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Insider Trading - Great Elm Capital Corp. (GECC)

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GECC Insider Trading Transactions for Great Elm Capital Corp.
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Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-09-28
Exercise
2020-10-01
5:36 pm
N/A
N/A
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
10,000 $2.95 23,092
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:36 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
10,000 $0 0
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:38 pm
N/A
N/A
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
12,000 $2.95 33,417
(Indirect)
View
2020-09-28
Exercise
2020-10-01
5:38 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
12,000 $0 0
(Indirect)
View
2020-09-28
Exercise
2020-10-01
5:40 pm
N/A
N/A
Great Elm Capital Corp. GECC Speller Michael C
Director
16,937 $2.95 34,113
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:40 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC Speller Michael C
Director
16,937 $0 0
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:45 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
5,773 $2.95 15,871
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:45 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
5,773 $0 0
(Direct)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
49,828 $0 2,016,495
(Direct)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
5,700 $0 230,700
(Indirect)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
26,939 $0 2,043,434
(Direct)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
4,447 $0 235,147
(Indirect)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
28,214 $0 2,071,648
(Direct)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
4,641 $0 239,788
(Indirect)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
31,546 $0 2,103,194
(Direct)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
4,337 $0 244,125
(Indirect)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
39,044 $0 2,142,238
(Direct)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
4,532 $0 248,657
(Indirect)
View
2020-05-15
Exercise
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
2,103,194 $2.95 4,245,432
(Direct)
View
2020-05-15
Exercise
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
151,894 $2.95 400,551
(Indirect)
View
2020-05-15
Other
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
863,337 $2.95 5,108,769
(Direct)
View
2020-05-15
Exercise
2020-10-01
5:48 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
2,103,194 $0 0
(Direct)
View
2020-05-15
Exercise
2020-10-01
5:48 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
151,894 $0 0
(Indirect)
View
2020-10-21
Option Award
2020-10-23
9:02 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO
18 $0 2,132
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:05 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
1,011 $0 73,765
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:10 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
CEO
2,592 $0 245,443
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:13 pm
N/A
N/A
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
362 $0 23,454
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:17 pm
N/A
N/A
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
453 $0 33,870
(Indirect)
View
2020-10-21
Option Award
2020-10-23
9:20 pm
N/A
N/A
Great Elm Capital Corp. GECC Speller Michael C
Director
363 $0 34,476
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:25 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
245 $0 16,116
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:25 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
111 $0 4,752
(Indirect)
View
2020-10-21
Option Award
2020-10-23
9:25 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
46 $0 2,248
(Indirect)
View
2020-10-21
Option Award
2020-10-23
9:25 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
20 $0 973
(Indirect)
View
2020-10-21
Other
2020-10-23
9:52 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
59,089 $0 5,167,858
(Direct)
View
2020-10-21
Other
2020-10-23
9:52 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
6,858 $0 407,409
(Indirect)
View
2020-11-20
Option Award
2020-11-24
5:56 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO
66 $0 2,199
(Direct)
View
2020-11-20
Option Award
2020-11-24
5:59 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
2,291 $0 76,056
(Direct)
View
2020-11-20
Option Award
2020-11-24
6:02 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
CEO
7,619 $0 253,062
(Direct)
View
2020-11-20
Other
2020-11-24
6:06 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
160,492 $0 5,328,350
(Direct)
View
2020-11-20
Other
2020-11-24
6:06 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
12,652 $0 420,061
(Indirect)
View
2020-11-20
Option Award
2020-11-24
6:16 pm
N/A
N/A
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
730 $0 24,184
(Direct)
View
2020-11-20
Option Award
2020-11-24
6:20 pm
N/A
N/A
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
811 $0 34,681
(Indirect)
View
2020-11-20
Option Award
2020-11-24
6:25 pm
N/A
N/A
Great Elm Capital Corp. GECC Speller Michael C
Director
825 $0 35,301
(Direct)
View
2020-11-20
Option Award
2020-11-24
6:28 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
432 $0 16,548
(Direct)
View
2020-11-20
Option Award
2020-11-24
6:28 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
128 $0 4,880
(Indirect)
View
2020-11-20
Option Award
2020-11-24
6:28 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
53 $0 2,301
(Indirect)
View
2020-11-20
Option Award
2020-11-24
6:28 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
24 $0 997
(Indirect)
View
2020-12-21
Option Award
2020-12-23
6:16 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO
48 $0 2,246
(Direct)
View
2020-12-21
Option Award
2020-12-23
6:21 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
1,646 $0 77,701
(Direct)
View
2020-12-21
Option Award
2020-12-23
6:24 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
CEO
5,473 $0 258,535
(Direct)
View
2020-12-21
Other
2020-12-23
6:28 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
97,294 $0 5,425,644
(Direct)
View
2020-12-21
Other
2020-12-23
6:28 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
9,089 $0 429,150
(Indirect)
View
2020-12-21
Option Award
2020-12-23
6:31 pm
N/A
N/A
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
524 $0 24,708
(Direct)
View
2020-12-21
Option Award
2020-12-23
6:35 pm
N/A
N/A
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
633 $0 35,314
(Indirect)
View
2020-12-21
Option Award
2020-12-23
6:39 pm
N/A
N/A
Great Elm Capital Corp. GECC Speller Michael C
Director
644 $0 35,945
(Direct)
View
2020-12-21
Option Award
2020-12-23
6:41 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
324 $0 16,872
(Direct)
View
2020-12-21
Option Award
2020-12-23
6:41 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
96 $0 4,976
(Indirect)
View
2020-12-21
Option Award
2020-12-23
6:41 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
42 $0 2,343
(Indirect)
View
2020-12-21
Option Award
2020-12-23
6:41 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
19 $0 1,016
(Indirect)
View
2020-12-29
Other
2020-12-31
4:28 pm
N/A
N/A
Great Elm Capital Corp. GECC Forest Investments Inc.
10% Owner
5,425,644 $0 0
(Direct)
View
2020-12-29
Other
2020-12-31
4:28 pm
N/A
N/A
Great Elm Capital Corp. GECC Forest Investments Inc.
10% Owner
429,150 $0 0
(Indirect)
View
2021-01-21
Option Award
2021-01-26
4:44 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO
52 $0 2,298
(Direct)
View
2021-01-21
Option Award
2021-01-26
4:46 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
1,795 $0 79,496
(Direct)
View
2021-01-21
Option Award
2021-01-26
4:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
CEO
5,969 $0 264,504
(Direct)
View
2021-01-21
Other
2021-01-26
4:52 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Group Inc.
10% Owner
125,334 $0 5,550,978
(Direct)
View
2021-01-21
Other
2021-01-26
4:52 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Group Inc.
10% Owner
9,913 $0 439,063
(Indirect)
View
2021-01-21
Option Award
2021-01-26
4:54 pm
N/A
N/A
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
572 $0 25,279
(Direct)
View
2021-01-21
Option Award
2021-01-26
4:56 pm
N/A
N/A
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
603 $0 35,917
(Indirect)
View
2021-01-21
Option Award
2021-01-26
4:58 pm
N/A
N/A
Great Elm Capital Corp. GECC Speller Michael C
Director
614 $0 36,559
(Direct)
View
2021-01-21
Option Award
2021-01-26
5:01 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
330 $0 17,202
(Direct)
View
2021-01-21
Option Award
2021-01-26
5:01 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
97 $0 5,073
(Indirect)
View
2021-01-21
Option Award
2021-01-26
5:01 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
40 $0 2,383
(Indirect)
View
2021-01-21
Option Award
2021-01-26
5:01 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
18 $0 1,034
(Indirect)
View
2021-02-05
Option Award
2021-02-09
9:04 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO
11,254 $0 13,552
(Direct)
View
2021-02-05
Other
2021-02-09
9:04 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Group Inc.
10% Owner
11,254 $0 5,539,724
(Direct)
View
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