Insider Trading - Logan Ridge Finance Corp. (LRFC)

Real time insider trading transaction history:

  1. Insiders must file a Form 4 covering their trades within two business days.
  2. Section 16 prohibits insiders from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period:
Insider Trading Transactions for Logan Ridge Finance Corp.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-08-11
Purchase
2017-08-15
4:12 pm
Capitala Finance Corp. CPTA McGlinn John F.
See Remarks
4,444 $9 $39,996 209,414
(Direct)
View
2017-08-11
Purchase
2017-08-15
4:14 pm
Capitala Finance Corp. CPTA Wheelahan Richard
Chief Compliance Officer
1,111 $8.9907 $9,989 39,948
(Direct)
View
2017-08-11
Purchase
2017-08-15
4:16 pm
Capitala Finance Corp. CPTA Alala Joseph B III
Director
9,611 $8.9998 $86,497 1,343,614
(Indirect
Direct)
View
2014-05-16
Purchase
2017-08-15
4:18 pm
Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT
Director
5,098 $11 $56,097 400,168
(Indirect
Direct)
View
2017-08-10
Purchase(A)
2017-09-25
5:53 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
20,000 $9.1466 $182,933 100,000
(Direct)
View
2017-09-21
Purchase
2017-09-25
5:59 pm
Capitala Finance Corp. CPTA Alala Joseph B III
Director
200 $9.112 $1,822 1,112,254
(Indirect
Direct)
View
2017-11-13
Purchase
2017-11-15
10:48 am
Capitala Finance Corp. CPTA Carroll Larry W.
Director
10,000 $7.6197 $76,197 110,000
(Direct)
View
2017-11-13
Purchase
2017-11-15
10:50 am
Capitala Finance Corp. CPTA Alala Joseph B III
Director
89,000 $7.7681 $691,362 1,047,705
(Indirect
Direct)
View
2017-12-01
Purchase
2017-12-04
5:36 pm
Capitala Finance Corp. CPTA Alala Joseph B III
Director
520 $7.62 $3,962 1,047,865
(Indirect
Direct)
View
2017-12-01
Purchase
2017-12-04
5:38 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
10,000 $7.62 $76,200 120,000
(Direct)
View
2017-12-21
Purchase
2017-12-22
10:19 am
Capitala Finance Corp. CPTA Carroll Larry W.
Director
10,000 $7.5 $75,000 130,000
(Direct)
View
2018-03-22
Purchase
2018-03-23
4:28 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
3,409 $7.8 $26,590 134,069
(Indirect
Direct)
View
2018-03-23
Purchase
2018-03-27
2:26 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
2,058 $7.8 $16,052 136,127
(Indirect
Direct)
View
2018-05-25
Purchase
2018-05-29
12:00 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
4,533 $8.1593 $36,986 140,660
(Indirect
Direct)
View
2018-12-20
Purchase
2018-12-21
3:32 pm
Capitala Finance Corp. CPTA Arnall Stephen A.
CFO
1,500 $6.76 $10,140 28,385
(Direct)
View
2019-06-13
Purchase
2019-06-14
09:48 am
Capitala Finance Corp. CPTA Alala Joseph B III
Director
2,576 $9.17 $23,622 575,322
(Indirect
Direct)
View
2019-06-13
Sale
2019-06-14
09:49 am
Capitala Finance Corp. CPTA Wheelahan Richard
Chief Compliance Officer
2,576 $9.17 $23,622 13,372
(Direct)
View
2020-08-31
Purchase
2020-09-01
3:30 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
6,667 $10.3 $68,668 147,327
(Indirect
Direct)
View
2020-08-31
Purchase(A)
2020-11-10
5:20 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
6,667 $10.3 $68,668 30,110
(Indirect
Direct)
View
2020-11-06
Purchase
2020-11-10
5:20 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
5,968 $9.7521 $58,201 36,078
(Indirect
Direct)
View
2020-11-18
Purchase
2020-11-19
4:33 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
3,371 $10.48 $35,328 39,449
(Indirect
Direct)
View
2020-11-20
Purchase
2020-11-24
1:05 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
5,000 $10.47 $52,350 44,449
(Indirect
Direct)
View
2020-12-08
Purchase
2020-12-09
1:23 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
2,000 $14.15 $28,300 46,449
(Indirect
Direct)
View
2020-12-15
Purchase
2020-12-16
5:09 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
3,541 $13.98 $49,503 49,910
(Indirect
Direct)
View
2020-12-16
Purchase
2020-12-17
3:47 pm
Capitala Finance Corp. CPTA Carroll Larry W.
Director
2,592 $13.98 $36,236 52,502
(Indirect
Direct)
View
2020-12-17
Purchase
2020-12-18
11:30 am
Capitala Finance Corp. CPTA Carroll Larry W.
Director
1,766 $14 $24,724 54,268
(Indirect
Direct)
View
2021-06-14
Purchase
2021-06-15
11:13 am
Capitala Finance Corp. CPTA Carroll Larry W.
Director
3,000 $26.31 $78,930 57,268
(Indirect
Direct)
View
2021-06-16
Purchase
2021-06-17
11:48 am
Capitala Finance Corp. CPTA Carroll Larry W.
Director
3,400 $25.87 $87,958 60,668
(Indirect
Direct)
View
2021-06-23
Purchase
2021-06-24
11:28 am
Capitala Finance Corp. CPTA Carroll Larry W.
Director
2,000 $24.8 $49,600 62,668
(Indirect
Direct)
View
2021-11-15
Purchase
2021-11-16
6:10 pm
Logan Ridge Finance Corp. LRFC Schafer Patrick
CIO
500 $24.99 $12,496 500
(Direct)
View
2021-11-16
Purchase
2021-11-17
12:55 pm
Logan Ridge Finance Corp. LRFC Schafer Patrick
CIO
500 $25.45 $12,723 1,000
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2017-09-25
Exercise
2017-09-25
5:56 pm
N/A
N/A
Capitala Finance Corp. CPTA Arnall Stephen A.
CFO
6,375 $0 26,885
(Direct)
View
2017-09-21
Disposition
2017-09-25
5:59 pm
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
48,000 $0 1,112,254
(Indirect)
View
2017-09-21
Exercise
2017-09-25
5:59 pm
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
240,708 $0 1,112,254
(Indirect)
View
2017-09-24
Disposition
2017-09-25
6:03 pm
N/A
N/A
Capitala Finance Corp. CPTA Wheelahan Richard
Chief Compliance Officer
24,000 $0 18,198
(Direct)
View
2017-09-24
Exercise
2017-09-25
6:03 pm
N/A
N/A
Capitala Finance Corp. CPTA Wheelahan Richard
Chief Compliance Officer
2,250 $0 18,198
(Direct)
View
2017-09-25
Exercise
2017-09-25
6:07 pm
N/A
N/A
Capitala Finance Corp. CPTA McGlinn John F.
See Remarks
41,541 $0 209,414
(Direct)
View
2017-09-25
Exercise
2017-09-25
6:10 pm
N/A
N/A
Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT
Director
16,010 $0 401,766
(Direct)
View
2018-06-01
Exercise
2018-06-05
09:13 am
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
398,148 $0 38,108
(Indirect)
View
2018-06-01
Exercise
2018-06-05
09:15 am
N/A
N/A
Capitala Finance Corp. CPTA Arnall Stephen A.
CFO
8,500 $0 26,885
(Direct)
View
2018-06-01
Exercise
2018-06-05
09:18 am
N/A
N/A
Capitala Finance Corp. CPTA McGlinn John F.
See Remarks
55,388 $0 209,414
(Direct)
View
2018-06-01
Exercise
2018-06-05
09:19 am
N/A
N/A
Capitala Finance Corp. CPTA BROYHILL MARKHAM HUNT
Director
21,347 $0 401,766
(Direct)
View
2019-05-01
Other
2020-02-20
08:58 am
N/A
N/A
Capitala Finance Corp. CPTA Alala Joseph B III
Director
21,245 $0 575,322
(Indirect)
View
(A) Indicate amendment filing.
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