 | Form 4 Filings | Insider Buys | Significant Buys | Penny Stocks Insider Buying | Insider Sales |
| Insider Buy Sell Ratios | Stock Options | Insider Trading Stock Screener | Insider Trading Graph View | Insider Watch |
Insider Trading - Great Elm Capital Group Inc.
| | "Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise" - Peter Lynch What is insider trading>> |
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2018-12-04 Purchase | 2018-12-07 6:20 pm | Great Elm Capital Group Inc. | GEC | Reed Peter A CEO | 1,566 | $3.65 | $5,716 | 731,423 (Direct) | View |
| 2018-12-07 Purchase | 2018-12-11 6:51 pm | Great Elm Capital Group Inc. | GEC | Reed Peter A CEO | 7,317 | $3.6303 | $26,563 | 738,740 (Direct) | View |
| 2019-02-13 Purchase | 2019-02-15 5:27 pm | Great Elm Capital Group Inc. | GEC | Pearson Brent J CAO | 2,500 | $3.44 | $8,600 | 2,500 (Direct) | View |
| 2019-02-13 Purchase | 2019-02-15 5:29 pm | Great Elm Capital Group Inc. | GEC | Reed Peter A CEO | 3,997 | $3.3455 | $13,372 | 742,737 (Direct) | View |
| 2019-02-19 Purchase | 2019-02-21 6:07 pm | Great Elm Capital Group Inc. | GEC | Reed Peter A CEO | 1,223 | $3.4052 | $4,165 | 743,960 (Direct) | View |
| 2019-02-22 Purchase | 2019-02-26 6:17 pm | Great Elm Capital Group Inc. | GEC | Reed Peter A CEO | 7,468 | $3.4748 | $25,950 | 751,428 (Direct) | View |
| 2019-02-26 Purchase | 2019-02-28 6:09 pm | Great Elm Capital Group Inc. | GEC | Reed Peter A CEO | 7,102 | $3.45 | $24,502 | 758,530 (Direct) | View |
| 2019-03-01 Purchase | 2019-03-05 6:59 pm | Great Elm Capital Group Inc. | GEC | Reed Peter A CEO | 359 | $3.4 | $1,221 | 758,889 (Direct) | View |
| 2019-03-12 Purchase | 2019-03-14 5:45 pm | Great Elm Capital Group Inc. | GEC | Parmelee James P Director | 4,000 | $3.75 | $15,000 | 49,739 (Direct) | View |
| 2020-05-15 Purchase | 2020-05-18 5:31 pm | Great Elm Capital Group Inc. | GEC | Pearson Brent J CFO | 6,500 | $1.99 | $12,935 | 9,000 (Direct) | View |
| 2020-05-18 Purchase | 2020-05-20 6:18 pm | Great Elm Capital Group Inc. | GEC | Harbin Thomas S Director | 1,100 | $1.99 | $2,189 | 79,329 (Direct) | View |
| 2020-05-22 Purchase | 2020-05-26 4:39 pm | Great Elm Capital Group Inc. | GEC | Harbin Thomas S Director | 2,000 | $1.96 | $3,920 | 81,329 (Direct) | View |
| 2020-05-22 Purchase | 2020-05-26 9:10 pm | Great Elm Capital Group Inc. | GEC | Imperial Capital Asset Management LLC LONG BALL PARTNERS LLC Reese Jason W. 10% Owner | 4,425 | $1.9593 | $8,670 | 2,324,312 (Indirect) | View |
| 2020-05-29 Purchase | 2020-06-01 9:31 pm | Great Elm Capital Group Inc. | GEC | Imperial Capital Asset Management LLC LONG BALL PARTNERS LLC Reese Jason W. 10% Owner | 5,000 | $2.3478 | $11,739 | 2,329,312 (Indirect) | View |
| 2020-06-11 Purchase | 2020-06-12 7:49 pm | Great Elm Capital Group Inc. | GEC | Parmelee James P Director | 6,000 | $2.58 | $15,480 | 74,221 (Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2019-05-14 Option Award | 2019-05-15 4:09 pm | N/A 2029-05-24 | Great Elm Capital Group Inc. | GEC | Pearson Brent J See Remarks | 20,000 | $4.12 | 20,000 (Direct) | View |
| 2019-07-30 Option Award | 2019-07-31 5:20 pm | N/A 2029-07-30 | Great Elm Capital Group Inc. | GEC | Pearson Brent J CFO | 20,000 | $4.16 | 20,000 (Direct) | View |
| 2019-08-06 Option Award | 2019-08-07 4:07 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Kleinman Adam M COO | 25,381 | $0 | 57,143 (Direct) | View |
| 2019-08-06 Option Award | 2019-08-07 4:07 pm | N/A 2024-08-06 | Great Elm Capital Group Inc. | GEC | Kleinman Adam M COO | 57,143 | $4.52 | 57,143 (Direct) | View |
| 2019-08-06 Option Award | 2019-08-07 4:08 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Reed Peter A CEO | 25,381 | $0 | 57,143 (Direct) | View |
| 2019-08-06 Option Award | 2019-08-07 4:08 pm | N/A 2024-08-06 | Great Elm Capital Group Inc. | GEC | Reed Peter A CEO | 57,143 | $4.52 | 57,143 (Direct) | View |
| 2019-11-08 Option Award | 2019-12-12 6:14 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Drapkin Matthew A Director | 18,482 | $0 | 68,273 (Direct) | View |
| 2019-11-08 Option Award | 2019-12-12 6:15 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | SNELL MARK A Director | 18,482 | $0 | 70,869 (Direct) | View |
| 2019-11-08 Option Award | 2019-12-12 6:16 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Serota Jeffrey Director | 18,482 | $0 | 70,869 (Direct) | View |
| 2019-11-08 Option Award | 2019-12-12 6:17 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Harbin Thomas S Director | 18,482 | $0 | 78,229 (Direct) | View |
| 2019-11-08 Option Award | 2019-12-12 6:18 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Wilson Hugh Steven Director | 18,482 | $0 | 159,647 (Direct) | View |
| 2019-11-08 Option Award | 2019-12-12 6:19 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Parmelee James P Director | 18,482 | $0 | 68,221 (Direct) | View |
| 2020-02-26 Purchase | 2020-02-28 4:11 pm | 2020-02-26 2030-02-26 | Great Elm Capital Group Inc. | GEC | Drapkin Matthew A Director 10% Owner | 250,000 | $250,000 | 1,000,000 (Direct) | View |
| 2020-02-26 Purchase | 2020-02-28 4:11 pm | 2020-02-26 2030-02-26 | Great Elm Capital Group Inc. | GEC | Drapkin Matthew A Director 10% Owner | 3,250,000 | $3,250,000 | 1,000,000 (Indirect) | View |
| 2020-02-26 Purchase | 2020-02-28 4:11 pm | 2020-02-26 2030-02-26 | Great Elm Capital Group Inc. | GEC | Drapkin Matthew A Director 10% Owner | 1,500,000 | $1,500,000 | 1,000,000 (Indirect) | View |
| 2020-02-26 Purchase | 2020-02-28 4:11 pm | 2020-02-26 2030-02-26 | Great Elm Capital Group Inc. | GEC | Drapkin Matthew A Director 10% Owner | 1,000,000 | $1,000,000 | 1,000,000 (Indirect) | View |
| 2020-04-10 Option Award | 2020-04-28 4:14 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Scheyer Eric J Director | 36,517 | $0 | 36,517 (Direct) | View |
| 2020-04-10 Option Award | 2020-04-28 4:17 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Hugar James H Director | 36,517 | $0 | 36,517 (Direct) | View |
| 2020-04-10 Option Award | 2020-04-28 9:18 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Reese Jason W. Imperial Capital Asset Management LLC LONG BALL PARTNERS LLC Director 10% Owner | 36,517 | $0 | 36,517 (Direct) | View |
| 2020-06-30 Option Award | 2020-07-02 4:12 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Reese Jason W. Imperial Capital Asset Management LLC LONG BALL PARTNERS LLC Director 10% Owner | 18,776 | $0 | 55,293 (Direct) | View |
| 2020-06-30 Option Award | 2020-07-02 4:40 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Scheyer Eric J Director | 9,120 | $0 | 45,637 (Direct) | View |
| 2020-06-30 Option Award | 2020-07-02 4:40 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Drapkin Matthew A Director 10% Owner | 9,120 | $0 | 77,393 (Direct) | View |
| 2020-06-30 Option Award | 2020-07-02 4:44 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Harbin Thomas S Director | 8,047 | $0 | 89,376 (Direct) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 49,828 | $0 | 0 (Direct) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 5,700 | $0 | 0 (Indirect) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 26,939 | $0 | 0 (Direct) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 4,447 | $0 | 0 (Indirect) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 28,214 | $0 | 0 (Direct) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 4,641 | $0 | 0 (Indirect) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 31,546 | $0 | 0 (Direct) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 4,337 | $0 | 0 (Indirect) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 39,044 | $0 | 0 (Direct) | View |
| 2020-05-15 Option Award | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 4,532 | $0 | 0 (Indirect) | View |
| 2020-05-15 Exercise | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 2,103,194 | $2.95 | 0 (Direct) | View |
| 2020-05-15 Exercise | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 151,894 | $2.95 | 0 (Indirect) | View |
| 2020-05-15 Other | 2020-10-01 5:48 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 863,337 | $2.95 | 0 (Direct) | View |
| 2020-05-15 Exercise | 2020-10-01 5:48 pm | 2020-09-08 2020-09-28 | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 2,103,194 | $2.95 | 0 (Direct) | View |
| 2020-05-15 Exercise | 2020-10-01 5:48 pm | 2020-09-08 2020-09-28 | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 151,894 | $2.95 | 0 (Indirect) | View |
| 2020-09-30 Option Award | 2020-10-15 4:10 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Drapkin Matthew A Director 10% Owner | 9,004 | $0 | 86,397 (Direct) | View |
| 2020-09-30 Option Award | 2020-10-15 4:11 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Scheyer Eric J Director | 9,004 | $0 | 54,641 (Direct) | View |
| 2020-09-30 Option Award | 2020-10-15 4:13 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Harbin Thomas S Director | 7,944 | $0 | 97,320 (Direct) | View |
| 2020-09-30 Option Award | 2020-10-15 5:06 pm | N/A N/A | Great Elm Capital Group Inc. | GEC | Reese Jason W. Imperial Capital Asset Management LLC LONG BALL PARTNERS LLC Director 10% Owner | 18,538 | $0 | 73,831 (Direct) | View |
| 2020-10-21 Other | 2020-10-23 9:52 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 59,089 | $0 | 407,409 (Direct) | View |
| 2020-10-21 Other | 2020-10-23 9:52 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 6,858 | $0 | 407,409 (Indirect) | View |
| 2020-11-20 Other | 2020-11-24 6:06 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 160,492 | $0 | 420,061 (Direct) | View |
| 2020-11-20 Other | 2020-11-24 6:06 pm | N/A N/A | Great Elm Capital Corp. | GECC | Great Elm Capital Group Inc. 10% Owner | 12,652 | $0 | 420,061 (Indirect) | View |