Insider Holders & Insider Ownership - Great Elm Capital Corp. (GECC)

List of insiders holdings for Great Elm Capital Corp.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
Forest Investments Inc.
10% Owner
2020-12-31 16:28:145,425,644
429,150
5,854,794Form 4
Great Elm Strategic Partnership I LLC
10% Owner
2024-02-13 17:28:111,850,424
0
1,850,424Form 3
Great Elm Group Inc.
10% Owner
2024-03-04 21:19:121,518,171
0
1,518,171Form 4
Northern Right Capital Management L.P.
NRC Partners I LP
Northern Right Capital (QP) L.P.
BC Advisors LLC
Member of 13D 10% Group
10% Owner
2024-02-13 18:48:52860,088
0
860,088Form 13D
Mast Capital Management LLC
Steinberg David J.
10% Owner
2019-11-21 16:16:09469,215
0
469,215Form 13D
Reed Peter A
President and CEO
2021-09-28 19:40:55438,768
0
438,768Form 4
Drapkin Matthew A
Director
2022-06-17 17:26:0521,308
80,309
101,617Form 4
Kaplan Matthew D
CEO and President
2023-10-11 19:14:4089,336
0
89,336Form 4
Speller Michael C
Director
2021-01-26 16:58:2036,559
0
36,559Form 4
Horsey Randall Revell
Director
2021-01-26 16:54:0425,279
0
25,279Form 4
Davis Keri
CFO
2023-09-22 20:02:5820,596
0
20,596Form 4
Kleinman Adam M
CCO and Secretary
2022-06-17 16:50:1420,558
0
20,558Form 4
STUART JOHN EDWARD
Director
2021-01-26 17:01:3417,202
1087
18,289Form 4
Kuperschmid Mark
Director
2023-05-16 20:39:523000
13,972
16,972Form 4
BIDERMAN MARK C
Director
2016-12-09 20:30:415037
0
5037Form 3
COHEN RICHARD M
Director
2023-08-16 20:45:090
2612
2612Form 4
Woods John J
See Remarks
2018-06-08 17:09:182000
0
2000Form 3
Sell Michael J.
See Remarks
2017-11-13 16:31:451700
0
1700Form 4
Perry Chad
Director
2022-03-16 17:00:210
0
0Form 3
Lenders Funding LLC
Zadek Robert A
10% Owner
2023-06-16 07:54:180
0
0Form 13G
Falk Erik A
Director
2021-03-25 18:18:000
0
0Form 3
Wilson Robert
Chief Compliance Officer
2016-12-09 20:33:280
0
0Form 3
DAVIS EUGENE I
Director
2016-12-09 20:31:020
0
0Form 3