GOLDSTEIN PHILLIP - Insider Trading & Ownership

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for GOLDSTEIN PHILLIP
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2026-04-07
Purchase
2026-04-09
4:07 pm
HIGH INCOME SECURITIES FUNDPCFGOLDSTEIN PHILLIP
Affiliate of the Adviser
Director
5,688$5.4575$31,04347,041
(Direct)
View
2026-03-18
Purchase
2026-03-19
4:20 pm
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Secretary
10,000$5.98$59,800113,234
(Direct)
View
2026-03-18
Purchase
2026-03-19
4:05 pm
HIGH INCOME SECURITIES FUNDPCFGOLDSTEIN PHILLIP
Affiliate of the Adviser
Director
17,905$5.46$97,76141,353
(Direct)
View
2026-03-05
Purchase
2026-03-09
4:05 pm
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Secretary
10,000$5.99$59,900103,234
(Direct)
View
2026-03-03
Purchase
2026-03-05
4:11 pm
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Secretary
5,000$6.01$30,05093,234
(Direct)
View
2026-02-24
Purchase
2026-02-26
4:18 pm
MFS INVESTMENT GRADE MUNICIPAL TRUSTCXHBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
1,372$8.12$11,14118,268
(Direct)
View
2026-02-23
Purchase
2026-02-25
4:26 pm
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Director
5,000$6.13$30,65087,910
(Direct)
View
2026-02-11
Purchase
2026-02-13
5:05 pm
MFS INVESTMENT GRADE MUNICIPAL TRUSTCXHBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
3,989$8.1$32,31116,896
(Direct)
View
2026-02-06
Purchase
2026-02-10
4:05 pm
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Director
10,000$6.07$60,70082,910
(Direct)
View
2026-02-02
Purchase
2026-02-04
5:01 pm
HIGH INCOME SECURITIES FUNDPCFGOLDSTEIN PHILLIP
Affiliate of the Adviser
Director
17,514$6.05$105,96023,448
(Direct)
View
2026-01-30
Purchase
2026-02-03
4:00 pm
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Director
10,000$5.92$59,20072,910
(Direct)
View
2026-01-23
Sale
2026-01-27
4:05 pm
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Director
31,314$6.81$213,24862,910
(Direct)
View
2026-01-22
Purchase
2026-01-26
5:20 pm
MFS INVESTMENT GRADE MUNICIPAL TRUSTCXHBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
10,119$7.97$80,64812,907
(Direct)
View
2026-01-22
Sale
2026-01-26
5:20 pm
MFS INVESTMENT GRADE MUNICIPAL TRUSTCXHBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
5,000$7.97$39,85012,907
(Direct)
View
2026-01-20
Purchase(A)
2026-01-23
6:35 pm
MFS HIGH YIELD MUNICIPAL TRUSTCMUBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
678$3.5$2,37324,878
(Direct)
View
2026-01-20
Purchase
2026-01-22
5:07 pm
MFS HIGH YIELD MUNICIPAL TRUSTCMUBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
678$3.5$2,37324,878
(Direct)
View
2025-12-16
Purchase
2025-12-18
5:01 pm
HIGH INCOME SECURITIES FUNDPCFGOLDSTEIN PHILLIP
Director
5,787$6.017$34,8205,934
(Direct)
View
2025-04-04
Purchase
2025-04-08
5:02 pm
SPECIAL OPPORTUNITIES FUND INC.SPEGOLDSTEIN PHILLIP
Chairman and Secretary
3,000$13.8$41,40034,822
(Direct)
View
2025-02-24
Sale
2025-02-26
5:01 pm
HIGH INCOME SECURITIES FUNDPCFGOLDSTEIN PHILLIP
Director
26,280$6.8466$179,929147
(Direct)
View
2025-01-17
Sale
2025-01-21
4:14 pm
SWISS HELVETIA FUND INC.SWZGOLDSTEIN PHILLIP
Director
4,535$8.45$38,32112,248
(Direct)
View
2024-12-12
Sale
2024-12-16
5:03 pm
HIGH INCOME SECURITIES FUNDPCFGOLDSTEIN PHILLIP
Director
233,119$7.07$1,648,15126,427
(Direct)
View
2024-06-28
Sale
2024-07-01
5:01 pm
HIGH INCOME SECURITIES FUNDPCFGOLDSTEIN PHILLIP
Director
90,000$6.93$623,7009,773
(Direct)
View
2024-06-26
Sale
2024-06-28
5:00 pm
HIGH INCOME SECURITIES FUNDPCFGOLDSTEIN PHILLIP
Director
144,600$6.8526$990,89399,773
(Direct)
View
2023-12-28
Purchase
2024-01-02
3:53 pm
SPECIAL OPPORTUNITIES FUND INC.SPEGOLDSTEIN PHILLIP
Chairman and Secretary
1,363$11.78$16,05542,306
(Direct)
View
2023-04-21
Purchase
2023-04-25
5:00 pm
HIGH INCOME SECURITIES FUNDPCFGOLDSTEIN PHILLIP
Director
10,000$6.37$63,700244,373
(Direct)
View
2023-04-10
Purchase
2023-04-12
3:30 pm
HIGH INCOME SECURITIES FUNDPCFGOLDSTEIN PHILLIP
Director
10,000$6.39$63,900234,373
(Direct)
View
2023-04-06
Purchase
2023-04-10
12:26 pm
HIGH INCOME SECURITIES FUNDPCFGOLDSTEIN PHILLIP
Director
9,510$6.41$60,959224,373
(Direct)
View
2023-04-05
Purchase
2023-04-07
08:37 am
SPECIAL OPPORTUNITIES FUND INC.SPEGOLDSTEIN PHILLIP
Chairman and Secretary
7,400$10.85$80,29031,459
(Direct)
View
2023-03-29
Purchase
2023-03-31
5:00 pm
SPECIAL OPPORTUNITIES FUND INC.SPEGOLDSTEIN PHILLIP
Chairman and Secretary
2,243$10.82$24,26224,059
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2026-03-02
Acquisition
2026-03-09
4:05 pm
N/A
N/A
SPECIAL OPPORTUNITIES FUND INC.SPEGOLDSTEIN PHILLIP
Chairman and Secretary
200$25.0957,568
(Direct)
View
2026-02-26
Acquisition
2026-03-05
4:11 pm
N/A
N/A
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Secretary
324$6.1693,234
(Direct)
View
2026-01-02
Acquisition
2026-01-26
5:20 pm
N/A
N/A
MFS INVESTMENT GRADE MUNICIPAL TRUSTCXHBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
100$7.9212,907
(Direct)
View
2025-12-11
Exercise
2025-12-12
5:04 pm
N/A
N/A
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Director
80,976$6.0793,224
(Direct)
View

Ownership
2025-04-03
4:05 pm
N/A
N/A
Logan Ridge Finance Corp.LRFCGOLDSTEIN PHILLIP
10% Owner
0$02,500
(Direct)
View

Ownership
2025-02-14
4:05 pm
N/A
N/A
MFS HIGH YIELD MUNICIPAL TRUSTCMUBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
0$024,200
(Direct)
View

Ownership
2024-09-26
4:07 pm
N/A
N/A
MFS INVESTMENT GRADE MUNICIPAL TRUSTCXHGOLDSTEIN PHILLIP
10% Owner
0$07,688
(Direct)
View
2024-08-16
Exercise
2024-08-19
5:03 pm
N/A
N/A
HIGH INCOME SECURITIES FUNDPCFGOLDSTEIN PHILLIP
Director
249,773$6.48259,546
(Direct)
View

Ownership
2024-06-21
12:09 pm
N/A
N/A
BNY MELLON MUNICIPAL INCOME INC.DMFGOLDSTEIN PHILLIP
Director
0$058,110
(Direct)
View

Ownership
2023-09-20
7:00 pm
N/A
N/A
TG Venture Acquisition Corp.TGVCBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
0$00
(Indirect)
View
(A) Indicate amendment filing.
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