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Insider Trading - RIVERNORTH CAPITAL MANAGEMENT LLC

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for RIVERNORTH CAPITAL MANAGEMENT LLC
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-10-16
Sale
2019-10-18
11:09 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Schmucker Brian H
Galley Patrick W.
Subadviser
5,522 $16.66 $92,017 115,171
(Direct)
View
2019-10-08
Sale
2019-10-10
4:37 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Schmucker Brian H
Galley Patrick W.
Subadviser
3,429 $16.9 $57,949 120,693
(Direct)
View
2019-09-09
Sale
2019-09-27
2:22 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
8,379 $17.16 $143,814 124,122
(Direct)
View
2019-08-27
Sale
2019-08-29
1:56 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
3,624 $16.95 $61,427 132,501
(Direct)
View
2019-08-01
Sale
2019-08-05
4:27 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
6,300 $17.43 $109,785 136,125
(Direct)
View
2019-07-11
Sale
2019-07-17
4:54 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
11,273 $17.6 $198,365 142,425
(Direct)
View
2019-07-08
Sale
2019-07-11
1:07 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
11,010 $17.4 $191,535 153,698
(Direct)
View
2019-07-02
Sale
2019-07-08
11:56 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
3,770 $17.26 $65,070 164,708
(Direct)
View
2019-06-20
Sale
2019-06-24
6:17 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
2,581 $17.08 $44,075 168,478
(Direct)
View
2019-06-18
Sale
2019-06-20
1:56 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
513 $17.07 $8,757 171,059
(Direct)
View
2019-06-06
Sale
2019-06-17
1:28 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
7,720 $16.97 $130,994 171,572
(Direct)
View
2019-06-04
Sale
2019-06-06
5:20 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
5,471 $16.91 $92,497 179,265
(Direct)
View
2019-05-06
Sale
2019-05-08
2:25 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
5,500 $17.22 $94,710 184,763
(Direct)
View
2019-05-02
Sale
2019-05-06
11:35 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
5,500 $17.06 $93,830 190,263
(Direct)
View
2018-10-26
Purchase
2018-10-30
3:27 pm
RiverNorth Opportunistic Municipal Income Fund Inc. RMI RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Investment Adviser
5,010 $20 $100,200 5,010
(Direct)
View
2018-06-13
Sale
2018-06-15
1:59 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
4,178 $21.51 $89,861 195,763
(Direct)
View
2018-06-11
Sale
2018-06-13
4:30 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
8,817 $21.47 $189,273 199,941
(Direct)
View
2018-06-07
Sale
2018-06-11
10:54 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
7,071 $21.43 $151,538 208,758
(Direct)
View
2018-06-05
Sale
2018-06-07
3:37 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
7,500 $21.38 $160,340 215,829
(Direct)
View
2018-06-01
Sale
2018-06-05
3:02 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
10,445 $21.37 $223,183 223,329
(Direct)
View
2018-05-29
Sale
2018-05-31
3:46 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
12,500 $21.27 $265,895 233,774
(Direct)
View
2018-04-11
Sale
2018-04-17
4:42 pm
RiverNorth Marketplace Lending Corp RMPLX RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Investment Adviser
41,369 $23.96 $991,201 0
(Direct)
View
2018-01-10
Sale
2018-01-12
4:11 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
7,400 $20.74 $153,476 246,274
(Direct)
View
2018-01-08
Sale
2018-01-10
3:26 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
14,000 $20.67 $289,380 253,674
(Direct)
View
2018-01-03
Sale
2018-01-05
11:36 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
5,300 $20.28 $107,484 272,674
(Direct)
View
2018-01-02
Sale
2018-01-03
3:51 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
13,000 $20.1 $261,240 272,974
(Direct)
View
2017-12-21
Sale
2017-12-26
4:58 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Subadviser
13,442 $19.75 $265,477 285,974
(Direct)
View
2017-10-09
Sale
2017-10-13
11:46 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
14,374 $21.01 $301,983 299,416
(Direct)
View
2017-10-05
Sale
2017-10-10
12:49 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
7,000 $20.72 $145,010 62,136
(Direct)
View
2017-09-18
Sale
2017-09-20
2:10 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
3,700 $21.09 $78,033 320,790
(Direct)
View
2017-09-14
Sale
2017-09-18
2:37 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
800 $21.12 $16,894 324,490
(Direct)
View
2017-09-08
Sale
2017-09-12
3:56 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
2,800 $21.01 $58,835 325,290
(Direct)
View
2017-09-05
Sale
2017-09-07
4:56 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
8,300 $21.09 $175,060 328,090
(Direct)
View
2017-05-18
Sale
2017-05-22
4:32 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
SUBADVISER
1,300 $19.85 $25,808 336,390
(Direct)
View
2017-05-16
Sale
2017-05-18
12:41 pm
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
SUBADVISER
415 $19.98 $8,292 337,690
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-10-22
Sale
2019-10-24
7:16 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Schmucker Brian H
Galley Patrick W.
Subadviser
51,429 $0.0401 0
(Direct)
View
2019-10-22
Sale
2019-10-24
7:16 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Schmucker Brian H
Galley Patrick W.
Subadviser
10,290 $0.06 0
(Direct)
View
2019-10-18
Sale
2019-10-22
4:22 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Schmucker Brian H
Galley Patrick W.
Subadviser
14,465 $0.0601 61,719
(Direct)
View
2019-10-18
Sale
2019-10-22
4:22 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Schmucker Brian H
Galley Patrick W.
Subadviser
47,938 $0.0359 61,719
(Direct)
View
2019-10-16
Option Award
2019-10-18
11:09 am
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Schmucker Brian H
Galley Patrick W.
Subadviser
124,122 $0 115,171
(Direct)
View
2017-10-30
Sale
2017-10-31
2:39 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
7,860 $0.24 261,867
(Direct)
View
2017-10-30
Sale
2017-10-31
2:39 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
10,000 $0.23 261,867
(Direct)
View
2017-10-23
Sale
2017-10-25
4:56 pm
N/A
N/A
RIVERNORTH OPPORTUNITIES FUND Inc RIV RIVERNORTH CAPITAL MANAGEMENT LLC
Galley Patrick W.
Schmucker Brian H
Subadviser
19,691 $0.22 279,727
(Direct)
View
2017-08-08
Disposition
2017-08-10
3:00 pm
N/A
N/A
FRANKLIN LTD DURATION INCOME TRUST FTF RIVERNORTH CAPITAL MANAGEMENT LLC
RIVERNORTH CAPITAL PARTNERS L.P.
RiverNorth Institutional Partners L.P.
10% Owner
1,820 $0 0
(Indirect)
View
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