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Insider Trading - GOLDSTEIN PHILLIP

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for GOLDSTEIN PHILLIP
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2018-07-02
Purchase
2018-07-03
1:22 pm
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
2,407 $14.95 $35,985 86,088
(Indirect
Direct)
View
2018-06-28
Purchase
2018-07-02
07:46 am
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
93 $14.95 $1,390 83,681
(Indirect
Direct)
View
2018-05-24
Purchase
2018-05-25
11:45 am
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
3,000 $15 $45,000 83,588
(Indirect
Direct)
View
2018-05-11
Purchase
2018-05-15
10:03 am
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
186 $15.03 $2,796 80,588
(Indirect
Direct)
View
2018-04-13
Purchase
2018-04-17
10:51 am
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
3,000 $14.89 $44,670 80,402
(Indirect
Direct)
View
2018-03-27
Purchase
2018-03-29
11:23 am
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
2,500 $14.7 $36,750 77,402
(Indirect
Direct)
View
2018-03-22
Purchase
2018-03-26
11:49 am
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
3,630 $14.58 $52,936 74,902
(Indirect
Direct)
View
2018-02-27
Purchase
2018-03-01
2:50 pm
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
1,000 $14.92 $14,920 71,272
(Indirect
Direct)
View
2018-02-02
Purchase
2018-02-06
12:52 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
100 $9 $900 1,557,621
(Direct
Indirect)
View
2018-02-02
Purchase
2018-02-06
12:08 pm
SPECIAL OPPORTUNITIES FUND Inc SPE GOLDSTEIN PHILLIP
Chairman
1,000 $15.14 $15,140 70,272
(Indirect
Direct)
View
2018-01-31
Purchase
2018-02-02
11:22 am
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
23,948 $9.141 $218,906 1,557,521
(Direct
Indirect)
View
2018-01-29
Purchase
2018-01-31
1:45 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
4,297 $9.127 $39,220 1,533,573
(Indirect
Direct)
View
2018-01-25
Purchase
2018-01-29
1:33 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
3,358 $9.185 $30,844 1,533,573
(Direct
Indirect)
View
2018-01-19
Purchase
2018-01-23
11:17 am
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
4,000 $9.089 $36,355 1,530,215
(Direct
Indirect)
View
2017-06-02
Purchase(A)
2018-01-22
5:20 pm
MEXICO EQUITY & INCOME FUND INC MXE GOLDSTEIN PHILLIP
Director
2,500 $10.97 $27,425 10,600
(Direct)
View
2018-01-17
Purchase
2018-01-19
4:38 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
260,243 $9.099 $2,368,076 1,526,215
(Direct
Indirect)
View
2018-01-12
Purchase
2018-01-17
11:47 am
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
13,750 $9.105 $125,192 1,265,972
(Direct
Indirect)
View
2018-01-10
Purchase
2018-01-12
12:37 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
6,337 $9.104 $57,695 1,252,222
(Direct
Indirect)
View
2018-01-03
Purchase
2018-01-05
12:17 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
200 $9.06 $1,812 1,245,885
(Direct
Indirect)
View
2017-12-21
Purchase
2017-12-26
12:06 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
2,189 $8.97 $19,635 1,245,685
(Direct
Indirect)
View
2017-12-05
Sale
2017-12-07
3:56 pm
ABERDEEN CHILE FUND Inc CH Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
2,590 $7.85 $20,331 917,955
(Indirect
Direct)
View
2017-11-17
Purchase
2017-11-21
10:56 am
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
3,164 $8.939 $28,284 1,243,496
(Direct
Indirect)
View
2017-11-15
Purchase
2017-11-17
11:23 am
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
1,150 $8.863 $10,192 1,240,332
(Direct
Indirect)
View
2017-11-13
Purchase
2017-11-15
11:33 am
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
18,600 $8.902 $165,569 1,239,182
(Direct
Indirect)
View
2017-11-08
Purchase
2017-11-13
12:31 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
25,907 $8.937 $231,531 1,220,582
(Direct
Indirect)
View
2017-11-08
Sale
2017-11-13
11:24 am
ABERDEEN CHILE FUND Inc CH Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
2,300 $8.857 $20,371 917,955
(Indirect
Direct)
View
2017-11-06
Purchase
2017-11-08
12:17 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
6,560 $8.995 $59,010 1,194,675
(Direct
Indirect)
View
2017-10-30
Purchase
2017-11-01
10:47 am
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
7,609 $8.949 $68,094 1,188,115
(Direct
Indirect)
View
2017-10-26
Purchase
2017-10-30
12:18 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
19,433 $8.918 $173,311 1,180,506
(Direct
Indirect)
View
2017-10-24
Purchase
2017-10-26
11:21 am
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
9,501 $8.916 $84,709 1,161,073
(Direct
Indirect)
View
2017-10-20
Purchase
2017-10-24
10:36 am
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
2,800 $8.958 $25,083 1,151,572
(Direct
Indirect)
View
2017-10-18
Purchase
2017-10-20
11:34 am
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
700 $8.959 $6,271 1,148,772
(Direct
Indirect)
View
2017-10-04
Purchase
2017-10-13
2:58 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
35,885 $8.914 $319,880 1,148,072
(Direct
Indirect)
View
2017-10-06
Sale
2017-10-10
1:35 pm
ABERDEEN CHILE FUND Inc CH Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
27,181 $8.989 $244,333 917,955
(Direct
Indirect)
View
2017-09-15
Purchase
2017-09-19
10:43 am
JPMORGAN CHINA REGION FUND Inc JFC Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
22,517 $4.862 $109,484 845,368
(Indirect)
View
2017-09-12
Purchase
2017-09-14
12:16 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
8,908 $8.753 $77,976 1,112,187
(Direct
Indirect)
View
2017-09-08
Purchase
2017-09-12
11:11 am
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
21,200 $8.715 $184,768 1,103,279
(Indirect
Direct)
View
2017-09-06
Purchase
2017-09-08
1:25 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
39,275 $8.686 $341,137 1,085,079
(Indirect
Direct)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2018-06-06
Other
2018-06-07
10:38 am
N/A
N/A
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
90,422 $0 1,467,199
(Indirect)
View
2018-02-28
Disposition
2018-03-01
2:50 pm
N/A
N/A
MEXICO EQUITY & INCOME FUND INC MXE GOLDSTEIN PHILLIP
Director
1,985 $12.15 8,615
(Direct)
View
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