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Insider Trading - Steinberg David J.

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for Steinberg David J.

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-01-14
Sale
2019-01-16
5:55 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
5,275 $7.958 $41,977 2,648,040
(Indirect)
View
2019-01-09
Sale
2019-01-11
5:19 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
7,100 $7.954 $56,471 2,654,040
(Indirect)
View
2019-01-04
Sale
2019-01-08
8:21 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
43,890 $7.905 $346,948 2,658,480
(Indirect)
View
2019-01-02
Sale
2019-01-04
4:20 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
1,225 $7.992 $9,791 2,699,705
(Indirect)
View
2018-12-28
Sale
2019-01-02
3:03 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
1,625 $8.006 $13,009 2,700,705
(Indirect)
View
2018-12-13
Sale
2018-12-17
3:53 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
862 $8.16 $7,034 2,702,080
(Indirect)
View
2018-12-10
Sale
2018-12-12
7:11 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
5,100 $8.168 $41,658 2,707,074
(Indirect)
View
2018-12-07
Sale
2018-12-10
5:10 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
2,000 $8.245 $16,491 2,709,874
(Indirect)
View
2018-09-12
Sale
2018-10-24
6:58 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
2,276,279 $7.55 $17,185,907 2,711,874
(Indirect)
View
2018-09-12
Sale
2018-09-14
3:50 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
45,448 $9.677 $439,814 4,988,153
(Indirect)
View
2018-04-25
Sale
2018-04-27
4:57 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
6,500 $9.247 $60,102 5,038,101
(Indirect)
View
2018-04-18
Sale
2018-04-20
3:54 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
1,900 $9.198 $17,476 5,040,101
(Indirect)
View
2018-04-13
Sale
2018-04-17
5:05 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
1,500 $9.198 $13,797 5,043,001
(Indirect)
View
2018-04-09
Sale
2018-04-11
5:39 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
8,256 $9.193 $75,898 5,050,757
(Indirect)
View
2018-04-04
Sale
2018-04-06
5:31 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
2,706 $9.331 $25,250 5,053,523
(Indirect)
View
2018-03-29
Sale
2018-04-03
5:36 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
1,778 $9.29 $16,518 5,055,543
(Indirect)
View
2018-03-26
Sale
2018-03-28
6:22 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
18,606 $9.214 $171,444 5,074,347
(Indirect)
View
2018-03-21
Sale
2018-03-23
5:56 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
7,145 $9.109 $65,081 5,078,047
(Indirect)
View
2017-11-01
Sale
2017-11-03
5:44 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
200 $10.12 $2,025 5,081,992
(Indirect)
View
2017-10-27
Sale
2017-10-31
6:54 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
401 $10.19 $4,086 5,082,392
(Indirect)
View
2017-10-24
Sale
2017-10-26
5:44 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
600 $10.23 $6,139 5,082,993
(Indirect)
View
2017-10-20
Sale
2017-10-23
10:48 am
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
1,569 $10.25 $16,089 5,083,193
(Indirect)
View
2017-10-17
Sale
2017-10-19
5:56 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
49,156 $10.11 $497,060 5,103,964
(Indirect)
View
2017-10-12
Sale
2017-10-16
4:48 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
50,544 $10.12 $511,335 51,711,624
(Indirect)
View
2017-10-10
Sale
2017-10-11
5:29 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
11,892 $10.15 $120,740 5,190,654
(Indirect)
View
2017-10-05
Sale
2017-10-10
08:08 am
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
29,667 $10.32 $306,020 5,212,299
(Indirect)
View
2017-10-02
Sale
2017-10-04
6:33 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
18,605 $10.41 $193,590 5,237,603
(Indirect)
View
2017-09-18
Sale
2017-10-04
10:42 am
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
36,216 $10.73 $388,425 5,415,521
(Indirect)
View
2017-09-27
Sale
2017-09-29
5:47 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
82,780 $10.47 $866,797 5,314,130
(Indirect)
View
2017-09-25
Sale
2017-09-27
12:30 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
17,223 $10.58 $182,269 5,333,838
(Indirect)
View
2017-09-20
Sale
2017-09-22
08:51 am
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
59,676 $10.65 $635,631 5,386,977
(Indirect)
View
2017-09-14
Sale
2017-09-18
09:49 am
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
12,761 $10.78 $137,518 5,452,982
(Indirect)
View
2017-09-08
Sale
2017-09-12
3:00 pm
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
600 $10.93 $6,559 5,453,282
(Indirect)
View
2016-11-03
Purchase(A)
2017-06-02
5:31 pm
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
285,507 $0.7442 $212,481 2,108,178
(Direct
Indirect)
View
2017-05-12
Sale
2017-05-16
5:29 pm
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
2,108,178 $3.327 $7,013,827 971,386
(Indirect)
View
2016-11-03
Purchase(A)
2017-05-16
4:45 pm
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
283,264 $0.7241 $205,102 2,108,178
(Direct
Indirect)
View
2016-11-03
Purchase
2017-04-20
4:52 pm
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
2,583,446 $3.009 $7,772,701 2,108,178
(Direct
Indirect)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2016-11-03
Exercise
2017-06-02
5:31 pm
N/A
N/A
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
1,195,586 $3.29 2,108,178
(Indirect)
View
2016-11-03
Exercise
2017-06-02
5:31 pm
N/A
N/A
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
1,104,596 $3.29 2,108,178
(Indirect)
View
2016-11-03
Purchase
2017-06-02
5:31 pm
2021-11-03
2026-11-03
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
54,733 $0.01 2,108,178
(Direct)
View
2016-11-03
Exercise
2017-06-02
5:31 pm
2016-11-23
2016-12-23
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
1,195,586 $3.29 2,108,178
(Indirect)
View
2016-11-03
Exercise
2017-06-02
5:31 pm
2016-11-23
2016-12-23
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
1,104,596 $3.29 2,108,178
(Indirect)
View
2017-05-08
Other
2017-05-19
6:55 pm
N/A
N/A
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
162,345 $11.5 2,802,018
(Indirect)
View
2017-05-08
Other
2017-05-19
6:55 pm
N/A
N/A
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
302,543 $11.5 2,802,018
(Indirect)
View
2017-05-08
Other
2017-05-19
6:55 pm
N/A
N/A
Great Elm Capital Corp. GECC Mast Capital Management LLC
Steinberg David J.
10% Owner
17,030 $11.5 2,802,018
(Indirect)
View
2016-11-03
Exercise
2017-05-16
4:45 pm
N/A
N/A
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
1,195,586 $3.29 2,108,178
(Indirect)
View
2016-11-03
Exercise
2017-05-16
4:45 pm
N/A
N/A
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
1,104,596 $3.29 2,108,178
(Indirect)
View
2016-11-03
Purchase
2017-05-16
4:45 pm
2021-11-03
2026-11-03
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
54,733 $0.01 2,108,178
(Direct)
View
2016-11-03
Exercise
2017-05-16
4:45 pm
2016-11-23
2016-12-23
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
1,195,586 $3.29 2,108,178
(Indirect)
View
2016-11-03
Exercise
2017-05-16
4:45 pm
2016-11-23
2016-12-23
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
1,104,596 $3.29 2,108,178
(Indirect)
View
2016-11-03
Purchase
2017-04-20
4:52 pm
2021-11-03
2026-11-03
Great Elm Capital Group Inc. GEC Mast Capital Management LLC
Steinberg David J.
10% Owner
54,733 $0.01 2,108,178
(Direct)
View