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Insider Trading - Dakos Andrew

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SPAC List: List of Special Purpose Acquisition Companies

Insider Trading Transactions for Dakos Andrew
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2018-01-19
Purchase
2018-01-23
11:17 am
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
4,000 $9.0887 $36,355 1,530,215
(Indirect
Direct)
View
2018-01-25
Purchase
2018-01-29
1:33 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
3,358 $9.1852 $30,844 1,533,573
(Indirect
Direct)
View
2018-01-29
Purchase
2018-01-31
1:45 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
4,297 $9.1274 $39,220 933
(Indirect
Direct)
View
2018-01-30
Purchase
2018-02-01
3:31 pm
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
5,042 $13.45 $67,820 1,318,484
(Indirect
Direct)
View
2018-01-31
Purchase
2018-02-02
11:22 am
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
23,948 $9.1409 $218,906 1,557,521
(Indirect
Direct)
View
2018-02-01
Purchase
2018-02-05
3:11 pm
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
1,353 $13.4 $18,129 1,319,837
(Indirect
Direct)
View
2018-02-02
Purchase
2018-02-06
12:52 pm
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
100 $9 $900 1,557,621
(Indirect
Direct)
View
2018-02-05
Purchase
2018-02-07
1:54 pm
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
6,442 $12.88 $82,970 1,326,279
(Indirect
Direct)
View
2018-02-12
Purchase
2018-02-14
5:27 pm
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
11,200 $12.35 $138,333 1,337,479
(Indirect
Direct)
View
2018-02-16
Purchase
2018-02-21
2:32 pm
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
6,200 $12.75 $79,030 1,343,179
(Indirect
Direct)
View
2018-08-27
Purchase
2018-08-29
2:47 pm
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
8,200 $13.76 $112,832 712,347
(Indirect
Direct)
View
2018-08-27
Purchase
2018-08-31
10:46 am
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
18,608 $13.8 $256,765 730,955
(Indirect
Direct)
View
2018-09-24
Purchase
2018-09-26
2:19 pm
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
2,500 $13.45 $33,613 733,455
(Indirect
Direct)
View
2018-09-28
Purchase
2018-10-01
12:40 pm
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
100 $13.5 $1,350 733,555
(Indirect
Direct)
View
2018-10-01
Purchase
2018-10-03
12:43 pm
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
9,463 $13.62 $128,866 593,453
(Indirect
Direct)
View
2018-10-03
Purchase
2018-10-05
2:13 pm
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
26,720 $13.44 $359,122 620,173
(Indirect
Direct)
View
2018-10-05
Purchase
2018-10-09
2:02 pm
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP Bulldog Investors LLC
Samuels Steven
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
13,948 $13.41 $187,061 634,121
(Indirect
Direct)
View
2019-03-25
Purchase
2019-03-27
3:33 pm
HIGH INCOME SECURITIES FUND PCF Dakos Andrew
Director
70,000 $9.25 $647,500 106
(Indirect
Direct)
View
2019-03-25
Sale
2019-03-27
3:33 pm
HIGH INCOME SECURITIES FUND PCF Dakos Andrew
Director
220,000 $9.25 $2,035,000 106
(Indirect
Direct)
View
2019-04-17
Sale
2019-04-22
4:09 pm
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP Bulldog Investors LLC
Samuels Steven
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
536,293 $14.68 $7,870,681 1,086
(Indirect
Direct)
View
2019-10-16
Sale
2019-10-18
10:07 am
HIGH INCOME SECURITIES FUND PCF Dakos Andrew
Director
107 $8.4647 $906 0
(Indirect
Direct)
View
2020-02-28
Purchase
2020-03-03
2:10 pm
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
CEO
1,000 $7.75 $7,750 1,064
(Direct)
View
2020-02-28
Purchase
2020-03-03
2:24 pm
SPECIAL OPPORTUNITIES FUND SPE Dakos Andrew
President
1,000 $13.25 $13,250 5,921
(Indirect
Direct)
View
2020-02-28
Purchase
2020-03-03
2:36 pm
SPECIAL OPPORTUNITIES FUND Inc SPE Dakos Andrew
President
1,000 $13.25 $13,250 5,921
(Indirect
Direct)
View
2020-02-28
Purchase
2020-03-06
3:47 pm
WESTERN ASSET CORPORATE LOAN FUND Inc TLI Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
586 $9.7856 $5,734 19,889
(Direct)
View
2020-09-17
Sale
2020-09-21
4:17 pm
HIGH INCOME SECURITIES FUND PCF Dakos Andrew
Director
16,493 $8.5558 $141,110 53,507
(Direct)
View
2020-09-28
Sale
2020-09-30
4:54 pm
HIGH INCOME SECURITIES FUND PCF Dakos Andrew
Director
15,389 $8.331 $128,205 38,118
(Direct)
View
2020-10-13
Sale
2020-10-15
4:05 pm
HIGH INCOME SECURITIES FUND PCF Dakos Andrew
Director
7,819 $8.3821 $65,540 30,299
(Direct)
View
2020-12-16
Sale
2020-12-18
11:13 am
HIGH INCOME SECURITIES FUND PCF Dakos Andrew
Director
6,299 $8.8568 $55,789 24,000
(Direct)
View
2021-01-20
Sale
2021-01-22
4:34 pm
HIGH INCOME SECURITIES FUND PCF Dakos Andrew
Director
11,255 $8.6119 $96,927 12,745
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2018-06-06
Other
2018-06-07
10:38 am
N/A
N/A
PUTNAM HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
90,422 $0 1,467,199
(Indirect)
View
2018-06-06
Other
2018-06-08
4:02 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
54,549 $0 1,288,630
(Indirect)
View
2018-09-28
Other
2018-10-01
12:40 pm
N/A
N/A
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP Bulldog Investors LLC
GOLDSTEIN PHILLIP
Dakos Andrew
Samuels Steven
10% Owner
149,565 $0 583,990
(Indirect)
View
2018-06-08
Purchase
2018-10-03
4:20 pm
N/A
N/A
Brookfield DTLA Fund Office Trust Investor Inc. DTLAPR Dakos Andrew
Director
1,155 $24.79 246,986
(Indirect)
View
2018-06-08
Other
2018-10-03
4:20 pm
N/A
N/A
Brookfield DTLA Fund Office Trust Investor Inc. DTLAPR Dakos Andrew
Director
46,050 $0 200,936
(Indirect)
View
2018-10-19
Other
2018-10-23
5:54 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
598,378 $0 1,887,008
(Indirect)
View
2018-10-19
Other
2018-10-23
5:54 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
367 $0 1,159
(Direct)
View
2018-11-20
Disposition
2018-11-23
9:03 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
1,782,348 $7.86 104,660
(Indirect)
View
2018-11-20
Disposition
2018-11-23
9:03 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
1,095 $7.86 64
(Direct)
View
2019-01-02
Other
2019-01-04
4:44 pm
N/A
N/A
SWISS HELVETIA FUND Inc SWZ Dakos Andrew
Director
104,660 $0 0
(Indirect)
View
2019-01-02
Other
2019-01-04
4:48 pm
N/A
N/A
Brookfield DTLA Fund Office Trust Investor Inc. DTLAPR Dakos Andrew
Director
200,936 $0 0
(Indirect)
View
2019-03-19
Disposition
2019-03-20
10:53 am
N/A
N/A
HIGH INCOME SECURITIES FUND PCF Dakos Andrew
Director
933 $9.25 0
(Direct)
View
2019-03-19
Disposition
2019-03-20
10:53 am
N/A
N/A
HIGH INCOME SECURITIES FUND PCF Dakos Andrew
Director
1,247,106 $9.25 220,106
(Indirect)
View
2019-03-19
Disposition
2019-03-20
12:52 pm
N/A
N/A
HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
Samuels Steven
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
1,247,106 $9.25 220,106
(Indirect)
View
2019-03-19
Disposition
2019-03-20
12:52 pm
N/A
N/A
HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
Samuels Steven
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
6,241 $9.25 0
(Direct)
View
2019-03-19
Disposition
2019-03-20
12:52 pm
N/A
N/A
HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
Samuels Steven
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
3,123 $9.25 0
(Direct)
View
2019-03-19
Disposition
2019-03-20
12:52 pm
N/A
N/A
HIGH INCOME SECURITIES FUND PCF Bulldog Investors LLC
Samuels Steven
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
933 $9.25 0
(Direct)
View
2019-04-17
Other
2019-04-22
4:09 pm
N/A
N/A
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND AKP Bulldog Investors LLC
Samuels Steven
GOLDSTEIN PHILLIP
Dakos Andrew
10% Owner
96,742 $0 537,379
(Indirect)
View
2020-02-28
Purchase
2020-03-03
2:24 pm
N/A
N/A
SPECIAL OPPORTUNITIES FUND SPE Dakos Andrew
President
1,000 $25.6 2,200
(Direct)
View
2020-02-28
Purchase
2020-03-03
2:36 pm
N/A
N/A
SPECIAL OPPORTUNITIES FUND Inc SPE Dakos Andrew
President
1,000 $25.6 2,200
(Direct)
View
2020-06-08
Purchase
2020-06-10
5:00 pm
N/A
N/A
SPECIAL OPPORTUNITIES FUND Inc SPE Dakos Andrew
President
1,000 $25.25 3,200
(Direct)
View
2021-02-02
Exercise
2021-02-04
4:36 pm
N/A
N/A
HIGH INCOME SECURITIES FUND PCF Dakos Andrew
Director
39,000 $8.24 51,745
(Direct)
View
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