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Insider Trading - Great Elm Capital Corp. (GECC)

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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GECC Insider Trading Transactions for Great Elm Capital Corp.
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Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-07-15
Option Award
2020-07-17
6:34 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
119 $0 925
(Direct)
View
2020-07-15
Option Award
2020-07-17
6:34 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
72 $0 925
(Indirect)
View
2020-07-15
Option Award
2020-07-17
6:34 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
29 $0 925
(Indirect)
View
2020-07-15
Option Award
2020-07-17
6:34 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
13 $0 925
(Indirect)
View
2020-07-15
Option Award
2020-07-23
8:38 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
41 $0 9,777
(Direct)
View
2020-08-21
Option Award
2020-08-25
7:57 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO
12 $0 651
(Direct)
View
2020-08-21
Option Award
2020-08-25
8:01 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
640 $0 36,043
(Direct)
View
2020-08-21
Option Award
2020-08-25
8:08 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
CEO
1,640 $0 92,448
(Direct)
View
2020-08-21
Option Award
2020-08-25
8:11 pm
N/A
N/A
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
193 $0 12,853
(Direct)
View
2020-08-21
Option Award
2020-08-25
8:15 pm
N/A
N/A
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
316 $0 21,119
(Indirect)
View
2020-08-21
Option Award
2020-08-25
8:18 pm
N/A
N/A
Great Elm Capital Corp. GECC Speller Michael C
Director
254 $0 16,937
(Direct)
View
2020-08-21
Option Award
2020-08-25
8:32 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
161 $0 939
(Direct)
View
2020-08-21
Option Award
2020-08-25
8:32 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
74 $0 939
(Indirect)
View
2020-08-21
Option Award
2020-08-25
8:32 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
32 $0 939
(Indirect)
View
2020-08-21
Option Award
2020-08-25
8:32 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
14 $0 939
(Indirect)
View
2020-09-21
Option Award
2020-09-23
7:24 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO
12 $0 663
(Direct)
View
2020-09-21
Option Award
2020-09-23
7:30 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
669 $0 36,712
(Direct)
View
2020-09-21
Option Award
2020-09-23
7:34 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
CEO
1,716 $0 94,164
(Direct)
View
2020-09-21
Option Award
2020-09-23
7:38 pm
N/A
N/A
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
239 $0 13,092
(Direct)
View
2020-09-21
Option Award
2020-09-23
7:41 pm
N/A
N/A
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
298 $0 21,417
(Indirect)
View
2020-09-21
Option Award
2020-09-23
7:44 pm
N/A
N/A
Great Elm Capital Corp. GECC Speller Michael C
Director
239 $0 17,176
(Direct)
View
2020-09-21
Option Award
2020-09-23
7:49 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
160 $0 953
(Direct)
View
2020-09-21
Option Award
2020-09-23
7:49 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
72 $0 953
(Indirect)
View
2020-09-21
Option Award
2020-09-23
7:49 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
30 $0 953
(Indirect)
View
2020-09-21
Option Award
2020-09-23
7:49 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
14 $0 953
(Indirect)
View
2020-09-28
Exercise
2020-10-01
5:27 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
36,042 $2.95 0
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:27 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
36,042 $2.95 0
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:31 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO
651 $2.95 0
(Direct)
View
2020-09-28
Other
2020-10-01
5:31 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO
800 $2.95 0
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:31 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC Davis Keri
CFO
651 $2.95 0
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:34 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
CEO
92,448 $2.95 0
(Direct)
View
2020-09-28
Other
2020-10-01
5:34 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
CEO
56,239 $2.95 0
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:34 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC Reed Peter A
CEO
92,448 $2.95 0
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:36 pm
N/A
N/A
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
10,000 $2.95 0
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:36 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
10,000 $2.95 0
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:38 pm
N/A
N/A
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
12,000 $2.95 0
(Indirect)
View
2020-09-28
Exercise
2020-10-01
5:38 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
12,000 $2.95 0
(Indirect)
View
2020-09-28
Exercise
2020-10-01
5:40 pm
N/A
N/A
Great Elm Capital Corp. GECC Speller Michael C
Director
16,937 $2.95 0
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:40 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC Speller Michael C
Director
16,937 $2.95 0
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:45 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
5,773 $2.95 0
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:45 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
5,773 $2.95 0
(Direct)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
49,828 $0 0
(Direct)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
5,700 $0 0
(Indirect)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
26,939 $0 0
(Direct)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
4,447 $0 0
(Indirect)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
28,214 $0 0
(Direct)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
4,641 $0 0
(Indirect)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
31,546 $0 0
(Direct)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
4,337 $0 0
(Indirect)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
39,044 $0 0
(Direct)
View
2020-05-15
Option Award
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
4,532 $0 0
(Indirect)
View
2020-05-15
Exercise
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
2,103,194 $2.95 0
(Direct)
View
2020-05-15
Exercise
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
151,894 $2.95 0
(Indirect)
View
2020-05-15
Other
2020-10-01
5:48 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
863,337 $2.95 0
(Direct)
View
2020-05-15
Exercise
2020-10-01
5:48 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
2,103,194 $2.95 0
(Direct)
View
2020-05-15
Exercise
2020-10-01
5:48 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
151,894 $2.95 0
(Indirect)
View
2020-10-21
Option Award
2020-10-23
9:02 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO
18 $0 2,132
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:05 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
1,011 $0 73,765
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:10 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
CEO
2,592 $0 245,443
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:13 pm
N/A
N/A
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
362 $0 23,454
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:17 pm
N/A
N/A
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
453 $0 33,870
(Indirect)
View
2020-10-21
Option Award
2020-10-23
9:20 pm
N/A
N/A
Great Elm Capital Corp. GECC Speller Michael C
Director
363 $0 34,476
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:25 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
245 $0 973
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:25 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
111 $0 973
(Indirect)
View
2020-10-21
Option Award
2020-10-23
9:25 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
46 $0 973
(Indirect)
View
2020-10-21
Option Award
2020-10-23
9:25 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
20 $0 973
(Indirect)
View
2020-10-21
Other
2020-10-23
9:52 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
59,089 $0 407,409
(Direct)
View
2020-10-21
Other
2020-10-23
9:52 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
6,858 $0 407,409
(Indirect)
View
2020-11-20
Option Award
2020-11-24
5:56 pm
N/A
N/A
Great Elm Capital Corp. GECC Davis Keri
CFO
66 $0 2,199
(Direct)
View
2020-11-20
Option Award
2020-11-24
5:59 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
2,291 $0 76,056
(Direct)
View
2020-11-20
Option Award
2020-11-24
6:02 pm
N/A
N/A
Great Elm Capital Corp. GECC Reed Peter A
CEO
7,619 $0 253,062
(Direct)
View
2020-11-20
Other
2020-11-24
6:06 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
160,492 $0 420,061
(Direct)
View
2020-11-20
Other
2020-11-24
6:06 pm
N/A
N/A
Great Elm Capital Corp. GECC Great Elm Capital Group Inc.
10% Owner
12,652 $0 420,061
(Indirect)
View
2020-11-20
Option Award
2020-11-24
6:16 pm
N/A
N/A
Great Elm Capital Corp. GECC Horsey Randall Revell
Director
730 $0 24,184
(Direct)
View
2020-11-20
Option Award
2020-11-24
6:20 pm
N/A
N/A
Great Elm Capital Corp. GECC Kuperschmid Mark
Director
811 $0 34,681
(Indirect)
View
2020-11-20
Option Award
2020-11-24
6:25 pm
N/A
N/A
Great Elm Capital Corp. GECC Speller Michael C
Director
825 $0 35,301
(Direct)
View
2020-11-20
Option Award
2020-11-24
6:28 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
432 $0 997
(Direct)
View
2020-11-20
Option Award
2020-11-24
6:28 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
128 $0 997
(Indirect)
View
2020-11-20
Option Award
2020-11-24
6:28 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
53 $0 997
(Indirect)
View
2020-11-20
Option Award
2020-11-24
6:28 pm
N/A
N/A
Great Elm Capital Corp. GECC STUART JOHN EDWARD
Director
24 $0 997
(Indirect)
View
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