Insider Trading & Ownership - Great Elm Capital Corp. (GECC)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Great Elm Capital Corp.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
CompanySymbolInsider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2023-11-21
Purchase
2023-11-21
8:19 pm
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
27,000$10.05$271,3501,520,560
(Direct)
View
2023-08-15
Purchase
2023-08-16
8:45 pm
Great Elm Capital Corp.GECCCOHEN RICHARD M
Director
2,612$9.4749$24,7482,612
(Indirect)
View
2023-05-12
Purchase
2023-05-16
8:39 pm
Great Elm Capital Corp.GECCKuperschmid Mark
Director
5,000$8.0153$40,07716,972
(Indirect
Direct)
View
2023-03-10
Purchase
2023-03-14
8:51 pm
Great Elm Capital Corp.GECCKaplan Matthew D
CEO and President
1,100$9.29$10,21912,000
(Direct)
View
2023-03-07
Purchase
2023-03-09
9:28 pm
Great Elm Capital Corp.GECCKaplan Matthew D
CEO and President
8,900$9.2644$82,45310,900
(Direct)
View
2022-05-25
Purchase
2022-05-27
4:17 pm
Great Elm Capital Corp.GECCDrapkin Matthew A
Director
7,336$12.41$91,066138,016
(Indirect
Direct)
View
2022-03-09
Purchase
2022-03-11
9:41 pm
Great Elm Capital Corp.GECCDrapkin Matthew A
Director
1,000$14.7$14,700228,753
(Indirect
Direct)
View
2022-03-09
Purchase
2022-03-11
7:32 pm
Great Elm Capital Corp.GECCDrapkin Matthew A
Director
1,617$14.7$23,770227,753
(Indirect
Direct)
View
2022-03-08
Purchase
2022-03-10
9:22 pm
Great Elm Capital Corp.GECCKaplan Matthew D
CEO and President
1,000$14$14,0001,000
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
CompanySymnbolInsider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2024-03-04
Other
2024-03-04
9:19 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
1,239$10.821,518,171
(Direct)
View
2024-02-15
Other
2024-02-22
8:02 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
2,389$10.691,520,560
(Direct)
View

Ownership
2024-02-13
5:28 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Strategic Partnership I LLC
10% Owner
0$01,850,424
(Direct)
View
2023-10-10
Other
2023-10-11
7:14 pm
N/A
N/A
Great Elm Capital Corp.GECCKaplan Matthew D
CEO and President
38,668$089,336
(Direct)
View
2023-09-20
Other
2023-09-22
8:13 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
26,360$9.311,532,519
(Direct)
View
2023-09-20
Other
2023-09-22
8:02 pm
N/A
N/A
Great Elm Capital Corp.GECCDavis Keri
CFO
5,781$020,596
(Direct)
View
2023-05-19
Other
2023-05-23
5:12 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
37,268$01,569,787
(Direct)
View
2022-09-20
Other
2023-03-31
8:03 pm
N/A
N/A
Great Elm Capital Corp.GECCDavis Keri
CFO
5,917$014,951
(Direct)
View
2022-09-20
Other
2023-01-24
6:10 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
9,947$10.181,841,716
(Direct)
View
2022-09-26
Other
2023-01-24
6:10 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
10,116$8.661,841,716
(Direct)
View
2022-12-22
Other
2023-01-24
6:10 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
1,866$8.311,841,716
(Direct)
View
2022-12-07
Other
2023-01-24
6:10 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
200,000$101,841,716
(Direct)
View
2022-08-30
Other
2023-01-24
6:10 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
50,000$12.191,841,716
(Direct)
View
2022-12-30
Other
2023-01-03
7:36 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
445,671$02,287,387
(Indirect)
View

Ownership
2022-06-27
5:31 pm
N/A
N/A
Great Elm Capital Corp.GECCNorthern Right Capital Management L.P.
NRC Partners I LP
Northern Right Capital (QP) L.P.
BC Advisors LLC
Member of 13D 10% Group
10% Owner
0$0798,471
(Indirect)
View
2022-06-15
Exercise
2022-06-17
5:26 pm
2022-05-26
2022-06-10
Great Elm Capital Corp.GECCDrapkin Matthew A
Director
228,752$0101,617
(Indirect)
View
2022-06-15
Exercise
2022-06-17
5:26 pm
N/A
N/A
Great Elm Capital Corp.GECCDrapkin Matthew A
Director
584,000$12.5101,617
(Indirect)
View
2022-06-15
Other
2022-06-17
5:26 pm
N/A
N/A
Great Elm Capital Corp.GECCDrapkin Matthew A
Director
40,000$12.5101,617
(Indirect)
View
2022-06-15
Exercise
2022-06-17
4:59 pm
2022-05-26
2022-06-10
Great Elm Capital Corp.GECCKaplan Matthew D
CEO and President
1,000$02,000
(Direct)
View
2022-06-15
Exercise
2022-06-17
4:59 pm
N/A
N/A
Great Elm Capital Corp.GECCKaplan Matthew D
CEO and President
1,000$12.52,000
(Direct)
View
2022-06-15
Exercise
2022-06-17
4:57 pm
2022-05-26
2022-06-10
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
1,400,000$02,873,266
(Direct)
View
2022-06-15
Exercise
2022-06-17
4:57 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
814,211$12.52,873,266
(Direct)
View
2022-06-15
Other
2022-06-17
4:57 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
585,879$12.52,873,266
(Direct)
View
2022-06-15
Exercise
2022-06-17
4:53 pm
2022-05-26
2022-06-10
Great Elm Capital Corp.GECCKuperschmid Mark
Director
5,986$011,972
(Indirect)
View
2022-06-15
Exercise
2022-06-17
4:53 pm
N/A
N/A
Great Elm Capital Corp.GECCKuperschmid Mark
Director
5,986$12.511,972
(Indirect)
View
2022-06-15
Exercise
2022-06-17
4:50 pm
2022-05-26
2022-06-10
Great Elm Capital Corp.GECCKleinman Adam M
CCO and Secretary
4,000$020,558
(Direct)
View
2022-06-15
Exercise
2022-06-17
4:50 pm
N/A
N/A
Great Elm Capital Corp.GECCKleinman Adam M
CCO and Secretary
4,000$12.520,558
(Direct)
View
2022-05-11
Other
2022-05-12
9:54 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
100,000$12.5987,287
(Direct)
View

Ownership
2022-03-11
7:26 pm
N/A
N/A
Great Elm Capital Corp.GECCDrapkin Matthew A
Director
0$0226,136
(Indirect)
View

Ownership
2021-10-13
4:10 pm
N/A
N/A
Great Elm Capital Corp.GECCLenders Funding LLC
Zadek Robert A
10% Owner
0$03,397,436
(Direct)
View
2021-09-24
Other
2021-09-28
7:44 pm
N/A
N/A
Great Elm Capital Corp.GECCKleinman Adam M
Chief Compliance Officer
79,411$0238,318
(Direct)
View
2021-09-24
Other
2021-09-28
7:40 pm
N/A
N/A
Great Elm Capital Corp.GECCReed Peter A
President and CEO
87,132$0438,768
(Direct)
View
2021-09-24
Other
2021-09-28
7:36 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
220,217$05,978,787
(Direct)
View
2021-09-24
Other
2021-09-28
7:31 pm
N/A
N/A
Great Elm Capital Corp.GECCDavis Keri
CFO and Treasurer
5,147$023,846
(Direct)
View
2021-02-05
Other
2021-02-09
9:04 pm
N/A
N/A
Great Elm Capital Corp.GECCGreat Elm Group Inc.
10% Owner
11,254$05,550,978
(Direct)
View
2021-02-05
Option Award
2021-02-09
9:04 pm
N/A
N/A
Great Elm Capital Corp.GECCDavis Keri
CFO and Treasurer
11,254$013,552
(Direct)
View
2021-01-21
Option Award
2021-01-26
5:01 pm
N/A
N/A
Great Elm Capital Corp.GECCSTUART JOHN EDWARD
Director
485$018,289
(Direct)
View
2021-01-21
Option Award
2021-01-26
4:58 pm
N/A
N/A
Great Elm Capital Corp.GECCSpeller Michael C
Director
614$036,559
(Direct)
View
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