Dakos Andrew - Insider Trading & Ownership

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Dakos Andrew
Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2026-03-05
Purchase
2026-03-09
4:05 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
24,500$5.9896$146,745101,548
(Indirect
Direct)
View
2026-03-02
Purchase
2026-03-04
4:18 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
14,918$6.017$89,76277,048
(Indirect
Direct)
View
2026-02-26
Purchase
2026-03-02
6:46 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
7,000$6.1786$43,25062,130
(Indirect
Direct)
View
2026-02-24
Purchase
2026-02-26
4:18 pm
MFS INVESTMENT GRADE MUNICIPAL TRUSTCXHBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
1,372$8.12$11,14118,268
(Direct)
View
2026-02-23
Purchase
2026-02-25
4:06 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
5,674$6.1436$34,85955,130
(Indirect
Direct)
View
2026-02-19
Purchase
2026-02-23
4:05 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
8,000$6.1344$49,07549,456
(Indirect
Direct)
View
2026-02-11
Purchase
2026-02-13
5:05 pm
MFS INVESTMENT GRADE MUNICIPAL TRUSTCXHBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
3,989$8.1$32,31116,896
(Direct)
View
2026-02-03
Purchase
2026-02-05
6:55 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
16,000$5.9906$95,85041,456
(Indirect
Direct)
View
2026-01-23
Sale
2026-01-27
4:05 pm
Total Return Securities FundSWZDakos Andrew
President and CEO
12,672$6.81$86,29625,456
(Indirect
Direct)
View
2026-01-22
Purchase
2026-01-26
5:20 pm
MFS INVESTMENT GRADE MUNICIPAL TRUSTCXHBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
10,119$7.97$80,64812,907
(Direct)
View
2026-01-22
Sale
2026-01-26
5:20 pm
MFS INVESTMENT GRADE MUNICIPAL TRUSTCXHBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
5,000$7.97$39,85012,907
(Direct)
View
2026-01-20
Purchase(A)
2026-01-23
6:35 pm
MFS HIGH YIELD MUNICIPAL TRUSTCMUBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
678$3.5$2,37324,878
(Direct)
View
2026-01-20
Purchase
2026-01-22
5:07 pm
MFS HIGH YIELD MUNICIPAL TRUSTCMUBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
678$3.5$2,37324,878
(Direct)
View
2025-12-30
Sale
2025-12-31
5:01 pm
SPECIAL OPPORTUNITIES FUND INC.SPEDakos Andrew
President
4,098$14.66$60,06511,726
(Indirect
Direct)
View
2024-12-12
Sale
2024-12-16
5:01 pm
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
President
94,433$7.07$667,64110,705
(Direct)
View
2024-09-20
Sale
2024-09-23
5:01 pm
SPECIAL OPPORTUNITIES FUND INC.SPEDakos Andrew
President
377$13.74$5,18015,824
(Indirect
Direct)
View
2022-04-05
Sale
2022-04-07
5:01 pm
SPECIAL OPPORTUNITIES FUND INC.SPEDakos Andrew
President
3,138$15.69$49,23510,944
(Indirect
Direct)
View
2022-03-03
Purchase
2022-03-04
1:02 pm
SWISS HELVETIA FUND INC.SWZDakos Andrew
President and CEO
1,000$8.82$8,8203,064
(Indirect
Direct)
View
2022-02-02
Purchase
2022-02-04
5:01 pm
SWISS HELVETIA FUND INC.SWZDakos Andrew
President and CEO
1,000$9.34$9,3402,064
(Indirect
Direct)
View
2021-09-15
Sale
2021-09-17
1:19 pm
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
Director
30,000$9.9827$299,4801,745
(Direct)
View
2021-09-13
Sale
2021-09-15
09:55 am
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
Director
20,000$9.9451$198,90331,745
(Direct)
View
2021-04-05
Sale
2021-08-05
5:17 pm
NEW IRELAND FUND INCIRLBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
25,088$12.5$313,545394,374
(Indirect)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2026-01-02
Acquisition
2026-01-26
5:20 pm
N/A
N/A
MFS INVESTMENT GRADE MUNICIPAL TRUSTCXHBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
100$7.9212,907
(Direct)
View
2026-01-12
Option Award
2026-01-13
4:05 pm
N/A
N/A
TEJON RANCH COTRCDakos Andrew
Director
1,043$15.7759,536
(Direct)
View
2025-12-11
Exercise
2025-12-12
5:14 pm
N/A
N/A
Total Return Securities FundSWZDakos Andrew
President and CEO
35,064$6.0738,128
(Direct)
View
2025-11-04
Option Award
2025-11-06
08:57 am
N/A
N/A
TEJON RANCH COTRCDakos Andrew
Director
1,032$15.9858,493
(Direct)
View
2025-07-17
Option Award
2025-07-18
4:05 pm
N/A
N/A
TEJON RANCH COTRCDakos Andrew
Director
461$16.9657,461
(Direct)
View

Ownership
2025-05-22
9:52 pm
N/A
N/A
TEJON RANCH COTRCDakos Andrew
Director
0$057,000
(Direct)
View

Ownership
2025-02-14
4:05 pm
N/A
N/A
MFS HIGH YIELD MUNICIPAL TRUSTCMUBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
0$024,200
(Direct)
View

Ownership
2024-09-26
4:06 pm
N/A
N/A
MFS INVESTMENT GRADE MUNICIPAL TRUSTCXHDakos Andrew
10% Owner
0$00
(Direct)
View
2024-08-15
Exercise
2024-08-19
5:01 pm
N/A
N/A
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
President
70,092$6.48105,138
(Direct)
View

Ownership
2023-09-20
7:00 pm
N/A
N/A
TG Venture Acquisition Corp.TGVCBulldog Investors LLP
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
0$00
(Indirect)
View
2021-11-01
Exercise(A)
2022-06-09
2:05 pm
N/A
N/A
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
President
33,301$8.3635,046
(Direct)
View
2022-01-27
Exercise
2022-01-28
5:27 pm
N/A
N/A
SPECIAL OPPORTUNITIES FUND INC.SPEDakos Andrew
President
200$2519,539
(Direct)
View
2021-11-01
Exercise
2021-11-03
5:01 pm
N/A
N/A
HIGH INCOME SECURITIES FUNDPCFDakos Andrew
President
31,745$8.3633,490
(Direct)
View
2021-07-09
Exercise
2021-07-14
1:58 pm
N/A
N/A
SPECIAL OPPORTUNITIES FUND INC.SPEDakos Andrew
President
12,771$013,114
(Direct)
View

Ownership
2021-05-10
11:51 am
N/A
N/A
TORTOISE ENERGY INDEPENDENCE FUND INC.NDPDakos Andrew
10% Owner
0$00
(Direct)
View
(A) Indicate amendment filing.