List of insiders holdings for NATIONAL HOLDINGS CORP:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| COR Securities Holdings Inc. 10% Owner | 2012-01-18 09:35:03 | 10,873,986 0 | 10,873,986 | Form 13D |
| NHC Holdings LLC B. Riley Financial Inc. 10% Owner | 2021-03-02 16:02:31 | 5,750,000 0 | 5,750,000 | Form 13D |
| KLEIN MARK Chief Executive Officer | 2014-08-20 16:46:27 | 617,094 4,522,761 | 5,139,855 | Form 4 |
| Sugarman Steven 10% Owner | 2012-01-04 16:46:53 | 4,673,326 0 | 4,673,326 | Form 3 |
| COR Capital LLC 10% Owner | 2012-01-04 16:44:34 | 4,673,326 0 | 4,673,326 | Form 3 |
| COR Equity Income Fund LP 10% Owner | 2012-01-04 16:41:22 | 4,673,326 0 | 4,673,326 | Form 3 |
| ST CLOUD CAPITAL PARTNERS LP SCGP LLC ST CLOUD CAPITAL LLC GELLER MARSHALL S 10% Owner | 2008-04-02 15:12:45 | 4,271,633 0 | 4,271,633 | Form 13D |
| Coviello Paul Linden Asset Management Inc. Director | 2010-10-13 17:27:20 | 3,416,798 0 | 3,416,798 | Form 13D |
| BEDFORD OAK ADVISORS LLC EISEN HARVEY P 10% Owner | 2011-02-02 17:08:55 | 0 3,346,010 | 3,346,010 | Form 4 |
| ASHER DANIEL 10% Owner | 2020-12-29 16:45:57 | 0 3,027,841 | 3,027,841 | Form 4 |
| BEDFORD OAK CAPITAL LP 10% Owner | 2012-02-14 11:37:32 | 1,875,660 0 | 1,875,660 | Form 13G |
| ONE CLARK LLC 10% Owner | 2008-07-02 17:00:52 | 1,603,223 0 | 1,603,223 | Form 13D |
| SOKOLOW LEONARD J Director | 2013-01-29 19:06:15 | 1,475,914 0 | 1,475,914 | Form 4 |
| STRATEGIC TURNAROUND EQUITY PARTNERS LP CAYMAN Galloway Capital Management LLC GALLOWAY BRUCE Herman Gary L X | 2012-01-19 16:43:58 | 1,249,691 0 | 1,249,691 | Form 13D |
| RILEY BRYANT R BRC Partners Opportunity Fund LP B. Riley & Co. LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Financial Inc. B. Riley & Co. LLC 401(K) Profit Sharing Plan Robert Antin Children Irrevocable Trust dtd 1/1/01 See Footnote 1 | 2016-05-03 14:47:20 | 1,041,574 0 | 1,041,574 | Form 13D |
| RETTMAN PETER Director | 2005-08-16 16:11:50 | 900,000 0 | 900,000 | Form 4 |
| DellaCamera Capital Management LLC 10% Owner | 2011-02-14 14:32:04 | 594,836 0 | 594,836 | Form 13G |
| Klein Mark D See Footnote 1 | 2016-08-25 12:28:55 | 570,000 0 | 570,000 | Form 13D |
| Silverman Joshua Director | 2016-09-13 16:32:16 | 0 414,323 | 414,323 | Form 4 |
| Herskowitz Neil Director | 2019-03-06 19:47:58 | 245,975 0 | 245,975 | Form 4 |
| SALIG ELI Director | 2019-03-06 19:48:11 | 245,975 0 | 245,975 | Form 4 |
| BRESNER MICHAEL A President of National | 2004-01-26 09:58:51 | 150,000 0 | 150,000 | Form 4 |
| Michas Athanassios Director | 2020-06-15 17:39:04 | 82,680 0 | 82,680 | Form 4 |
| SANDS STEVEN B Chairman | 2005-04-04 15:44:19 | 0 59,423 | 59,423 | Form 4 |
| Rich Jonathan C Executive Vice President | 2013-01-29 19:07:57 | 50,000 0 | 50,000 | Form 4 |
| Dewey Christopher C Vice Chairman Director | 2010-10-06 18:33:30 | 36,775 0 | 36,775 | Form 4 |
| Friedman Brian Exec V.P. & Ast. Sec. | 2007-08-02 19:12:39 | 35,000 0 | 35,000 | Form 4 |
| DASKAL ROBERT H Chief Financial Officer & Sec. | 2007-08-02 19:03:07 | 25,000 0 | 25,000 | Form 4 |
| McCoy David Chief Operating Officer | 2007-08-02 19:08:01 | 25,000 0 | 25,000 | Form 4 |
| TRIAGE PARTNERS LLC 10% Owner | 2006-04-10 17:29:51 | 23,179 0 | 23,179 | Form 4 |
| CIOCIA JAMES Director | 2016-09-13 16:32:33 | 18,685 0 | 18,685 | Form 4 |
| KURLAN NORMAN J Director | 2008-07-01 11:06:40 | 15,000 0 | 15,000 | Form 4 |
| ROSAN ROBERT J Director | 2008-07-01 11:02:22 | 15,000 0 | 15,000 | Form 4 |
| ROSENBERG GARY A Director | 2008-07-01 10:49:01 | 15,000 0 | 15,000 | Form 4 |
| MODICA CHARLES R Director | 2010-03-18 14:48:49 | 10000 0 | 10000 | Form 4 |
| ORTEGA JORGE A Director | 2010-03-18 15:10:48 | 10000 0 | 10000 | Form 4 |
| KUSNICK GREGORY P GUSTAFSON KAREN JO 10% Owner | 2006-04-04 14:57:24 | 6375 0 | 6375 | Form 4 |
| LOWNEY GREGORY C SNYDER MARYANNE K 10% Owner | 2006-04-04 15:04:45 | 6375 0 | 6375 | Form 4 |
| Wasserman Frederick Gerald Director | 2016-09-13 16:32:41 | 5092 0 | 5092 | Form 4 |
| DeSena John C. Chief Operating Officer | 2021-02-25 17:20:47 | 0 0 | 0 | Form 4 |
| Creagh Barbara Director | 2021-02-25 17:20:53 | 0 0 | 0 | Form 4 |
| FAGENSON ROBERT B Director | 2021-02-25 17:18:31 | 0 0 | 0 | Form 4 |
| Worman Glenn C. President and CFO | 2021-02-25 17:18:43 | 0 0 | 0 | Form 4 |
| Singer Michael Evan Director | 2021-02-25 17:19:35 | 0 0 | 0 | Form 4 |
| Mullen Michael A CEO and Chairman of the Board | 2021-02-25 17:19:28 | 0 0 | 0 | Form 4 |
| HUME DANIEL Director | 2021-02-25 17:19:48 | 0 0 | 0 | Form 4 |
| Gary Jeff Director | 2021-02-25 17:20:16 | 0 0 | 0 | Form 4 |
| FBIO Acquisition Inc. Fortress Biotech Inc. Opus Point Partners LLC Opus Point Healthcare Innovations (Offshore) Fund Ltd. WEISS MICHAEL S ROSENWALD LINDSAY A MD 10% Owner | 2019-04-19 16:18:03 | 0 0 | 0 | Form 13D |
| GOLDWASSER MARK Director | 2016-09-14 16:30:40 | 0 0 | 0 | Form 4 |
| LEVIN ALAN B Chief Financial Officer | 2016-09-13 16:33:01 | 0 0 | 0 | Form 4 |
| POWERS FREDERIC B III Director | 2016-09-13 16:32:55 | 0 0 | 0 | Form 4 |
| PLIMPTON FRANK Director | 2016-09-13 16:32:47 | 0 0 | 0 | Form 4 |
| Abbe Richard Director | 2016-09-13 16:32:25 | 0 0 | 0 | Form 4 |
| LAUTZ ROBERT W JR Director 10% Owner | 2012-01-09 12:36:23 | 0 0 | 0 | Form 4 |
| GELLER MARSHALL S Director 10% Owner | 2012-01-03 20:20:35 | 0 0 | 0 | Form 4 |
| Roth Mark David COO & General Counsel | 2009-03-19 12:05:10 | 0 0 | 0 | Form 3 |