Total Return Securities Fund (SWZ) - Insider Trading & Ownership

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Total Return Securities Fund
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2026-06-15
Purchase
2026-06-17
4:17 pm
Total Return Securities FundSWZSELL MORITZ A
Director
2,155$5.9593$12,84214,155
(Direct)
View
2026-05-29
Purchase
2026-06-01
4:25 pm
Total Return Securities FundSWZSELL MORITZ A
Director
1,000$6.01$6,01012,000
(Direct)
View
2026-05-27
Purchase
2026-05-29
4:09 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
13,000$5.9807$77,749166,000
(Indirect
Direct)
View
2026-05-18
Purchase
2026-05-20
4:14 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
7,000$5.9543$41,680153,000
(Indirect
Direct)
View
2026-04-24
Purchase
2026-04-27
4:05 pm
Total Return Securities FundSWZSELL MORITZ A
Director
1,002$6.065$6,07711,000
(Direct)
View
2026-04-16
Purchase
2026-04-20
4:22 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
11,265$6.0644$68,315146,000
(Indirect
Direct)
View
2026-04-07
Purchase
2026-04-09
4:06 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
6,000$5.9667$35,800133,735
(Indirect
Direct)
View
2026-04-02
Purchase
2026-04-06
4:38 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
4,963$5.9284$29,423127,735
(Indirect
Direct)
View
2026-03-27
Purchase
2026-03-31
4:05 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
11,200$5.9143$66,240122,772
(Indirect
Direct)
View
2026-03-24
Purchase
2026-03-26
4:25 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
6,000$5.9583$35,750112,572
(Indirect
Direct)
View
2026-03-18
Purchase
2026-03-19
4:20 pm
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Secretary
10,000$5.98$59,800113,234
(Direct)
View
2026-03-11
Purchase
2026-03-13
5:08 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
5,024$6$30,144106,572
(Indirect
Direct)
View
2026-03-05
Purchase
2026-03-09
4:05 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
24,500$5.9896$146,745101,548
(Indirect
Direct)
View
2026-03-05
Purchase
2026-03-09
4:05 pm
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Secretary
10,000$5.99$59,900103,234
(Direct)
View
2026-03-03
Purchase
2026-03-05
4:11 pm
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Secretary
5,000$6.01$30,05093,234
(Direct)
View
2026-03-02
Purchase
2026-03-04
4:18 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
14,918$6.017$89,76277,048
(Indirect
Direct)
View
2026-02-26
Purchase
2026-03-02
6:46 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
7,000$6.1786$43,25062,130
(Indirect
Direct)
View
2026-02-23
Purchase
2026-02-25
4:26 pm
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Director
5,000$6.13$30,65087,910
(Direct)
View
2026-02-23
Purchase
2026-02-25
4:06 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
5,674$6.1436$34,85955,130
(Indirect
Direct)
View
2026-02-19
Purchase
2026-02-23
4:05 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
8,000$6.1344$49,07549,456
(Indirect
Direct)
View
2026-02-06
Purchase
2026-02-10
4:05 pm
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Director
10,000$6.07$60,70082,910
(Direct)
View
2026-02-03
Purchase
2026-02-05
6:55 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
16,000$5.9906$95,85041,456
(Indirect
Direct)
View
2026-02-02
Purchase
2026-02-04
4:05 pm
Total Return Securities FundSWZSELL MORITZ A
Director
2,120$5.9706$12,6589,998
(Direct)
View
2026-01-30
Purchase
2026-02-03
4:00 pm
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Director
10,000$5.92$59,20072,910
(Direct)
View
2026-01-23
Sale
2026-01-27
4:32 pm
Total Return Securities FundSWZHELLERMAN GERALD
Director
1,755$6.81$11,9523,527
(Direct)
View
2026-01-23
Sale
2026-01-27
4:05 pm
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Director
31,314$6.81$213,24862,910
(Direct)
View
2026-01-23
Sale
2026-01-27
4:05 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
12,672$6.81$86,29625,456
(Indirect
Direct)
View
2026-01-23
Sale
2026-01-27
4:05 pm
Total Return Securities FundSWZDas Rajeev P
Secretary
166$6.81$1,130334
(Direct)
View
2026-01-23
Sale
2026-01-27
4:05 pm
Total Return Securities FundSWZSELL MORITZ A
Director
3,922$6.81$26,7097,878
(Direct)
View
2025-12-29
Sale
2025-12-31
11:55 am
Total Return Securities FundSWZCSS LLC
10% Owner
19,968$6.2523$124,8451,686,971
(Direct)
View
2025-12-22
Sale
2025-12-29
4:17 pm
Total Return Securities FundSWZCSS LLC
10% Owner
28,567$6.2566$178,7321,706,939
(Direct)
View
2025-12-15
Sale
2025-12-17
10:29 am
Total Return Securities FundSWZCSS LLC
10% Owner
7,000$6.2286$43,6001,735,506
(Direct)
View
2025-10-27
Purchase
2025-10-29
4:16 pm
Total Return Securities FundSWZSELL MORITZ A
Director
1,000$6.055$6,0554,400
(Direct)
View
2025-06-30
Purchase
2025-07-01
4:39 pm
Total Return Securities FundSWZSELL MORITZ A
Director
1,815$6.34$11,5073,400
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership
2026-04-01
4:05 pm
N/A
N/A
Total Return Securities FundSWZHARRIS BEN H
Director
0$00
(Direct)
View
2026-02-26
Acquisition
2026-03-05
4:11 pm
N/A
N/A
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Secretary
324$6.1693,234
(Direct)
View

Ownership
2025-12-16
1:23 pm
N/A
N/A
Total Return Securities FundSWZCSS LLC
10% Owner
0$01,742,506
(Direct)
View
2025-12-11
Exercise
2025-12-12
5:16 pm
N/A
N/A
Total Return Securities FundSWZSELL MORITZ A
Director
7,400$6.0711,800
(Direct)
View
2025-12-11
Exercise
2025-12-12
5:14 pm
N/A
N/A
Total Return Securities FundSWZDakos Andrew
President and CEO
35,064$6.0738,128
(Direct)
View
2025-12-11
Exercise
2025-12-12
5:09 pm
N/A
N/A
Total Return Securities FundSWZDas Rajeev P
Secretary
468$6.07500
(Direct)
View
2025-12-11
Exercise
2025-12-12
5:04 pm
N/A
N/A
Total Return Securities FundSWZGOLDSTEIN PHILLIP
Director
80,976$6.0793,224
(Direct)
View
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