Total Return Securities Fund (SWZ) - 13D/13G Filings

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2022-01-19
09:05 am
Purchase
2021-12-3113GTotal Return Securities, Inc.
SWZ
Allspring Global Investments Holdings LLC1,167,304
8.840%
1,167,304increase
(New Position)
Filing
History
2021-12-08
4:56 pm
Sale
2021-11-3013GTotal Return Securities, Inc.
SWZ
WELLS FARGO & COMPANY
WFC
106,708
0.800%
-1,067,614decrease
(-90.91%)
Filing
History
2021-02-16
3:37 pm
Sale
2020-12-3113GTotal Return Securities, Inc.
SWZ
RIVERNORTH CAPITAL MANAGEMENT, LLC0
0.000%
-881,134decrease
(Position Closed)
Filing
History
2021-02-12
4:06 pm
Purchase
2020-12-3113GTotal Return Securities, Inc.
SWZ
City of London Investment Management Company Limited688,009
5.200%
688,009increase
(New Position)
Filing
History
2021-02-12
3:47 pm
Unchanged
2020-12-3113GTotal Return Securities, Inc.
SWZ
WELLS FARGO & COMPANY
WFC
1,174,322
8.890%
0
(Unchanged)
Filing
History
2021-02-12
09:52 am
Purchase
2020-12-3113GTotal Return Securities, Inc.
SWZ
WELLS FARGO & COMPANY
WFC
1,174,322
8.890%
452,341increase
(+62.65%)
Filing
History
2021-02-09
10:51 am
Purchase
2021-02-0113GTotal Return Securities, Inc.
SWZ
Lazard Asset Management LLC841,183
6.340%
690,346increase
(+457.68%)
Filing
History
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