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Insider Trading - GOLDSTEIN PHILLIP
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"Insiders might sell their shares for any number of reasons, but they buy them for only one:
they think the price will rise"
- Peter Lynch What is insider trading>> |
Common stock purchase or sale:
| Transaction Date |
Reported DateTime |
Company | Symbol | Insider Relationship |
Shares Traded |
Average Price |
Total Amount |
Shares Owned |
Filing |
| 2019-10-16 Sale |
2019-10-18 10:01 am |
HIGH INCOME SECURITIES FUND | PCF | GOLDSTEIN PHILLIP Director |
107 | $8.465 | $906 | 150,000 (Direct Indirect) |
View |
| 2019-04-17 Sale |
2019-04-22 4:09 pm |
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC Samuels Steven GOLDSTEIN PHILLIP Dakos Andrew 10% Owner |
536,293 | $14.68 | $7,870,681 | 537,379 (Direct Indirect) |
View |
| 2019-03-26 Purchase |
2019-03-28 2:13 pm |
MVC CAPITAL Inc | MVC | GOLDSTEIN PHILLIP Director |
517 | $9.1 | $4,705 | 22,666 (Direct) |
View |
| 2019-03-25 Purchase |
2019-03-27 3:31 pm |
HIGH INCOME SECURITIES FUND | PCF | GOLDSTEIN PHILLIP Director |
150,000 | $9.25 | $1,387,500 | 150,000 (Direct Indirect) |
View |
| 2019-03-25 Sale |
2019-03-27 3:31 pm |
HIGH INCOME SECURITIES FUND | PCF | GOLDSTEIN PHILLIP Director |
220,000 | $9.25 | $2,035,000 | 150,000 (Direct Indirect) |
View |
| 2019-03-19 Purchase |
2019-03-20 3:16 pm |
SPECIAL OPPORTUNITIES FUND Inc | SPE | GOLDSTEIN PHILLIP Chairman |
4,000 | $13.36 | $53,440 | 107,291 (Indirect Direct) |
View |
| 2019-01-28 Purchase |
2019-01-29 5:58 pm |
SPECIAL OPPORTUNITIES FUND Inc | SPE | GOLDSTEIN PHILLIP Chairman |
3,100 | $12.68 | $39,303 | 103,291 (Indirect Direct) |
View |
| 2019-01-15 Purchase |
2019-01-16 5:30 pm |
SPECIAL OPPORTUNITIES FUND Inc | SPE | GOLDSTEIN PHILLIP Chairman |
3,100 | $12.49 | $38,718 | 100,191 (Indirect Direct) |
View |
| 2018-12-19 Purchase |
2019-01-04 5:30 pm |
SPECIAL OPPORTUNITIES FUND Inc | SPE | GOLDSTEIN PHILLIP Chairman |
5,003 | $11.61 | $58,085 | 97,091 (Indirect Direct) |
View |
| 2018-12-27 Purchase |
2018-12-31 5:31 pm |
SPECIAL OPPORTUNITIES FUND Inc | SPE | GOLDSTEIN PHILLIP Chairman |
6,000 | $11.32 | $67,890 | 92,088 (Indirect Direct) |
View |
| 2018-10-10 Sale |
2018-10-12 5:00 pm |
MVC CAPITAL Inc | MVC | GOLDSTEIN PHILLIP Director |
449,476 | $9.41 | $4,229,569 | 22,149 (Direct Indirect) |
View |
| 2018-10-05 Sale(A) |
2018-10-10 7:08 pm |
MVC CAPITAL Inc | MVC | GOLDSTEIN PHILLIP Director |
65,957 | $9.43 | $621,975 | 449,476 (Direct Indirect) |
View |
| 2018-10-05 Sale |
2018-10-09 4:41 pm |
MVC CAPITAL Inc | MVC | GOLDSTEIN PHILLIP Director |
65,957 | $9.43 | $621,975 | 449,476 (Direct Indirect) |
View |
| 2018-10-05 Purchase |
2018-10-09 2:02 pm |
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC Samuels Steven GOLDSTEIN PHILLIP Dakos Andrew 10% Owner |
13,948 | $13.41 | $187,061 | 634,121 (Direct Indirect) |
View |
| 2018-10-03 Sale |
2018-10-05 5:09 pm |
MVC CAPITAL Inc | MVC | GOLDSTEIN PHILLIP Director |
10,005 | $9.509 | $95,138 | 516,403 (Direct Indirect) |
View |
| 2018-10-03 Purchase |
2018-10-05 2:13 pm |
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner |
26,720 | $13.44 | $359,122 | 620,173 (Direct Indirect) |
View |
| 2018-10-01 Sale |
2018-10-03 4:30 pm |
MVC CAPITAL Inc | MVC | GOLDSTEIN PHILLIP Director |
18,855 | $9.588 | $180,775 | 539,480 (Direct Indirect) |
View |
| 2018-10-01 Purchase |
2018-10-03 12:43 pm |
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner |
9,463 | $13.62 | $128,866 | 593,453 (Direct Indirect) |
View |
| 2018-09-28 Purchase |
2018-10-01 12:40 pm |
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner |
100 | $13.5 | $1,350 | 733,555 (Direct Indirect) |
View |
| 2018-09-25 Sale |
2018-09-27 5:27 pm |
MVC CAPITAL Inc | MVC | GOLDSTEIN PHILLIP Director |
6,700 | $9.75 | $65,325 | 544,293 (Direct Indirect) |
View |
| 2018-09-24 Purchase |
2018-09-26 2:19 pm |
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner |
2,500 | $13.45 | $33,613 | 733,455 (Direct Indirect) |
View |
| 2018-09-21 Sale |
2018-09-25 4:32 pm |
MVC CAPITAL Inc | MVC | GOLDSTEIN PHILLIP Director |
8,802 | $9.762 | $85,925 | 554,504 (Indirect) |
View |
| 2018-08-27 Purchase |
2018-08-31 10:46 am |
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner |
18,608 | $13.8 | $256,765 | 730,955 (Direct Indirect) |
View |
| 2018-08-27 Purchase |
2018-08-29 2:47 pm |
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner |
8,200 | $13.76 | $112,832 | 712,347 (Direct Indirect) |
View |
| 2018-07-02 Purchase |
2018-07-03 1:22 pm |
SPECIAL OPPORTUNITIES FUND Inc | SPE | GOLDSTEIN PHILLIP Chairman |
2,407 | $14.95 | $35,985 | 86,088 (Indirect Direct) |
View |
| 2018-06-28 Purchase |
2018-07-02 07:46 am |
SPECIAL OPPORTUNITIES FUND Inc | SPE | GOLDSTEIN PHILLIP Chairman |
93 | $14.95 | $1,390 | 83,681 (Indirect Direct) |
View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date |
Reported DateTime |
Exercisable Expiration |
Company | Symnbol | Insider Relationship |
Shares Traded |
Conversion Price |
Shares Owned |
Filing |
| 2019-08-26 Acquisition |
2019-08-29 1:55 pm |
N/A N/A |
HERZFELD CARIBBEAN BASIN FUND INC | CUBA | GOLDSTEIN PHILLIP 10% Owner |
800 | $6.15 | 396,087 (Direct) |
View |
| 2019-08-26 Acquisition |
2019-08-29 1:55 pm |
N/A N/A |
HERZFELD CARIBBEAN BASIN FUND INC | CUBA | GOLDSTEIN PHILLIP 10% Owner |
4,200 | $6.15 | 396,087 (Direct) |
View |
| 2019-07-12 Gift |
2019-07-16 3:58 pm |
N/A N/A |
MVC CAPITAL Inc | MVC | GOLDSTEIN PHILLIP Director |
9,000 | $0 | 13,666 (Direct) |
View |
| 2019-04-17 Other |
2019-04-22 4:09 pm |
N/A N/A |
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC Samuels Steven GOLDSTEIN PHILLIP Dakos Andrew 10% Owner |
96,742 | $0 | 537,379 (Indirect) |
View |
| 2019-03-19 Disposition |
2019-03-20 12:52 pm |
N/A N/A |
HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC Samuels Steven GOLDSTEIN PHILLIP Dakos Andrew 10% Owner |
1,247,106 | $9.25 | 220,106 (Indirect) |
View |
| 2019-03-19 Disposition |
2019-03-20 12:52 pm |
N/A N/A |
HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC Samuels Steven GOLDSTEIN PHILLIP Dakos Andrew 10% Owner |
6,241 | $9.25 | 220,106 (Direct) |
View |
| 2019-03-19 Disposition |
2019-03-20 12:52 pm |
N/A N/A |
HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC Samuels Steven GOLDSTEIN PHILLIP Dakos Andrew 10% Owner |
3,123 | $9.25 | 220,106 (Direct) |
View |
| 2019-03-19 Disposition |
2019-03-20 12:52 pm |
N/A N/A |
HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC Samuels Steven GOLDSTEIN PHILLIP Dakos Andrew 10% Owner |
933 | $9.25 | 220,106 (Direct) |
View |
| 2019-03-19 Disposition |
2019-03-20 11:00 am |
N/A N/A |
HIGH INCOME SECURITIES FUND | PCF | GOLDSTEIN PHILLIP Director |
6,241 | $9.25 | 220,106 (Direct) |
View |
| 2019-03-19 Disposition |
2019-03-20 11:00 am |
N/A N/A |
HIGH INCOME SECURITIES FUND | PCF | GOLDSTEIN PHILLIP Director |
1,247,106 | $9.25 | 220,106 (Indirect) |
View |
| 2019-02-20 Disposition |
2019-02-21 5:30 pm |
N/A N/A |
MEXICO EQUITY & INCOME FUND INC | MXE | GOLDSTEIN PHILLIP Director |
3,036 | $11.58 | 5,583 (Direct) |
View |
| 2019-02-08 Purchase |
2019-02-12 5:30 pm |
N/A N/A |
SPECIAL OPPORTUNITIES FUND Inc | SPE | GOLDSTEIN PHILLIP Chairman |
165 | $24.88 | 103,291 (Direct) |
View |
| 2019-01-08 Purchase |
2019-01-10 5:30 pm |
N/A N/A |
SPECIAL OPPORTUNITIES FUND Inc | SPE | GOLDSTEIN PHILLIP Chairman |
3,000 | $24.9 | 97,091 (Direct) |
View |
| 2019-01-04 Purchase |
2019-01-08 5:34 pm |
N/A N/A |
SPECIAL OPPORTUNITIES FUND Inc | SPE | GOLDSTEIN PHILLIP Chairman |
2,500 | $24.9 | 97,091 (Direct) |
View |
| 2018-12-19 Purchase |
2019-01-08 5:33 pm |
N/A N/A |
SPECIAL OPPORTUNITIES FUND Inc | SPE | GOLDSTEIN PHILLIP Chairman |
3,000 | $24.9 | 19,499 (Direct) |
View |
| 2018-12-19 Exercise |
2019-01-04 5:30 pm |
N/A N/A |
SPECIAL OPPORTUNITIES FUND Inc | SPE | GOLDSTEIN PHILLIP Chairman |
3,000 | $24.9 | 97,091 (Direct) |
View |
| 2019-01-02 Other |
2019-01-04 4:46 pm |
N/A N/A |
SWISS HELVETIA FUND Inc | SWZ | GOLDSTEIN PHILLIP Director |
104,660 | $0 | 1,050 (Indirect) |
View |
| 2019-01-02 Other |
2019-01-04 4:45 pm |
N/A N/A |
Brookfield DTLA Fund Office Trust Investor Inc. | DTLA | GOLDSTEIN PHILLIP Director |
200,936 | $0 | 682 (Indirect) |
View |
| 2018-11-20 Disposition |
2018-11-23 9:06 pm |
N/A N/A |
SWISS HELVETIA FUND Inc | SWZ | GOLDSTEIN PHILLIP Director |
1,782,348 | $7.86 | 104,660 (Indirect) |
View |
| 2018-11-20 Disposition |
2018-11-23 9:06 pm |
N/A N/A |
SWISS HELVETIA FUND Inc | SWZ | GOLDSTEIN PHILLIP Director |
17,633 | $7.86 | 104,660 (Direct) |
View |
| 2018-10-19 Other |
2018-10-23 5:50 pm |
N/A N/A |
SWISS HELVETIA FUND Inc | SWZ | GOLDSTEIN PHILLIP Director |
598,378 | $0 | 1,887,008 (Indirect) |
View |
| 2018-10-19 Other |
2018-10-23 5:50 pm |
N/A N/A |
SWISS HELVETIA FUND Inc | SWZ | GOLDSTEIN PHILLIP Director |
5,924 | $0 | 1,887,008 (Direct) |
View |
| 2018-06-08 Purchase |
2018-10-03 4:19 pm |
N/A N/A |
Brookfield DTLA Fund Office Trust Investor Inc. | DTLA | GOLDSTEIN PHILLIP Director |
1,155 | $24.79 | 246,986 (Indirect) |
View |
| 2018-06-08 Other |
2018-10-03 4:19 pm |
N/A N/A |
Brookfield DTLA Fund Office Trust Investor Inc. | DTLA | GOLDSTEIN PHILLIP Director |
46,050 | $0 | 246,986 (Indirect) |
View |
| 2018-09-28 Other |
2018-10-01 12:40 pm |
N/A N/A |
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | AKP | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner |
149,565 | $0 | 733,555 (Indirect) |
View |
| 2018-06-06 Other |
2018-06-07 10:38 am |
N/A N/A |
PUTNAM HIGH INCOME SECURITIES FUND | PCF | Bulldog Investors LLC GOLDSTEIN PHILLIP Dakos Andrew Samuels Steven 10% Owner |
90,422 | $0 | 1,467,199 (Indirect) |
View |
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