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Insider Trading - Kleinman Adam M

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for Kleinman Adam M

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-11-09
Purchase
2017-11-13
5:04 pm
Great Elm Capital Group Inc. GEC Kleinman Adam M
See Remarks
30,000 $3.65 $109,500 263,181
(Direct)
View
2017-11-13
Purchase
2017-11-15
4:54 pm
Great Elm Capital Group Inc. GEC Kleinman Adam M
See Remarks
20,000 $3.65 $73,000 283,181
(Direct)
View
2017-11-21
Purchase
2017-11-22
4:05 pm
Great Elm Capital Group Inc. GEC Kleinman Adam M
See Remarks
10,000 $3.75 $37,500 293,181
(Direct)
View
2018-05-25
Purchase
2018-05-25
7:09 pm
Great Elm Capital Group Inc. GEC Kleinman Adam M
See Remarks
20,000 $3.8 $76,000 313,181
(Direct)
View
2018-11-15
Purchase
2018-11-19
7:57 pm
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
9,000 $8.06 $72,540 9,000
(Direct)
View
2018-11-20
Purchase
2018-11-21
4:20 pm
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
6,000 $8.05 $48,300 15,000
(Direct)
View
2019-06-04
Purchase
2019-06-06
4:37 pm
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
10,000 $8.5 $85,000 25,000
(Direct)
View
2019-08-29
Purchase
2019-09-03
4:28 pm
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
719 $8.2111 $5,904 25,719
(Direct)
View
2019-11-20
Purchase
2019-11-21
6:48 pm
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
7,500 $7.9 $59,250 33,219
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2017-09-18
Option Award
2017-09-25
3:06 pm
N/A
2027-09-18
Great Elm Capital Group Inc. GEC Kleinman Adam M
See Remarks
213,000 $0 213,000
(Direct)
View
2017-09-18
Option Award
2017-09-25
3:06 pm
N/A
2022-09-18
Great Elm Capital Group Inc. GEC Kleinman Adam M
See Remarks
194,175 $0 194,175
(Direct)
View
2019-08-06
Option Award
2019-08-07
4:07 pm
N/A
N/A
Great Elm Capital Group Inc. GEC Kleinman Adam M
COO
25,381 $0 338,562
(Direct)
View
2019-08-06
Option Award
2019-08-07
4:07 pm
N/A
2024-08-06
Great Elm Capital Group Inc. GEC Kleinman Adam M
COO
57,143 $0 57,143
(Direct)
View
2020-05-15
Option Award
2020-05-19
5:40 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
842 $0 34,061
(Direct)
View
2020-06-15
Option Award
2020-06-17
7:51 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
657 $0 34,717
(Direct)
View
2020-07-15
Option Award
2020-07-17
6:03 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
685 $0 35,403
(Direct)
View
2020-08-21
Option Award
2020-08-25
8:01 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
640 $0 36,043
(Direct)
View
2020-09-21
Option Award
2020-09-23
7:30 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
669 $0 36,712
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:27 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
36,042 $2.95 72,754
(Direct)
View
2020-09-28
Exercise
2020-10-01
5:27 pm
2020-09-08
2020-09-28
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
36,042 $0 0
(Direct)
View
2020-10-21
Option Award
2020-10-23
9:05 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
1,011 $0 73,765
(Direct)
View
2020-11-20
Option Award
2020-11-24
5:59 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
2,291 $0 76,056
(Direct)
View
2020-12-21
Option Award
2020-12-23
6:21 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
1,646 $0 77,701
(Direct)
View
2021-01-21
Option Award
2021-01-26
4:46 pm
N/A
N/A
Great Elm Capital Corp. GECC Kleinman Adam M
Chief Compliance Officer
1,795 $0 79,496
(Direct)
View