List of insiders holdings for Total Return Securities Fund:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | CSS LLC 10% Owner | 2026-04-17 14:35:55 | 1,020,547 0 | 1,020,547 | Form 13G |
| 2 | Dakos Andrew President and CEO | 2026-09-29 16:05:20 | 60,000 131,000 | 191,000 | Form 4 |
| 3 | GOLDSTEIN PHILLIP Secretary | 2026-10-13 16:05:25 | 124,229 0 | 124,229 | Form 4 |
| 4 | SELL MORITZ A Director | 2026-09-30 16:00:06 | 30,246 0 | 30,246 | Form 4 |
| 5 | HOTTINGER RODOLPHE President | 2008-03-12 10:53:18 | 23,580 0 | 23,580 | Form 4 |
| 6 | BRENNER PAUL Director | 2007-07-03 13:17:32 | 15,087 0 | 15,087 | Form 4 |
| 7 | CLAUDE FREY Director | 2008-10-14 14:33:22 | 5,086 0 | 5,086 | Form 4 |
| 8 | HELLERMAN GERALD Director | 2026-01-27 16:32:53 | 3,527 0 | 3,527 | Form 4 |
| 9 | Das Rajeev P Secretary | 2026-08-25 16:05:29 | 3,400 0 | 3,400 | Form 4 |
| 10 | VALENCIENNE PINEAU DIDIER Director | 2007-07-03 12:46:59 | 3,070 0 | 3,070 | Form 4 |
| 11 | SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC Investment Adviser | 2014-07-10 16:59:53 | 0 0 | 0 | Form 3 |
| 12 | DeTore Stephen M. Fmr Chief Compliance Officer | 2016-01-22 16:20:19 | 0 0 | 0 | Form 4 |
| 13 | Hooper R Clark Director | 2016-07-07 15:15:55 | 0 0 | 0 | Form 4 |
| 14 | Cannella Margaret M Director | 2016-12-06 19:00:21 | 0 0 | 0 | Form 4 |
| 15 | Mandel Alan M. Treas. & Princ. Fin. Officer | 2017-03-23 11:12:41 | 0 0 | 0 | Form 4 |
| 16 | Ingber Abby L. Chf. Legal Officer & Secretary | 2017-03-23 11:14:27 | 0 0 | 0 | Form 4 |
| 17 | Adams Reid B Chf. Legal Officer & Secretary | 2017-03-29 10:48:31 | 0 0 | 0 | Form 3 |
| 18 | Boillat Jean-Marc Director | 2017-04-19 12:09:17 | 0 0 | 0 | Form 4 |
| 19 | Brealey Richard Director | 2017-06-28 12:07:08 | 0 0 | 0 | Form 4 |
| 20 | BOCK DAVID Director | 2017-07-18 09:43:25 | 0 0 | 0 | Form 4 |
| 21 | Ricciardi Fred J Director | 2017-07-19 17:31:00 | 0 0 | 0 | Form 4 |
| 22 | Helbig Claus Director | 2017-08-24 17:16:40 | 0 0 | 0 | Form 4 |
| 23 | WITT SAMUEL B Director | 2017-09-22 12:36:56 | 0 0 | 0 | Form 4 |
| 24 | Hoysradt Jean Director | 2018-07-03 15:37:26 | 0 0 | 0 | Form 4 |
| 25 | Berris Brian A Director | 2018-07-03 15:42:04 | 0 0 | 0 | Form 4 |
| 26 | Calhoun Joseph S III Director | 2018-07-20 16:23:06 | 0 0 | 0 | Form 4 |
| 27 | DAYAN RICHARD Director | 2018-07-27 16:11:25 | 0 0 | 0 | Form 3 |
| 28 | Darling Stephanie Chief Compliance Officer | 2019-02-01 14:45:55 | 0 0 | 0 | Form 3 |
| 29 | Antonucci Thomas Chief Financial Officer | 2019-02-01 14:51:22 | 0 0 | 0 | Form 3 |
| 30 | Bulldog Investors LLP Investment Adviser | 2025-04-03 16:05:03 | 0 0 | 0 | Form 3 |
| 31 | HARRIS BEN H Director | 2026-04-01 16:05:29 | 0 0 | 0 | Form 3 |
| 32 | Berthelon Yves Fund Manager, Schroders | 2014-07-10 16:36:42 | 0 0 | 0 | Form 3 |
| 33 | Guarino Peter Roserio Chief Compliance Officer | 2006-03-10 14:00:10 | 0 0 | 0 | Form 3 |
| 34 | Keniston Patrick J Chief Compliance Officer | 2008-12-12 15:37:47 | 0 0 | 0 | Form 3 |
| 35 | VEILLEUX EDWARD J Vice President and Secretary | 2011-10-06 19:35:50 | 0 0 | 0 | Form 4 |
| 36 | James Downey Secretary | 2011-10-20 13:16:10 | 0 0 | 0 | Form 3 |
| 37 | Kraynak Michael Jr Director | 2012-08-31 13:35:28 | 0 0 | 0 | Form 4 |
| 38 | WEST STEPHEN K Director | 2012-09-18 14:23:21 | 0 0 | 0 | Form 4 |
| 39 | COMBY PHILIPPE Former Chief Financial Officer | 2014-07-03 11:10:27 | 0 0 | 0 | Form 4 |
| 40 | Millisits Rudolf Former Chief Executive Officer | 2014-07-03 11:11:50 | 0 0 | 0 | Form 4 |
| 41 | TAKACSY ALEXANDRE Former Director Director | 2014-07-09 15:12:05 | 0 0 | 0 | Form 4 |
| 42 | HOTTINGER CAPITAL CORP Former Investment Advisor | 2014-07-09 15:40:58 | 0 0 | 0 | Form 4 |
| 43 | HOTTINGER BANK TRUST LTD Affiliated to Hottinger & Cie | 2014-07-09 16:46:29 | 0 0 | 0 | Form 4 |
| 44 | Banque Hottinger & Cie SA Affil. of Hottinger Cap Corp | 2014-07-09 16:54:11 | 0 0 | 0 | Form 4 |
| 45 | Benz Caspar Fund Manager, Schroders | 2014-07-10 16:35:54 | 0 0 | 0 | Form 3 |
| 46 | Patnaik Shanak Chief Compliance Officer | 2016-01-22 12:46:20 | 0 0 | 0 | Form 3 |
| 47 | Bruderer Philipp Fund Manager, Schroders | 2014-07-10 16:37:27 | 0 0 | 0 | Form 3 |
| 48 | Chislett Paul Dir., Schroder Inv. Mgt. N.Am. | 2014-07-10 16:38:20 | 0 0 | 0 | Form 3 |
| 49 | Frischknecht Stefan Fund Manager, Schroders | 2014-07-10 16:39:59 | 0 0 | 0 | Form 3 |
| 50 | Hemenetz Mark A. Pres. & Princ. Exec. Officer | 2014-07-10 16:40:33 | 0 0 | 0 | Form 3 |
| 51 | Marshall David James Assistant Treasurer | 2014-07-10 16:42:23 | 0 0 | 0 | Form 3 |
| 52 | Muhlbaum Carin F. Vice President | 2014-07-10 16:43:10 | 0 0 | 0 | Form 3 |
| 53 | Sauer William P. Vice President | 2014-07-10 16:43:51 | 0 0 | 0 | Form 3 |
| 54 | Lanier Angel Assistant Secretary | 2014-07-10 16:44:35 | 0 0 | 0 | Form 3 |
| 55 | Lenz Daniel Fund Manager, Schroders | 2014-07-10 16:45:07 | 0 0 | 0 | Form 3 |
| 56 | Dasher Karl CEO, Schroder Invest. Mgmt NA | 2014-07-10 16:47:53 | 0 0 | 0 | Form 3 |
| 57 | STALDER HENRY Director of Hottinger Capital Director | 2005-10-13 13:36:48 | 0 0 | 0 | Form 4 |
| 58 | Schroder Investment Management North America Ltd Investment Sub-Adviser | 2014-07-10 17:00:43 | 0 0 | 0 | Form 3 |