Insider Trading - Swanson David

Real time insider trading transaction history:

  1. Insiders must file a Form 4 covering their trades within two business days.
  2. Section 16 prohibits insiders from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period:
Insider Trading Transactions for Swanson David

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-07-02
Purchase
2019-07-03
11:27 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV Swanson David
Director
580 $17.2 $9,973 580
(Direct)
View
2019-07-02
Purchase
2019-07-08
11:53 am
RiverNorth Opportunistic Municipal Income Fund Inc. RMI Swanson David
Director
465 $21.4 $9,951 465
(Direct)
View
2019-10-25
Purchase
2019-10-28
10:54 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV Swanson David
Director
194 $16.6 $3,220 774
(Direct)
View
2020-08-14
Purchase
2020-08-17
8:44 pm
RiverNorth Flexible Municipal Income Fund Inc. RFM Swanson David
Director
530 $20.65 $10,944 530
(Direct)
View
2020-11-09
Purchase
2020-11-09
10:57 am
RIVERNORTH OPPORTUNITIES FUND Inc RIV Swanson David
Director
258 $14.08 $3,633 1,032
(Direct)
View
2020-11-19
Purchase
2020-11-20
1:56 pm
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. OPP Swanson David
Director
1,065 $14.1 $15,017 1,065
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2021-09-13
Option Award
2021-10-08
5:21 pm
N/A
N/A
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. OPP Swanson David
Director
355 $0 355
(Direct)
View
2021-09-13
Disposition
2021-10-08
5:21 pm
N/A
N/A
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. OPP Swanson David
Director
355 $0 0
(Direct)
View
2021-09-13
Purchase
2021-10-08
5:21 pm
N/A
N/A
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. OPP Swanson David
Director
355 $14.48 1,420
(Direct)
View