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Insider Trading - Bulldog Investors LLC
| | "Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise" - Peter Lynch What is insider trading>> SPAC List: List of Special Purpose Acquisition Companies |
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2017-09-06 Purchase | 2017-09-08 1:25 pm | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 39,275 | $8.6859 | $341,137 | 1,085,079 (Indirect Direct) | View |
| 2017-09-08 Purchase | 2017-09-12 11:11 am | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 21,200 | $8.7155 | $184,768 | 2,000 (Indirect Direct) | View |
| 2017-09-12 Purchase | 2017-09-14 12:16 pm | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 8,908 | $8.7535 | $77,976 | 1,112,187 (Indirect Direct) | View |
| 2017-09-15 Purchase | 2017-09-19 10:43 am | JPMORGAN CHINA REGION FUND Inc | JFC | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 22,517 | $4.8623 | $109,484 | 845,368 (Indirect) | View |
| 2017-10-06 Sale | 2017-10-10 1:35 pm | ABERDEEN CHILE FUND Inc | CH | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 27,181 | $8.9891 | $244,333 | 917,955 (Indirect Direct) | View |
| 2017-10-04 Purchase | 2017-10-13 2:58 pm | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 35,885 | $8.914 | $319,880 | 1,148,072 (Indirect Direct) | View |
| 2017-10-18 Purchase | 2017-10-20 11:34 am | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 700 | $8.9586 | $6,271 | 1,148,772 (Indirect Direct) | View |
| 2017-10-20 Purchase | 2017-10-24 10:36 am | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 2,800 | $8.9582 | $25,083 | 1,151,572 (Indirect Direct) | View |
| 2017-10-24 Purchase | 2017-10-26 11:21 am | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 9,501 | $8.9158 | $84,709 | 1,161,073 (Indirect Direct) | View |
| 2017-10-26 Purchase | 2017-10-30 12:18 pm | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 19,433 | $8.9184 | $173,311 | 1,180,506 (Indirect Direct) | View |
| 2017-10-30 Purchase | 2017-11-01 10:47 am | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 7,609 | $8.9491 | $68,094 | 1,188,115 (Indirect Direct) | View |
| 2017-11-06 Purchase | 2017-11-08 12:17 pm | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 6,560 | $8.9954 | $59,010 | 1,194,675 (Indirect Direct) | View |
| 2017-11-08 Sale | 2017-11-13 11:24 am | ABERDEEN CHILE FUND Inc | CH | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 2,300 | $8.857 | $20,371 | 22,820 (Indirect Direct) | View |
| 2017-11-08 Purchase | 2017-11-13 12:31 pm | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 25,907 | $8.937 | $231,531 | 1,220,582 (Indirect Direct) | View |
| 2017-11-13 Purchase | 2017-11-15 11:33 am | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 18,600 | $8.9016 | $165,569 | 1,239,182 (Indirect Direct) | View |
| 2017-11-15 Purchase | 2017-11-17 11:23 am | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 1,150 | $8.8626 | $10,192 | 1,240,332 (Indirect Direct) | View |
| 2017-11-17 Purchase | 2017-11-21 10:56 am | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 3,164 | $8.9392 | $28,284 | 1,243,496 (Indirect Direct) | View |
| 2017-12-05 Sale | 2017-12-07 3:56 pm | ABERDEEN CHILE FUND Inc | CH | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 2,590 | $7.85 | $20,331 | 21,107 (Indirect Direct) | View |
| 2017-12-21 Purchase | 2017-12-26 12:06 pm | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 2,189 | $8.9698 | $19,635 | 1,245,685 (Indirect Direct) | View |
| 2018-01-03 Purchase | 2018-01-05 12:17 pm | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 200 | $9.06 | $1,812 | 1,245,885 (Indirect Direct) | View |
| 2018-01-10 Purchase | 2018-01-12 12:37 pm | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 6,337 | $9.1045 | $57,695 | 1,252,222 (Indirect Direct) | View |
| 2018-01-12 Purchase | 2018-01-17 11:47 am | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 13,750 | $9.1048 | $125,192 | 1,265,972 (Indirect Direct) | View |
| 2018-01-17 Purchase | 2018-01-19 4:38 pm | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 260,243 | $9.0995 | $2,368,076 | 1,526,215 (Indirect Direct) | View |
| 2018-01-19 Purchase | 2018-01-23 11:17 am | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 4,000 | $9.0887 | $36,355 | 1,530,215 (Indirect Direct) | View |
| 2018-01-25 Purchase | 2018-01-29 1:33 pm | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 3,358 | $9.1852 | $30,844 | 1,533,573 (Indirect Direct) | View |
| 2018-01-29 Purchase | 2018-01-31 1:45 pm | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 4,297 | $9.1274 | $39,220 | 933 (Indirect Direct) | View |
| 2018-01-31 Purchase | 2018-02-02 11:22 am | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 23,948 | $9.1409 | $218,906 | 1,557,521 (Indirect Direct) | View |
| 2018-02-02 Purchase | 2018-02-06 12:52 pm | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 100 | $9 | $900 | 1,557,621 (Indirect Direct) | View |
| 2018-08-27 Purchase | 2018-08-29 2:47 pm | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 8,200 | $13.76 | $112,832 | 712,347 (Indirect Direct) | View |
| 2018-08-27 Purchase | 2018-08-31 10:46 am | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 18,608 | $13.8 | $256,765 | 730,955 (Indirect Direct) | View |
| 2018-09-24 Purchase | 2018-09-26 2:19 pm | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 2,500 | $13.45 | $33,613 | 733,455 (Indirect Direct) | View |
| 2018-09-28 Purchase | 2018-10-01 12:40 pm | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 100 | $13.5 | $1,350 | 733,555 (Indirect Direct) | View |
| 2018-10-01 Purchase | 2018-10-03 12:43 pm | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 9,463 | $13.62 | $128,866 | 593,453 (Indirect Direct) | View |
| 2018-10-03 Purchase | 2018-10-05 2:13 pm | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 26,720 | $13.44 | $359,122 | 620,173 (Indirect Direct) | View |
| 2018-10-05 Purchase | 2018-10-09 2:02 pm | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC Samuels Steven GOLDSTEIN PHILLIP Dakos Andrew 10% Owner | 13,948 | $13.41 | $187,061 | 634,121 (Indirect Direct) | View |
| 2019-04-17 Sale | 2019-04-22 4:09 pm | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC Samuels Steven GOLDSTEIN PHILLIP Dakos Andrew 10% Owner | 536,293 | $14.68 | $7,870,681 | 1,086 (Indirect Direct) | View |
| 2020-02-28 Purchase | 2020-03-06 3:47 pm | WESTERN ASSET CORPORATE LOAN FUND Inc | TLI | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew 10% Owner | 586 | $9.7856 | $5,734 | 19,889 (Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2017-09-01 Other | 2017-09-01 12:53 pm | N/A N/A | JPMORGAN CHINA REGION FUND Inc | JFC | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 22,517 | $0 | 822,851 (Indirect) | View |
| 2018-06-06 Other | 2018-06-07 10:38 am | N/A N/A | PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 90,422 | $0 | 1,467,199 (Indirect) | View |
| 2018-09-28 Other | 2018-10-01 12:40 pm | N/A N/A | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner | 149,565 | $0 | 583,990 (Indirect) | View |
| 2019-03-19 Disposition | 2019-03-20 12:52 pm | N/A N/A | HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC Samuels Steven GOLDSTEIN PHILLIP Dakos Andrew 10% Owner | 1,247,106 | $9.25 | 220,106 (Indirect) | View |
| 2019-03-19 Disposition | 2019-03-20 12:52 pm | N/A N/A | HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC Samuels Steven GOLDSTEIN PHILLIP Dakos Andrew 10% Owner | 6,241 | $9.25 | 0 (Direct) | View |
| 2019-03-19 Disposition | 2019-03-20 12:52 pm | N/A N/A | HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC Samuels Steven GOLDSTEIN PHILLIP Dakos Andrew 10% Owner | 3,123 | $9.25 | 0 (Direct) | View |
| 2019-03-19 Disposition | 2019-03-20 12:52 pm | N/A N/A | HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC Samuels Steven GOLDSTEIN PHILLIP Dakos Andrew 10% Owner | 933 | $9.25 | 0 (Direct) | View |
| 2019-04-17 Other | 2019-04-22 4:09 pm | N/A N/A | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC Samuels Steven GOLDSTEIN PHILLIP Dakos Andrew 10% Owner | 96,742 | $0 | 537,379 (Indirect) | View |