH CAPITAL PARTNERS L.P. RiverNorth Institutional Partners L.P. 10% Owner | 1,820 | $0 | 0 (Indirect) | View |