Total Return Securities Fund (SWZ) - 13D/13G Filings

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2023-01-13
09:01 am
Purchase
2022-12-3113GTOTAL RETURN SECS FD COM
SWZ
Allspring Global Investments Holdings LLC1,377,942
10.440%
35,673increase
(+2.66%)
Filing
History
2022-12-07
10:42 am
Purchase
2022-12-0713GTOTAL RETURN SECS FD COM
SWZ
Allspring Global Investments Holdings LLC1,342,269
10.170%
174,965increase
(+14.99%)
Filing
History
2022-08-10
4:27 pm
Sale
2022-07-2913GTOTAL RETURN SECS FD COM
SWZ
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD638,993
4.800%
-82,400decrease
(-11.42%)
Filing
History
2022-02-11
4:14 pm
Purchase
2021-12-3113GTOTAL RETURN SECS FD COM
SWZ
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD721,393
5.500%
33,384increase
(+4.85%)
Filing
History
2022-02-10
5:36 pm
Sale
2022-02-0113GTOTAL RETURN SECS FD COM
SWZ
LAZARD ASSET MANAGEMENT LLC802,950
6.050%
-38,233decrease
(-4.55%)
Filing
History
2022-01-19
09:05 am
Purchase
2021-12-3113GTOTAL RETURN SECS FD COM
SWZ
Allspring Global Investments Holdings LLC1,167,304
8.840%
1,167,304increase
(New Position)
Filing
History
2021-12-08
4:56 pm
Sale
2021-11-3013GTOTAL RETURN SECS FD COM
SWZ
WELLS FARGO & COMPANY
WFC
106,708
0.800%
-1,067,614decrease
(-90.91%)
Filing
History
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