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Insider Trading - Great Elm Capital Corp. (GECC)

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SPAC List: List of Special Purpose Acquisition Companies

GECC Insider Trading Transactions for Great Elm Capital Corp.
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Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2020-09-28
Exercise		 2020-10-01
5:36 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Horsey Randall Revell
Director		 10,000 $2.95 23,092
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:36 pm		 2020-09-08
2020-09-28		 Great Elm Capital Corp. GECC Horsey Randall Revell
Director		 10,000 $0 0
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:38 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kuperschmid Mark
Director		 12,000 $2.95 33,417
(Indirect)		 View
2020-09-28
Exercise		 2020-10-01
5:38 pm		 2020-09-08
2020-09-28		 Great Elm Capital Corp. GECC Kuperschmid Mark
Director		 12,000 $0 0
(Indirect)		 View
2020-09-28
Exercise		 2020-10-01
5:40 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Speller Michael C
Director		 16,937 $2.95 34,113
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:40 pm		 2020-09-08
2020-09-28		 Great Elm Capital Corp. GECC Speller Michael C
Director		 16,937 $0 0
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:45 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 5,773 $2.95 15,871
(Direct)		 View
2020-09-28
Exercise		 2020-10-01
5:45 pm		 2020-09-08
2020-09-28		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 5,773 $0 0
(Direct)		 View
2020-05-15
Option Award		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 49,828 $0 2,016,495
(Direct)		 View
2020-05-15
Option Award		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 5,700 $0 230,700
(Indirect)		 View
2020-05-15
Option Award		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 26,939 $0 2,043,434
(Direct)		 View
2020-05-15
Option Award		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 4,447 $0 235,147
(Indirect)		 View
2020-05-15
Option Award		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 28,214 $0 2,071,648
(Direct)		 View
2020-05-15
Option Award		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 4,641 $0 239,788
(Indirect)		 View
2020-05-15
Option Award		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 31,546 $0 2,103,194
(Direct)		 View
2020-05-15
Option Award		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 4,337 $0 244,125
(Indirect)		 View
2020-05-15
Option Award		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 39,044 $0 2,142,238
(Direct)		 View
2020-05-15
Option Award		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 4,532 $0 248,657
(Indirect)		 View
2020-05-15
Exercise		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 2,103,194 $2.95 4,245,432
(Direct)		 View
2020-05-15
Exercise		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 151,894 $2.95 400,551
(Indirect)		 View
2020-05-15
Other		 2020-10-01
5:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 863,337 $2.95 5,108,769
(Direct)		 View
2020-05-15
Exercise		 2020-10-01
5:48 pm		 2020-09-08
2020-09-28		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 2,103,194 $0 0
(Direct)		 View
2020-05-15
Exercise		 2020-10-01
5:48 pm		 2020-09-08
2020-09-28		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 151,894 $0 0
(Indirect)		 View
2020-10-21
Option Award		 2020-10-23
9:02 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Davis Keri
CFO		 18 $0 2,132
(Direct)		 View
2020-10-21
Option Award		 2020-10-23
9:05 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer		 1,011 $0 73,765
(Direct)		 View
2020-10-21
Option Award		 2020-10-23
9:10 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Reed Peter A
CEO		 2,592 $0 245,443
(Direct)		 View
2020-10-21
Option Award		 2020-10-23
9:13 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Horsey Randall Revell
Director		 362 $0 23,454
(Direct)		 View
2020-10-21
Option Award		 2020-10-23
9:17 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kuperschmid Mark
Director		 453 $0 33,870
(Indirect)		 View
2020-10-21
Option Award		 2020-10-23
9:20 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Speller Michael C
Director		 363 $0 34,476
(Direct)		 View
2020-10-21
Option Award		 2020-10-23
9:25 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 245 $0 16,116
(Direct)		 View
2020-10-21
Option Award		 2020-10-23
9:25 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 111 $0 4,752
(Indirect)		 View
2020-10-21
Option Award		 2020-10-23
9:25 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 46 $0 2,248
(Indirect)		 View
2020-10-21
Option Award		 2020-10-23
9:25 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 20 $0 973
(Indirect)		 View
2020-10-21
Other		 2020-10-23
9:52 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 59,089 $0 5,167,858
(Direct)		 View
2020-10-21
Other		 2020-10-23
9:52 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 6,858 $0 407,409
(Indirect)		 View
2020-11-20
Option Award		 2020-11-24
5:56 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Davis Keri
CFO		 66 $0 2,199
(Direct)		 View
2020-11-20
Option Award		 2020-11-24
5:59 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer		 2,291 $0 76,056
(Direct)		 View
2020-11-20
Option Award		 2020-11-24
6:02 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Reed Peter A
CEO		 7,619 $0 253,062
(Direct)		 View
2020-11-20
Other		 2020-11-24
6:06 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 160,492 $0 5,328,350
(Direct)		 View
2020-11-20
Other		 2020-11-24
6:06 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 12,652 $0 420,061
(Indirect)		 View
2020-11-20
Option Award		 2020-11-24
6:16 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Horsey Randall Revell
Director		 730 $0 24,184
(Direct)		 View
2020-11-20
Option Award		 2020-11-24
6:20 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kuperschmid Mark
Director		 811 $0 34,681
(Indirect)		 View
2020-11-20
Option Award		 2020-11-24
6:25 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Speller Michael C
Director		 825 $0 35,301
(Direct)		 View
2020-11-20
Option Award		 2020-11-24
6:28 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 432 $0 16,548
(Direct)		 View
2020-11-20
Option Award		 2020-11-24
6:28 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 128 $0 4,880
(Indirect)		 View
2020-11-20
Option Award		 2020-11-24
6:28 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 53 $0 2,301
(Indirect)		 View
2020-11-20
Option Award		 2020-11-24
6:28 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 24 $0 997
(Indirect)		 View
2020-12-21
Option Award		 2020-12-23
6:16 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Davis Keri
CFO		 48 $0 2,246
(Direct)		 View
2020-12-21
Option Award		 2020-12-23
6:21 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer		 1,646 $0 77,701
(Direct)		 View
2020-12-21
Option Award		 2020-12-23
6:24 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Reed Peter A
CEO		 5,473 $0 258,535
(Direct)		 View
2020-12-21
Other		 2020-12-23
6:28 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 97,294 $0 5,425,644
(Direct)		 View
2020-12-21
Other		 2020-12-23
6:28 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner		 9,089 $0 429,150
(Indirect)		 View
2020-12-21
Option Award		 2020-12-23
6:31 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Horsey Randall Revell
Director		 524 $0 24,708
(Direct)		 View
2020-12-21
Option Award		 2020-12-23
6:35 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kuperschmid Mark
Director		 633 $0 35,314
(Indirect)		 View
2020-12-21
Option Award		 2020-12-23
6:39 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Speller Michael C
Director		 644 $0 35,945
(Direct)		 View
2020-12-21
Option Award		 2020-12-23
6:41 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 324 $0 16,872
(Direct)		 View
2020-12-21
Option Award		 2020-12-23
6:41 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 96 $0 4,976
(Indirect)		 View
2020-12-21
Option Award		 2020-12-23
6:41 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 42 $0 2,343
(Indirect)		 View
2020-12-21
Option Award		 2020-12-23
6:41 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 19 $0 1,016
(Indirect)		 View
2020-12-29
Other		 2020-12-31
4:28 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Forest Investments Inc.
10% Owner		 5,425,644 $0 0
(Direct)		 View
2020-12-29
Other		 2020-12-31
4:28 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Forest Investments Inc.
10% Owner		 429,150 $0 0
(Indirect)		 View
2021-01-21
Option Award		 2021-01-26
4:44 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Davis Keri
CFO		 52 $0 2,298
(Direct)		 View
2021-01-21
Option Award		 2021-01-26
4:46 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer		 1,795 $0 79,496
(Direct)		 View
2021-01-21
Option Award		 2021-01-26
4:48 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Reed Peter A
CEO		 5,969 $0 264,504
(Direct)		 View
2021-01-21
Other		 2021-01-26
4:52 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Group Inc.
10% Owner		 125,334 $0 5,550,978
(Direct)		 View
2021-01-21
Other		 2021-01-26
4:52 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Group Inc.
10% Owner		 9,913 $0 439,063
(Indirect)		 View
2021-01-21
Option Award		 2021-01-26
4:54 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Horsey Randall Revell
Director		 572 $0 25,279
(Direct)		 View
2021-01-21
Option Award		 2021-01-26
4:56 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Kuperschmid Mark
Director		 603 $0 35,917
(Indirect)		 View
2021-01-21
Option Award		 2021-01-26
4:58 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Speller Michael C
Director		 614 $0 36,559
(Direct)		 View
2021-01-21
Option Award		 2021-01-26
5:01 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 330 $0 17,202
(Direct)		 View
2021-01-21
Option Award		 2021-01-26
5:01 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 97 $0 5,073
(Indirect)		 View
2021-01-21
Option Award		 2021-01-26
5:01 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 40 $0 2,383
(Indirect)		 View
2021-01-21
Option Award		 2021-01-26
5:01 pm		 N/A
N/A		 Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director		 18 $0 1,034
(Indirect)		 View
2021-02-05
Option Award		 2021-02-09
9:04 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Davis Keri
CFO		 11,254 $0 13,552
(Direct)		 View
2021-02-05
Other		 2021-02-09
9:04 pm		 N/A
N/A		 Great Elm Capital Corp. GECC Great Elm Group Inc.
10% Owner		 11,254 $0 5,539,724
(Direct)		 View
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