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Insider Trading - Great Elm Capital Corp. (GECC)
| | "Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise" - Peter Lynch What is insider trading>> |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2020-07-15 Option Award | 2020-07-17 6:34 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 119 | $0 | 925 (Direct) | View |
| 2020-07-15 Option Award | 2020-07-17 6:34 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 72 | $0 | 925 (Indirect) | View |
| 2020-07-15 Option Award | 2020-07-17 6:34 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 29 | $0 | 925 (Indirect) | View |
| 2020-07-15 Option Award | 2020-07-17 6:34 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 13 | $0 | 925 (Indirect) | View |
| 2020-07-15 Option Award | 2020-07-23 8:38 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 41 | $0 | 9,777 (Direct) | View |
| 2020-08-21 Option Award | 2020-08-25 7:57 pm | N/A N/A | Great Elm Capital Corp. | GECC | Davis Keri CFO | 12 | $0 | 651 (Direct) | View |
| 2020-08-21 Option Award | 2020-08-25 8:01 pm | N/A N/A | Great Elm Capital Corp. | GECC | Kleinman Adam M Chief Compliance Officer | 640 | $0 | 36,043 (Direct) | View |
| 2020-08-21 Option Award | 2020-08-25 8:08 pm | N/A N/A | Great Elm Capital Corp. | GECC | Reed Peter A CEO | 1,640 | $0 | 92,448 (Direct) | View |
| 2020-08-21 Option Award | 2020-08-25 8:11 pm | N/A N/A | Great Elm Capital Corp. | GECC | Horsey Randall Revell Director | 193 | $0 | 12,853 (Direct) | View |
| 2020-08-21 Option Award | 2020-08-25 8:15 pm | N/A N/A | Great Elm Capital Corp. | GECC | Kuperschmid Mark Director | 316 | $0 | 21,119 (Indirect) | View |
| 2020-08-21 Option Award | 2020-08-25 8:18 pm | N/A N/A | Great Elm Capital Corp. | GECC | Speller Michael C Director | 254 | $0 | 16,937 (Direct) | View |
| 2020-08-21 Option Award | 2020-08-25 8:32 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 161 | $0 | 939 (Direct) | View |
| 2020-08-21 Option Award | 2020-08-25 8:32 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 74 | $0 | 939 (Indirect) | View |
| 2020-08-21 Option Award | 2020-08-25 8:32 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 32 | $0 | 939 (Indirect) | View |
| 2020-08-21 Option Award | 2020-08-25 8:32 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 14 | $0 | 939 (Indirect) | View |
| 2020-09-21 Option Award | 2020-09-23 7:24 pm | N/A N/A | Great Elm Capital Corp. | GECC | Davis Keri CFO | 12 | $0 | 663 (Direct) | View |
| 2020-09-21 Option Award | 2020-09-23 7:30 pm | N/A N/A | Great Elm Capital Corp. | GECC | Kleinman Adam M Chief Compliance Officer | 669 | $0 | 36,712 (Direct) | View |
| 2020-09-21 Option Award | 2020-09-23 7:34 pm | N/A N/A | Great Elm Capital Corp. | GECC | Reed Peter A CEO | 1,716 | $0 | 94,164 (Direct) | View |
| 2020-09-21 Option Award | 2020-09-23 7:38 pm | N/A N/A | Great Elm Capital Corp. | GECC | Horsey Randall Revell Director | 239 | $0 | 13,092 (Direct) | View |
| 2020-09-21 Option Award | 2020-09-23 7:41 pm | N/A N/A | Great Elm Capital Corp. | GECC | Kuperschmid Mark Director | 298 | $0 | 21,417 (Indirect) | View |
| 2020-09-21 Option Award | 2020-09-23 7:44 pm | N/A N/A | Great Elm Capital Corp. | GECC | Speller Michael C Director | 239 | $0 | 17,176 (Direct) | View |
| 2020-09-21 Option Award | 2020-09-23 7:49 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 160 | $0 | 953 (Direct) | View |
| 2020-09-21 Option Award | 2020-09-23 7:49 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 72 | $0 | 953 (Indirect) | View |
| 2020-09-21 Option Award | 2020-09-23 7:49 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 30 | $0 | 953 (Indirect) | View |
| 2020-09-21 Option Award | 2020-09-23 7:49 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 14 | $0 | 953 (Indirect) | View |
| 2020-09-28 Exercise | 2020-10-01 5:27 pm | N/A N/A | Great Elm Capital Corp. | GECC | Kleinman Adam M Chief Compliance Officer | 36,042 | $2.95 | 0 (Direct) | View |
| 2020-09-28 Exercise | 2020-10-01 5:27 pm | 2020-09-08 2020-09-28 | Great Elm Capital Corp. | GECC | Kleinman Adam M Chief Compliance Officer | 36,042 | $2.95 | 0 (Direct) | View |
| 2020-09-28 Exercise | 2020-10-01 5:31 pm | N/A N/A | Great Elm Capital Corp. | GECC | Davis Keri CFO | 651 | $2.95 | 0 (Direct) | View |
| 2020-09-28 Other | 2020-10-01 5:31 pm | N/A N/A | Great Elm Capital Corp. | GECC | Davis Keri CFO | 800 | $2.95 | 0 (Direct) | View |
| 2020-09-28 Exercise | 2020-10-01 5:31 pm | 2020-09-08 2020-09-28 | Great Elm Capital Corp. | GECC | Davis Keri CFO | 651 | $2.95 | 0 (Direct) | View |
| 2020-09-28 Exercise | 2020-10-01 5:34 pm | N/A N/A | Great Elm Capital Corp. | GECC | Reed Peter A CEO | 92,448 | $2.95 | 0 (Direct) | View |
| 2020-09-28 Other | 2020-10-01 5:34 pm | N/A N/A | Great Elm Capital Corp. | GECC | Reed Peter A CEO | 56,239 | $2.95 | 0 (Direct) | View |
| 2020-09-28 Exercise | 2020-10-01 5:34 pm | 2020-09-08 2020-09-28 | Great Elm Capital Corp. | GECC | Reed Peter A CEO | 92,448 | $2.95 | 0 (Direct) | View |
| 2020-09-28 Exercise | 2020-10-01 5:36 pm | N/A N/A | Great Elm Capital Corp. | GECC | Horsey Randall Revell Director | 10,000 | $2.95 | 0 (Direct) | View |
| 2020-09-28 Exercise | 2020-10-01 5:36 pm | 2020-09-08 2020-09-28 | Great Elm Capital Corp. | GECC | Horsey Randall Revell Director | 10,000 | $2.95 | 0 (Direct) | View |
| 2020-09-28 Exercise | 2020-10-01 5:38 pm | N/A N/A | Great Elm Capital Corp. | GECC | Kuperschmid Mark Director | 12,000 | $2.95 | 0 (Indirect) | View |
| 2020-09-28 Exercise | 2020-10-01 5:38 pm | 2020-09-08 2020-09-28 | Great Elm Capital Corp. | GECC | Kuperschmid Mark Director | 12,000 | $2.95 | 0 (Indirect) | View |
| 2020-09-28 Exercise | 2020-10-01 5:40 pm | N/A N/A | Great Elm Capital Corp. | GECC | Speller Michael C Director | 16,937 | $2.95 | 0 (Direct) | View |
| 2020-09-28 Exercise | 2020-10-01 5:40 pm | 2020-09-08 2020-09-28 | Great Elm Capital Corp. | GECC | Speller Michael C Director | 16,937 | $2.95 | 0 (Direct) | View |
| 2020-09-28 Exercise | 2020-10-01 5:45 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 5,773 | $2.95 | 0 (Direct) | View |
| 2020-09-28 Exercise | 2020-10-01 5:45 pm | 2020-09-08 2020-09-28 | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 5,773 | $2.95 | 0 (Direct) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 49,828 | $0 | 0 (Direct) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 5,700 | $0 | 0 (Indirect) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 26,939 | $0 | 0 (Direct) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 4,447 | $0 | 0 (Indirect) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 28,214 | $0 | 0 (Direct) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 4,641 | $0 | 0 (Indirect) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 31,546 | $0 | 0 (Direct) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 4,337 | $0 | 0 (Indirect) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 39,044 | $0 | 0 (Direct) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 4,532 | $0 | 0 (Indirect) | View |
| 2020-05-15 Exercise | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 2,103,194 | $2.95 | 0 (Direct) | View |
| 2020-05-15 Exercise | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 151,894 | $2.95 | 0 (Indirect) | View |
| 2020-05-15 Other | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 863,337 | $2.95 | 0 (Direct) | View |
| 2020-05-15 Exercise | 2020-10-01 5:48 pm | 2020-09-08 2020-09-28 | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 2,103,194 | $2.95 | 0 (Direct) | View |
| 2020-05-15 Exercise | 2020-10-01 5:48 pm | 2020-09-08 2020-09-28 | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 151,894 | $2.95 | 0 (Indirect) | View |
| 2020-10-21 Option Award | 2020-10-23 9:02 pm | N/A N/A | Great Elm Capital Corp. | GECC | Davis Keri CFO | 18 | $0 | 2,132 (Direct) | View |
| 2020-10-21 Option Award | 2020-10-23 9:05 pm | N/A N/A | Great Elm Capital Corp. | GECC | Kleinman Adam M Chief Compliance Officer | 1,011 | $0 | 73,765 (Direct) | View |
| 2020-10-21 Option Award | 2020-10-23 9:10 pm | N/A N/A | Great Elm Capital Corp. | GECC | Reed Peter A CEO | 2,592 | $0 | 245,443 (Direct) | View |
| 2020-10-21 Option Award | 2020-10-23 9:13 pm | N/A N/A | Great Elm Capital Corp. | GECC | Horsey Randall Revell Director | 362 | $0 | 23,454 (Direct) | View |
| 2020-10-21 Option Award | 2020-10-23 9:17 pm | N/A N/A | Great Elm Capital Corp. | GECC | Kuperschmid Mark Director | 453 | $0 | 33,870 (Indirect) | View |
| 2020-10-21 Option Award | 2020-10-23 9:20 pm | N/A N/A | Great Elm Capital Corp. | GECC | Speller Michael C Director | 363 | $0 | 34,476 (Direct) | View |
| 2020-10-21 Option Award | 2020-10-23 9:25 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 245 | $0 | 973 (Direct) | View |
| 2020-10-21 Option Award | 2020-10-23 9:25 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 111 | $0 | 973 (Indirect) | View |
| 2020-10-21 Option Award | 2020-10-23 9:25 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 46 | $0 | 973 (Indirect) | View |
| 2020-10-21 Option Award | 2020-10-23 9:25 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 20 | $0 | 973 (Indirect) | View |
| 2020-10-21 Other | 2020-10-23 9:52 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 59,089 | $0 | 407,409 (Direct) | View |
| 2020-10-21 Other | 2020-10-23 9:52 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 6,858 | $0 | 407,409 (Indirect) | View |
| 2020-11-20 Option Award | 2020-11-24 5:56 pm | N/A N/A | Great Elm Capital Corp. | GECC | Davis Keri CFO | 66 | $0 | 2,199 (Direct) | View |
| 2020-11-20 Option Award | 2020-11-24 5:59 pm | N/A N/A | Great Elm Capital Corp. | GECC | Kleinman Adam M Chief Compliance Officer | 2,291 | $0 | 76,056 (Direct) | View |
| 2020-11-20 Option Award | 2020-11-24 6:02 pm | N/A N/A | Great Elm Capital Corp. | GECC | Reed Peter A CEO | 7,619 | $0 | 253,062 (Direct) | View |
| 2020-11-20 Other | 2020-11-24 6:06 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 160,492 | $0 | 420,061 (Direct) | View |
| 2020-11-20 Other | 2020-11-24 6:06 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 12,652 | $0 | 420,061 (Indirect) | View |
| 2020-11-20 Option Award | 2020-11-24 6:16 pm | N/A N/A | Great Elm Capital Corp. | GECC | Horsey Randall Revell Director | 730 | $0 | 24,184 (Direct) | View |
| 2020-11-20 Option Award | 2020-11-24 6:20 pm | N/A N/A | Great Elm Capital Corp. | GECC | Kuperschmid Mark Director | 811 | $0 | 34,681 (Indirect) | View |
| 2020-11-20 Option Award | 2020-11-24 6:25 pm | N/A N/A | Great Elm Capital Corp. | GECC | Speller Michael C Director | 825 | $0 | 35,301 (Direct) | View |
| 2020-11-20 Option Award | 2020-11-24 6:28 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 432 | $0 | 997 (Direct) | View |
| 2020-11-20 Option Award | 2020-11-24 6:28 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 128 | $0 | 997 (Indirect) | View |
| 2020-11-20 Option Award | 2020-11-24 6:28 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 53 | $0 | 997 (Indirect) | View |
| 2020-11-20 Option Award | 2020-11-24 6:28 pm | N/A N/A | Great Elm Capital Corp. | GECC | STUART JOHN EDWARD Director | 24 | $0 | 997 (Indirect) | View |