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Insider Trading - SWISS HELVETIA FUND Inc (SWZ)

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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SWZ Insider Trading Transactions for SWISS HELVETIA FUND Inc
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2018-01-08
Purchase
2018-01-10
5:16 pm
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
9,982 $12.93 $129,035 1,297,339
(Indirect)
View
2018-01-10
Purchase
2018-01-12
12:05 pm
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
292 $12.92 $3,773 292
(Indirect
Direct)
View
2018-01-19
Purchase
2018-01-23
11:08 am
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
16,103 $13.15 $211,790 1,313,442
(Indirect
Direct)
View
2018-01-30
Purchase
2018-02-01
3:31 pm
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
5,042 $13.45 $67,820 1,318,484
(Indirect
Direct)
View
2018-02-01
Purchase
2018-02-05
3:11 pm
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
1,353 $13.4 $18,129 1,319,837
(Indirect
Direct)
View
2018-02-05
Purchase
2018-02-07
1:54 pm
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
6,442 $12.88 $82,970 1,326,279
(Indirect
Direct)
View
2018-02-12
Purchase
2018-02-14
5:27 pm
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
11,200 $12.35 $138,333 1,337,479
(Indirect
Direct)
View
2018-02-16
Purchase
2018-02-21
2:32 pm
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
6,200 $12.75 $79,030 1,343,179
(Indirect
Direct)
View
2019-08-02
Purchase
2019-08-02
4:30 pm
SWISS HELVETIA FUND Inc SWZ HELLERMAN GERALD
Director
1,000 $8 $8,000 1,041
(Direct)
View
2019-08-02
Purchase(A)
2019-08-05
09:43 am
SWISS HELVETIA FUND Inc SWZ HELLERMAN GERALD
Director
1,000 $8 $8,000 1,041
(Direct)
View
2019-08-05
Purchase
2019-08-07
4:37 pm
SWISS HELVETIA FUND Inc SWZ SELL MORITZ A
Director
1,875 $7.874 $14,764 2,000
(Direct)
View
2019-10-08
Purchase
2019-10-09
2:46 pm
SWISS HELVETIA FUND Inc SWZ HELLERMAN GERALD
Director
1,000 $7.93 $7,930 2,041
(Direct)
View
2019-11-29
Purchase
2019-12-03
3:37 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
30,000 $8.1033 $243,100 31,037
(Direct)
View
2019-12-17
Purchase
2019-12-19
3:50 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
40,614 $8.15 $331,004 71,651
(Direct)
View
2019-12-19
Purchase
2019-12-23
4:09 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
2,611 $8.2 $21,410 74,262
(Direct)
View
2020-01-06
Purchase
2020-01-08
5:07 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
1,086 $8.33 $9,046 75,348
(Direct)
View
2020-02-24
Purchase
2020-02-26
12:35 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
25,000 $8.388 $209,700 100,348
(Direct)
View
2020-02-27
Purchase
2020-03-02
1:33 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
9,899 $7.8613 $77,819 110,247
(Direct)
View
2020-02-27
Purchase
2020-03-02
4:04 pm
SWISS HELVETIA FUND Inc SWZ HELLERMAN GERALD
Director
1,000 $8 $8,000 3,057
(Direct)
View
2020-02-28
Purchase
2020-03-03
2:10 pm
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
CEO
1,000 $7.75 $7,750 1,064
(Direct)
View
2020-03-09
Purchase
2020-03-10
2:53 pm
SWISS HELVETIA FUND Inc SWZ SELL MORITZ A
Director
2,000 $7.6728 $15,346 4,033
(Direct)
View
2020-03-16
Purchase
2020-03-16
2:56 pm
SWISS HELVETIA FUND Inc SWZ SELL MORITZ A
Director
1,017 $6.13 $6,234 5,050
(Direct)
View
2020-04-03
Purchase
2020-04-03
4:44 pm
SWISS HELVETIA FUND Inc SWZ HELLERMAN GERALD
Director
1,000 $6.9 $6,900 4,067
(Direct)
View
2020-04-23
Purchase
2020-04-27
1:47 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
5,000 $7.35 $36,750 115,247
(Direct)
View
2020-04-30
Purchase
2020-05-04
4:58 pm
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
500 $7.37 $3,685 115,747
(Direct)
View
2020-10-02
Sale
2020-10-02
4:07 pm
SWISS HELVETIA FUND Inc SWZ SELL MORITZ A
Director
2,000 $8.37 $16,740 3,330
(Direct)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2018-06-06
Other
2018-06-08
4:02 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
54,549 $0 1,288,630
(Indirect)
View
2018-10-19
Other
2018-10-23
5:50 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
598,378 $0 18,683
(Indirect)
View
2018-10-19
Other
2018-10-23
5:50 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
5,924 $0 18,683
(Direct)
View
2018-10-19
Other
2018-10-23
5:51 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ HELLERMAN GERALD
Director
232 $0 732
(Direct)
View
2018-10-19
Other
2018-10-23
5:52 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ SELL MORITZ A
Director
715 $0 2,254
(Direct)
View
2018-10-19
Other
2018-10-23
5:54 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
598,378 $0 1,159
(Indirect)
View
2018-10-19
Other
2018-10-23
5:54 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
367 $0 1,159
(Direct)
View
2018-11-20
Disposition
2018-11-23
9:02 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ HELLERMAN GERALD
Director
691 $7.86 41
(Direct)
View
2018-11-20
Disposition
2018-11-23
9:02 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ SELL MORITZ A
Director
2,129 $7.86 125
(Direct)
View
2018-11-20
Disposition
2018-11-23
9:03 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
1,782,348 $7.86 64
(Indirect)
View
2018-11-20
Disposition
2018-11-23
9:03 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
1,095 $7.86 64
(Direct)
View
2018-11-20
Disposition
2018-11-23
9:06 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
1,782,348 $7.86 1,050
(Indirect)
View
2018-11-20
Disposition
2018-11-23
9:06 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
17,633 $7.86 1,050
(Direct)
View
2019-01-02
Other
2019-01-04
4:44 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
104,660 $0 0
(Indirect)
View
2019-01-02
Other
2019-01-04
4:46 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ GOLDSTEIN PHILLIP
Director
104,660 $0 0
(Indirect)
View
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