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Insider Trading - GOLDSTEIN PHILLIP

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SPAC List: List of Special Purpose Acquisition Companies

Insider Trading Transactions for GOLDSTEIN PHILLIP
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-04-17
Sale
2019-04-22
4:09 pm
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP Bulldog Investors LLC
Samuels Steven
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
536,293 $14.68 $7,870,681 1,086
(Indirect
Direct)
View
2019-10-16
Sale
2019-10-18
10:01 am
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
107 $8.4647 $906 0
(Indirect
Direct)
View
2019-11-29
Purchase
2019-12-03
3:37 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
30,000 $8.1033 $243,100 31,037
(Direct)
View
2019-12-17
Purchase
2019-12-19
3:50 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
40,614 $8.15 $331,004 71,651
(Direct)
View
2019-12-19
Purchase
2019-12-23
4:09 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
2,611 $8.2 $21,410 74,262
(Direct)
View
2020-01-06
Purchase
2020-01-08
5:07 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
1,086 $8.33 $9,046 75,348
(Direct)
View
2020-02-24
Purchase
2020-02-26
12:35 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
25,000 $8.388 $209,700 100,348
(Direct)
View
2020-02-27
Purchase
2020-03-02
1:33 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
9,899 $7.8613 $77,819 110,247
(Direct)
View
2020-02-28
Purchase
2020-03-06
3:47 pm
WESTERN ASSET CORPORATE LOAN FUND Inc TLI Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
586 $9.7856 $5,734 19,889
(Direct)
View
2020-03-17
Purchase
2020-04-06
10:27 am
HERZFELD CARIBBEAN BASIN FUND INC CUBA GOLDSTEIN PHILLIP
10% Owner
5,365 $3.55 $19,046 259,411
(Direct)
View
2020-03-17
Sale
2020-04-06
10:27 am
HERZFELD CARIBBEAN BASIN FUND INC CUBA GOLDSTEIN PHILLIP
10% Owner
131,311 $3.1558 $414,385 259,411
(Direct)
View
2020-04-06
Sale
2020-04-21
2:33 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA GOLDSTEIN PHILLIP
10% Owner
55,480 $3.3288 $184,683 203,931
(Direct)
View
2020-04-23
Purchase
2020-04-27
1:47 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
5,000 $7.35 $36,750 115,247
(Direct)
View
2020-04-30
Purchase
2020-05-04
4:58 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
500 $7.37 $3,685 115,747
(Direct)
View
2020-07-15
Purchase
2020-07-16
5:00 pm
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
12,836 $11.74 $150,695 3,862
(Indirect
Direct)
View
2020-07-21
Purchase
2020-07-23
11:51 am
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
10,000 $11.83 $118,250 123,721
(Indirect
Direct)
View
2020-07-15
Purchase(A)
2020-08-18
1:39 pm
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
6,418 $11.74 $75,347 103,747
(Indirect
Direct)
View
2020-07-15
Sale(A)
2020-08-18
1:39 pm
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
6,418 $11.74 $75,347 103,747
(Indirect
Direct)
View
2020-07-21
Purchase(A)
2020-08-18
5:26 pm
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
10,000 $11.83 $118,250 113,747
(Indirect
Direct)
View
2020-09-14
Sale
2020-09-16
3:09 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
31,499 $8.456 $266,356 118,501
(Direct)
View
2020-09-16
Sale
2020-09-17
3:05 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
11,992 $8.456 $101,405 106,509
(Direct)
View
2020-09-21
Sale
2020-09-23
5:22 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
2,856 $8.3651 $23,891 103,653
(Direct)
View
2020-10-01
Sale
2020-10-05
4:27 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
13,301 $8.2862 $110,214 90,352
(Direct)
View
2020-10-08
Sale
2020-10-13
4:14 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
19,728 $8.3363 $164,459 70,624
(Direct)
View
2020-10-21
Sale
2020-10-23
11:49 am
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
1,188 $8.15 $9,682 69,436
(Direct)
View
2020-12-01
Sale
2020-12-03
6:52 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
12,700 $8.4367 $107,146 56,736
(Direct)
View
2020-12-04
Sale
2020-12-08
11:46 am
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
12,255 $8.571 $105,038 44,481
(Direct)
View
2020-12-08
Sale
2020-12-10
12:38 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
5,000 $8.66 $43,300 39,481
(Direct)
View
2020-12-15
Sale
2020-12-17
2:27 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
20,000 $8.7525 $175,050 19,481
(Direct)
View
2020-12-18
Sale
2020-12-22
12:17 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
5,000 $9.0214 $45,107 14,481
(Direct)
View
2020-12-02
Sale(A)
2020-12-28
12:21 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
410 $8.4 $3,444 64,026
(Direct)
View
2020-12-08
Sale(A)
2020-12-28
12:29 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
368 $8.68 $3,194 38,703
(Direct)
View
2020-12-23
Sale
2020-12-28
12:35 pm
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
13,700 $8.54 $116,998 3
(Direct)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-04-17
Other
2019-04-22
4:09 pm
N/A
N/A
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP Bulldog Investors LLC
Samuels Steven
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
96,742 $0 537,379
(Indirect)
View
2019-07-12
Gift
2019-07-16
3:58 pm
N/A
N/A
MVC CAPITAL Inc MVC GOLDSTEIN PHILLIP
Director
9,000 $0 13,666
(Direct)
View
2019-08-26
Acquisition
2019-08-29
1:55 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA GOLDSTEIN PHILLIP
10% Owner
800 $6.15 391,887
(Direct)
View
2019-08-26
Acquisition
2019-08-29
1:55 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA GOLDSTEIN PHILLIP
10% Owner
4,200 $6.15 396,087
(Direct)
View
2020-02-06
Disposition
2020-02-07
5:03 pm
N/A
N/A
MEXICO EQUITY & INCOME FUND INC MXE GOLDSTEIN PHILLIP
Director
5,583 $12.02 0
(Direct)
View
2020-02-13
Purchase
2020-02-18
11:50 am
N/A
N/A
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
900 $25.75 26,064
(Direct)
View
2020-02-13
Purchase
2020-02-18
11:50 am
N/A
N/A
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
100 $25.75 26,164
(Direct)
View
2020-02-21
Purchase
2020-02-25
1:49 pm
N/A
N/A
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
2,613 $25.75 28,777
(Direct)
View
2020-06-08
Disposition
2020-06-10
5:01 pm
N/A
N/A
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
16,564 $25.28 12,213
(Direct)
View
2020-06-08
Disposition
2020-06-10
5:01 pm
N/A
N/A
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
10,000 $25.28 2,213
(Direct)
View
2020-06-19
Disposition
2020-06-23
12:24 pm
N/A
N/A
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
2,213 $25.05 0
(Direct)
View
2020-06-19
Disposition
2020-06-23
12:24 pm
N/A
N/A
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
842 $25.05 0
(Indirect)
View
2020-12-23
Disposition
2020-12-23
4:44 pm
N/A
N/A
MVC CAPITAL Inc MVC GOLDSTEIN PHILLIP
Director
13,666 $0 0
(Direct)
View
2021-02-02
Exercise
2021-02-04
4:54 pm
N/A
N/A
HIGH INCOME SECURITIES FUND PCF GOLDSTEIN PHILLIP
Director
163,703 $8.24 163,706
(Direct)
View
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