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Insider Trading - Capitala Finance Corp. (CPTA)

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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CPTA Insider Trading Transactions for Capitala Finance Corp.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-06-13
Sale
2019-06-14
09:49 am
Capitala Finance Corp. CPTA Wheelahan Richard
Chief Compliance Officer
2,576 $9.17 $23,622 13,372
(Direct)
View
2019-06-13
Purchase
2019-06-14
09:48 am
Capitala Finance Corp. CPTA Alala Joseph B III
Director
2,576 $9.17 $23,622 12,187
(Indirect
Direct)
View
2018-12-20
Purchase
2018-12-21
3:32 pm
Capitala Finance Corp. CPTA Arnall Stephen A.
CFO
1,500 $6.76 $10,140 28,385
(Direct)
View
2018-05-25
Purchase
2018-05-29
12:00 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
4,533 $8.159 $36,986 140,000
(Indirect
Direct)
View
2018-03-23
Purchase
2018-03-27
2:26 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
2,058 $7.8 $16,052 135,467
(Indirect
Direct)
View
2018-03-22
Purchase
2018-03-23
4:28 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
3,409 $7.8 $26,590 133,409
(Indirect
Direct)
View
2017-12-21
Purchase
2017-12-22
10:19 am
Capitala Finance Corp. CPTA Carroll Larry W.
Director
10,000 $7.5 $75,000 130,000
(Direct)
View
2017-12-01
Purchase
2017-12-04
5:38 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
10,000 $7.62 $76,200 120,000
(Direct)
View
2017-12-01
Purchase
2017-12-04
5:36 pm
Capitala Finance Corp. CPTA Alala Joseph B III
Director
520 $7.62 $3,962 360
(Direct
Indirect)
View
2017-11-13
Purchase
2017-11-15
10:50 am
Capitala Finance Corp. CPTA Alala Joseph B III
Director
89,000 $7.768 $691,362 454,433
(Direct
Indirect)
View
2017-11-13
Purchase
2017-11-15
10:48 am
Capitala Finance Corp. CPTA Carroll Larry W.
Director
10,000 $7.62 $76,197 110,000
(Direct)
View
2017-09-21
Purchase
2017-09-25
5:59 pm
Capitala Finance Corp. CPTA Alala Joseph B III
Director
200 $9.112 $1,822 100
(Direct
Indirect)
View
2017-08-10
Purchase(A)
2017-09-25
5:53 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
20,000 $9.147 $182,933 100,000
(Direct)
View
2014-05-16
Purchase
2017-08-15
4:18 pm
Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT
Director
5,098 $11 $56,097 81,538
(Indirect
Direct)
View
2017-08-11
Purchase
2017-08-15
4:16 pm
Capitala Finance Corp. CPTA Alala Joseph B III
Director
9,611 $9 $86,497 9,611
(Indirect
Direct)
View
2017-08-11
Purchase
2017-08-15
4:14 pm
Capitala Finance Corp. CPTA Wheelahan Richard
Chief Compliance Officer
1,111 $8.991 $9,989 13,698
(Direct
Indirect)
View
2017-08-11
Purchase
2017-08-15
4:12 pm
Capitala Finance Corp. CPTA McGlinn John F.
See Remarks
4,444 $9 $39,996 112,485
(Direct
Indirect)
View
2017-08-10
Purchase
2017-08-14
7:34 pm
Capitala Finance Corp. CPTA Arnall Stephen A.
CFO
1,100 $9.054 $9,959 12,010
(Direct
Indirect)
View
2017-08-10
Purchase
2017-08-14
4:10 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
20,000 $9.147 $182,933 10,000
(Direct)
View
2016-11-15
Purchase
2016-11-16
2:35 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
7,000 $12.01 $84,093 80,000
(Direct)
View
2016-03-18
Purchase
2016-03-22
1:15 pm
Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT
Director
10,000 $11.55 $115,535 78,455
(Indirect
Direct)
View
2016-03-14
Purchase
2016-03-14
5:18 pm
Capitala Finance Corp. CPTA McGlinn John F.
COO
2,190 $11.4 $24,966 94,194
(Direct
Indirect)
View
2015-12-23
Purchase
2015-12-23
8:19 pm
Capitala Finance Corp. CPTA Alala Joseph B III
Director
84,950 $11.6 $985,420 285,229
(Indirect)
View
2015-12-15
Purchase
2015-12-18
11:51 am
Capitala Finance Corp. CPTA Alala Joseph B III
Director
4,075 $11.98 $48,818 200,279
(Indirect)
View
2015-12-10
Purchase
2015-12-11
10:49 am
Capitala Finance Corp. CPTA Carroll Larry W.
Director
3,000 $12.9 $38,700 73,000
(Direct)
View
2015-11-13
Purchase
2015-11-16
11:39 am
Capitala Finance Corp. CPTA Arnall Stephen A.
CFO
750 $13.5 $10,125 8,785
(Direct
Indirect)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-05-01
Other
2020-02-20
08:58 am
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
21,245 $0 0
(Indirect)
View
2018-06-01
Exercise
2018-06-05
09:19 am
N/A
N/A
Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT
Director
21,347 $0 0
(Direct)
View
2018-06-01
Exercise
2018-06-05
09:19 am
N/A
N/A
Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT
Director
21,347 $0 0
(Direct)
View
2018-06-01
Exercise
2018-06-05
09:18 am
N/A
N/A
Capitala Finance Corp. CPTA McGlinn John F.
See Remarks
55,388 $0 0
(Direct)
View
2018-06-01
Exercise
2018-06-05
09:18 am
N/A
N/A
Capitala Finance Corp. CPTA McGlinn John F.
See Remarks
55,388 $0 0
(Direct)
View
2018-06-01
Exercise
2018-06-05
09:15 am
N/A
N/A
Capitala Finance Corp. CPTA Arnall Stephen A.
CFO
8,500 $0 0
(Direct)
View
2018-06-01
Exercise
2018-06-05
09:15 am
N/A
N/A
Capitala Finance Corp. CPTA Arnall Stephen A.
CFO
8,500 $0 0
(Direct)
View
2018-06-01
Exercise
2018-06-05
09:13 am
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
80,204 $0 0
(Indirect)
View
2018-06-01
Exercise
2018-06-05
09:13 am
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
237,739 $0 0
(Indirect)
View
2018-06-01
Exercise
2018-06-05
09:13 am
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
237,739 $0 0
(Indirect)
View
2018-06-01
Exercise
2018-06-05
09:13 am
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
80,204 $0 0
(Indirect)
View
2017-09-25
Exercise
2017-09-25
6:10 pm
N/A
N/A
Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT
Director
16,010 $0 21,347
(Direct)
View
2017-09-25
Exercise
2017-09-25
6:10 pm
N/A
N/A
Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT
Director
16,010 $0 21,347
(Direct)
View
2017-09-25
Exercise
2017-09-25
6:07 pm
N/A
N/A
Capitala Finance Corp. CPTA McGlinn John F.
See Remarks
41,541 $0 55,388
(Direct)
View
2017-09-25
Exercise
2017-09-25
6:07 pm
N/A
N/A
Capitala Finance Corp. CPTA McGlinn John F.
See Remarks
41,541 $0 55,388
(Direct)
View
2017-09-24
Exercise
2017-09-25
6:03 pm
N/A
N/A
Capitala Finance Corp. CPTA Wheelahan Richard
Chief Compliance Officer
2,250 $0 0
(Direct)
View
2017-09-24
Disposition
2017-09-25
6:03 pm
N/A
N/A
Capitala Finance Corp. CPTA Wheelahan Richard
Chief Compliance Officer
24,000 $0 0
(Direct)
View
2017-09-24
Exercise
2017-09-25
6:03 pm
N/A
N/A
Capitala Finance Corp. CPTA Wheelahan Richard
Chief Compliance Officer
2,250 $0 0
(Direct)
View
2017-09-21
Disposition
2017-09-25
5:59 pm
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
21,145 $0 100
(Indirect)
View
2017-09-21
Disposition
2017-09-25
5:59 pm
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
2,855 $0 100
(Indirect)
View
2017-09-21
Disposition
2017-09-25
5:59 pm
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
24,000 $0 100
(Indirect)
View
2017-09-21
Exercise
2017-09-25
5:59 pm
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
180,555 $0 100
(Indirect)
View
2017-09-21
Exercise
2017-09-25
5:59 pm
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
60,153 $0 100
(Indirect)
View
2017-09-21
Disposition
2017-09-25
5:59 pm
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
24,000 $0 100
(Indirect)
View
2017-09-21
Exercise
2017-09-25
5:59 pm
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
180,555 $0 100
(Indirect)
View
2017-09-21
Exercise
2017-09-25
5:59 pm
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
60,153 $0 100
(Indirect)
View
2017-09-25
Exercise
2017-09-25
5:56 pm
N/A
N/A
Capitala Finance Corp. CPTA Arnall Stephen A.
CFO
6,375 $0 8,500
(Direct)
View
2017-09-25
Exercise
2017-09-25
5:56 pm
N/A
N/A
Capitala Finance Corp. CPTA Arnall Stephen A.
CFO
6,375 $0 8,500
(Direct)
View
2016-09-25
Exercise
2016-09-27
7:49 pm
N/A
N/A
Capitala Finance Corp. CPTA McGlinn John F.
See Remarks
13,847 $0 96,929
(Direct)
View
2016-09-25
Exercise
2016-09-27
7:49 pm
N/A
N/A
Capitala Finance Corp. CPTA McGlinn John F.
See Remarks
13,847 $0 96,929
(Direct)
View
2016-09-25
Exercise
2016-09-27
7:48 pm
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
63,185 $0 442,294
(Indirect)
View
2016-09-25
Exercise
2016-09-27
7:48 pm
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
20,051 $0 442,294
(Indirect)
View
2016-09-25
Exercise
2016-09-27
7:48 pm
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
20,051 $0 442,294
(Direct)
View
2016-09-25
Exercise
2016-09-27
7:48 pm
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
63,185 $0 442,294
(Indirect)
View
2016-09-25
Exercise
2016-09-27
7:48 pm
N/A
N/A
Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT
Director
5,337 $0 37,357
(Direct)
View
2016-09-25
Exercise
2016-09-27
7:48 pm
N/A
N/A
Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT
Director
5,337 $0 37,357
(Direct)
View
2016-09-25
Exercise
2016-09-27
7:48 pm
N/A
N/A
Capitala Finance Corp. CPTA Arnall Stephen A.
CFO
2,125 $0 14,875
(Direct)
View
2016-09-25
Option Award
2016-09-27
7:48 pm
N/A
N/A
Capitala Finance Corp. CPTA Arnall Stephen A.
CFO
3,000 $0 14,875
(Direct)
View
2016-09-25
Exercise
2016-09-27
7:48 pm
N/A
N/A
Capitala Finance Corp. CPTA Arnall Stephen A.
CFO
2,125 $0 14,875
(Direct)
View
2016-09-25
Exercise
2016-09-27
7:47 pm
N/A
N/A
Capitala Finance Corp. CPTA Wheelahan Richard
Chief Compliance Officer
3,750 $0 26,250
(Direct)
View
2016-09-25
Exercise
2016-09-27
7:47 pm
N/A
N/A
Capitala Finance Corp. CPTA Wheelahan Richard
Chief Compliance Officer
3,750 $0 26,250
(Direct)
View
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