NHLD Insider Holders & Insider Ownership

List of insiders holdings for NATIONAL HOLDINGS CORP:

Shares directly owned by the insider.
Shares indirectly owned by the insider.
Total shares owned by the insider (sum of shares directly and indirectly owned).
Total market value if available.
Shares are not adjusted for stock split.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#	Insider Holder Name	Report Date Time	Shares Owned Directly Indirectly	Total Shares Owned	Filing
1	COR Securities Holdings Inc. 10% Owner	2012-01-18 09:35:03	10,873,986 0	10,873,986	Form 13D
2	ST CLOUD CAPITAL PARTNERS LP SCGP LLC ST CLOUD CAPITAL LLC GELLER MARSHALL S 10% Owner	2010-07-15 17:30:59	7,704,890 0	7,704,890	Form 13D
3	NHC Holdings LLC B. Riley Financial Inc. 10% Owner	2021-03-02 16:02:31	5,750,000 0	5,750,000	Form 13D
4	KLEIN MARK Chief Executive Officer	2014-08-20 16:46:27	617,094 4,522,761	5,139,855	Form 4
5	Sugarman Steven 10% Owner	2012-01-04 16:46:53	4,673,326 0	4,673,326	Form 3
6	COR Capital LLC 10% Owner	2012-01-04 16:44:34	4,673,326 0	4,673,326	Form 3
7	COR Equity Income Fund LP 10% Owner	2012-01-04 16:41:22	4,673,326 0	4,673,326	Form 3
8	Coviello Paul Linden Asset Management Inc. Director	2010-10-13 17:27:20	3,416,798 0	3,416,798	Form 13D
9	BEDFORD OAK ADVISORS LLC EISEN HARVEY P 10% Owner	2011-02-02 17:08:55	0 3,346,010	3,346,010	Form 4
10	ASHER DANIEL 10% Owner	2020-12-29 16:45:57	0 3,027,841	3,027,841	Form 4
11	BEDFORD OAK CAPITAL LP 10% Owner	2012-02-14 11:37:32	1,875,660 0	1,875,660	Form 13G
12	ONE CLARK LLC 10% Owner	2008-07-02 17:00:52	1,603,223 0	1,603,223	Form 13D
13	SOKOLOW LEONARD J Director	2013-01-29 19:06:15	1,475,914 0	1,475,914	Form 4
14	STRATEGIC TURNAROUND EQUITY PARTNERS LP CAYMAN Galloway Capital Management LLC GALLOWAY BRUCE Herman Gary L X	2012-01-19 16:43:58	1,249,691 0	1,249,691	Form 13D
15	RILEY BRYANT R BRC Partners Opportunity Fund LP B. Riley & Co. LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Financial Inc. B. Riley & Co. LLC 401(K) Profit Sharing Plan Robert Antin Children Irrevocable Trust dtd 1/1/01 See Footnote 1	2016-05-03 14:47:20	1,041,574 0	1,041,574	Form 13D
16	RETTMAN PETER Director	2005-08-16 16:11:50	900,000 0	900,000	Form 4
17	DellaCamera Capital Management LLC 10% Owner	2011-02-14 14:32:04	594,836 0	594,836	Form 13G
18	Klein Mark D See Footnote 1	2016-08-25 12:28:55	570,000 0	570,000	Form 13D
19	Silverman Joshua Director	2016-09-13 16:32:16	0 414,323	414,323	Form 4
20	Herskowitz Neil Director	2019-03-06 19:47:58	245,975 0	245,975	Form 4
21	SALIG ELI Director	2019-03-06 19:48:11	245,975 0	245,975	Form 4
22	BRESNER MICHAEL A President of National	2004-01-26 09:58:51	150,000 0	150,000	Form 4
23	Michas Athanassios Director	2020-06-15 17:39:04	82,680 0	82,680	Form 4
24	SANDS STEVEN B Chairman	2005-04-04 15:44:19	0 59,423	59,423	Form 4
25	Rich Jonathan C Executive Vice President	2013-01-29 19:07:57	50,000 0	50,000	Form 4
26	Dewey Christopher C Vice Chairman Director	2010-10-06 18:33:30	36,775 0	36,775	Form 4
27	Friedman Brian Exec V.P. & Ast. Sec.	2007-08-02 19:12:39	35,000 0	35,000	Form 4
28	DASKAL ROBERT H Chief Financial Officer & Sec.	2007-08-02 19:03:07	25,000 0	25,000	Form 4
29	McCoy David Chief Operating Officer	2007-08-02 19:08:01	25,000 0	25,000	Form 4
30	TRIAGE PARTNERS LLC 10% Owner	2006-04-10 17:29:51	23,179 0	23,179	Form 4
31	CIOCIA JAMES Director	2016-09-13 16:32:33	18,685 0	18,685	Form 4
32	KURLAN NORMAN J Director	2008-07-01 11:06:40	15,000 0	15,000	Form 4
33	ROSAN ROBERT J Director	2008-07-01 11:02:22	15,000 0	15,000	Form 4
34	ROSENBERG GARY A Director	2008-07-01 10:49:01	15,000 0	15,000	Form 4
35	MODICA CHARLES R Director	2010-03-18 14:48:49	10,000 0	10,000	Form 4
36	ORTEGA JORGE A Director	2010-03-18 15:10:48	10,000 0	10,000	Form 4
37	KUSNICK GREGORY P GUSTAFSON KAREN JO 10% Owner	2006-04-04 14:57:24	6,375 0	6,375	Form 4
38	LOWNEY GREGORY C SNYDER MARYANNE K 10% Owner	2006-04-04 15:04:45	6,375 0	6,375	Form 4
39	Wasserman Frederick Gerald Director	2016-09-13 16:32:41	5,092 0	5,092	Form 4
40	DeSena John C. Chief Operating Officer	2021-02-25 17:20:47	0 0	0	Form 4
41	Creagh Barbara Director	2021-02-25 17:20:53	0 0	0	Form 4
42	FAGENSON ROBERT B Director	2021-02-25 17:18:31	0 0	0	Form 4
43	Worman Glenn C. President and CFO	2021-02-25 17:18:43	0 0	0	Form 4
44	Singer Michael Evan Director	2021-02-25 17:19:35	0 0	0	Form 4
45	Mullen Michael A CEO and Chairman of the Board	2021-02-25 17:19:28	0 0	0	Form 4
46	HUME DANIEL Director	2021-02-25 17:19:48	0 0	0	Form 4
47	Gary Jeff Director	2021-02-25 17:20:16	0 0	0	Form 4
48	FBIO Acquisition Inc. Fortress Biotech Inc. Opus Point Partners LLC Opus Point Healthcare Innovations (Offshore) Fund Ltd. WEISS MICHAEL S ROSENWALD LINDSAY A MD 10% Owner	2019-04-19 16:18:03	0 0	0	Form 13D
49	GOLDWASSER MARK Director	2016-09-14 16:30:40	0 0	0	Form 4
50	LEVIN ALAN B Chief Financial Officer	2016-09-13 16:33:01	0 0	0	Form 4
51	POWERS FREDERIC B III Director	2016-09-13 16:32:55	0 0	0	Form 4
52	PLIMPTON FRANK Director	2016-09-13 16:32:47	0 0	0	Form 4
53	Abbe Richard Director	2016-09-13 16:32:25	0 0	0	Form 4
54	LAUTZ ROBERT W JR Director 10% Owner	2012-01-09 12:36:23	0 0	0	Form 4
55	GELLER MARSHALL S Director 10% Owner	2012-01-03 20:20:35	0 0	0	Form 4
56	Roth Mark David COO & General Counsel	2009-03-19 12:05:10	0 0	0	Form 3

Insider Holders & Insider Ownership - NATIONAL HOLDINGS CORP (NHLD)