Total Return Securities Fund (SWZ) - 13D/13G Filings

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2026-01-08
12:03 pm
Unchanged
2025-12-3113GTotal Return Securities, Inc.
SWZ
Allspring Global Investments Holdings LLC2,127,310
12.500%
0
(Unchanged)
Filing
History
2025-12-31
12:24 pm
Sale
2025-12-3013GTotal Return Securities, Inc.
SWZ
CSS LLC/IL1,686,971
9.939%
-55,535decrease
(-3.19%)
Filing
History
2025-12-16
2:14 pm
Purchase
2025-12-1213GTotal Return Securities, Inc.
SWZ
CSS LLC/IL1,742,506
10.266%
520,750increase
(+42.62%)
Filing
History
2025-12-03
4:22 pm
Purchase
2025-11-2013GTotal Return Securities, Inc.
SWZ
CSS LLC/IL1,221,756
8.995%
1,221,756increase
(New Position)
Filing
History
2025-11-14
2:48 pm
Sale
2025-09-3013GTotal Return Securities, Inc.
SWZ
RIVERNORTH CAPITAL MANAGEMENT, LLC378,637
2.910%
-291,309decrease
(-43.48%)
Filing
History
2025-10-10
09:11 am
Purchase
2025-09-3013GTotal Return Securities, Inc.
SWZ
Allspring Global Investments Holdings LLC2,127,310
16.400%
196,505increase
(+10.18%)
Filing
History
2025-08-14
3:52 pm
Sale
2025-06-3013GTotal Return Securities, Inc.
SWZ
Lazard Asset Management LLC666,252
5.100%
-862,216decrease
(-56.41%)
Filing
History
2025-08-14
2:41 pm
Purchase
2025-06-3013GTotal Return Securities, Inc.
SWZ
RIVERNORTH CAPITAL MANAGEMENT, LLC669,946
5.160%
669,946increase
(New Position)
Filing
History
2025-05-15
3:56 pm
Purchase
2025-03-3113GTotal Return Securities, Inc.
SWZ
Lazard Asset Management LLC1,528,468
11.770%
809,156increase
(+112.49%)
Filing
History
2025-04-15
2:56 pm
Sale
2025-03-3113GTotal Return Securities, Inc.
SWZ
Allspring Global Investments Holdings LLC1,930,805
14.900%
-160,020decrease
(-7.65%)
Filing
History
2025-02-14
2:52 pm
Sale
2024-12-3113GTotal Return Securities, Inc.
SWZ
Lazard Asset Management LLC719,312
5.540%
-25,232decrease
(-3.39%)
Filing
History
2024-11-14
6:25 pm
Sale
2024-09-3013GTotal Return Securities, Inc.
SWZ
Lazard Asset Management LLC744,544
5.730%
-45,002decrease
(-5.70%)
Filing
History
2024-02-14
5:24 pm
Sale
2024-02-1413GTotal Return Securities, Inc.
SWZ
Lazard Asset Management LLC789,546
6.080%
-14,671decrease
(-1.82%)
Filing
History
2024-01-12
07:28 am
Purchase
2023-12-3113GTotal Return Securities, Inc.
SWZ
Allspring Global Investments Holdings LLC2,090,825
16.090%
712,883increase
(+51.74%)
Filing
History
2023-03-08
3:19 pm
Purchase
2023-03-0813GTotal Return Securities, Inc.
SWZ
Lazard Asset Management LLC804,217
6.100%
1,267increase
(+0.16%)
Filing
History
2023-01-13
09:01 am
Purchase
2022-12-3113GTotal Return Securities, Inc.
SWZ
Allspring Global Investments Holdings LLC1,377,942
10.440%
35,673increase
(+2.66%)
Filing
History
2022-12-07
10:42 am
Purchase
2022-12-0713GTotal Return Securities, Inc.
SWZ
Allspring Global Investments Holdings LLC1,342,269
10.170%
174,965increase
(+14.99%)
Filing
History
2022-08-10
4:27 pm
Sale
2022-07-2913GTotal Return Securities, Inc.
SWZ
City of London Investment Management Company Limited638,993
4.800%
-82,400decrease
(-11.42%)
Filing
History
2022-02-11
4:14 pm
Purchase
2021-12-3113GTotal Return Securities, Inc.
SWZ
City of London Investment Management Company Limited721,393
5.500%
33,384increase
(+4.85%)
Filing
History
2022-02-10
5:36 pm
Sale
2022-02-0113GTotal Return Securities, Inc.
SWZ
Lazard Asset Management LLC802,950
6.050%
-38,233decrease
(-4.55%)
Filing
History
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