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Insider Trading - B. Riley Financial Inc.

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for B. Riley Financial Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-02-28
Purchase(A)
2020-04-27
6:46 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
308,942 $8.5208 $2,632,436 5,755,481
(Indirect)
View
2020-04-24
Purchase
2020-04-28
7:44 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
9,036 $3.8 $34,337 5,989,100
(Indirect)
View
2020-04-24
Sale
2020-04-28
7:47 pm
Franchise Group Inc. FRG B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
150,000 $10 $1,500,000 0
(Indirect
Direct)
View
2020-05-21
Purchase
2020-05-26
5:28 pm
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
1,835 $18.25 $33,485 4,550,659
(Indirect
Direct)
View
2020-06-03
Purchase
2020-06-04
09:01 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
40,000 $20.81 $832,260 4,590,659
(Indirect
Direct)
View
2020-05-20
Purchase(A)
2020-06-05
8:30 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
10% Owner
50,000 $9.985 $499,249 50,000
(Indirect)
View
2020-06-09
Purchase
2020-06-10
11:49 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
20,000 $22.85 $457,040 4,610,659
(Indirect
Direct)
View
2020-06-10
Purchase
2020-06-12
1:05 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
RILEY BRYANT R
Director
10% Owner
91,301 $4.0122 $366,318 11,916
(Indirect
Direct)
View
2020-06-04
Purchase
2020-06-29
7:27 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
1,966,667 $0.75 $1,475,000 146,666
(Indirect
Direct)
View
2020-06-26
Purchase
2020-06-30
4:14 pm
Franchise Group Inc. FRG B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
10% Owner
75,000 $22.65 $1,698,435 676,471
(Indirect
Direct)
View
2020-08-06
Purchase
2020-08-07
09:55 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
25,000 $27.15 $678,745 4,635,659
(Indirect
Direct)
View
2020-08-06
Purchase
2020-08-07
09:57 am
B. Riley Financial Inc. RILY Young Kenneth M
President
1,000 $27.28 $27,280 14,500
(Indirect
Direct)
View
2020-08-07
Purchase
2020-08-07
11:45 am
B. Riley Financial Inc. RILY PAULSON RANDALL E
Director
25,000 $26.96 $674,020 38,343
(Direct)
View
2020-08-21
Purchase
2020-08-24
6:51 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
RILEY BRYANT R
Director
10% Owner
102,264 $5.8333 $596,542 485,543
(Indirect
Direct)
View
2020-08-26
Purchase
2020-08-27
08:50 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
20,000 $26.67 $533,312 4,655,659
(Indirect
Direct)
View
2020-09-02
Purchase
2020-09-03
08:54 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
17,800 $27.15 $483,270 5,575
(Indirect
Direct)
View
2020-09-04
Purchase
2020-09-08
08:31 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
2,282 $26.21 $59,815 4,672,941
(Indirect
Direct)
View
2020-09-04
Purchase
2020-09-08
08:50 am
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
2,040,816 $2.45 $4,999,999 4,044,702
(Indirect
Direct)
View
2020-09-08
Purchase
2020-09-09
5:05 pm
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
1,224 $25.59 $31,328 4,674,165
(Indirect
Direct)
View
2020-09-04
Purchase(A)
2020-09-10
4:01 pm
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
RILEY BRYANT R
Director
10% Owner
2,040,816 $2.45 $4,999,999 7,916,430
(Indirect
Direct)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-02-28
Purchase
2020-04-27
6:46 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
129,700 $1.2 5,755,481
(Indirect)
View
2020-02-28
Purchase
2020-04-27
6:46 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
110,600 $1.2 5,755,481
(Indirect)
View
2020-02-28
Purchase
2020-04-27
6:46 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
33,000 $1.2 5,755,481
(Indirect)
View
2020-02-28
Purchase
2020-04-27
6:46 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
33,000 $1.2 5,755,481
(Indirect)
View
2020-05-22
Other
2020-05-22
8:07 pm
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
650,000 $10 650,000
(Indirect)
View
2020-05-21
Option Award
2020-05-26
5:25 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J /ADV
CEO
41,482 $0 171,972
(Direct)
View
2020-05-21
Tax Withholding
2020-05-26
5:25 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J /ADV
CEO
8,131 $18.54 171,972
(Direct)
View
2020-05-21
Option Award
2020-05-26
5:26 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
VP
13,827 $0 72,757
(Direct)
View
2020-05-21
Tax Withholding
2020-05-26
5:26 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
VP
5,657 $18.54 72,757
(Direct)
View
2020-05-21
Option Award
2020-05-26
5:27 pm
N/A
N/A
B. Riley Financial Inc. RILY Moore Andrew
CEO
COO
22,124 $0 152,930
(Direct)
View
2020-05-21
Tax Withholding
2020-05-26
5:27 pm
N/A
N/A
B. Riley Financial Inc. RILY Moore Andrew
CEO
COO
8,831 $18.54 152,930
(Direct)
View
2020-05-21
Option Award
2020-05-26
5:28 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
41,482 $0 4,550,659
(Direct)
View
2020-05-21
Option Award
2020-05-26
5:29 pm
N/A
N/A
B. Riley Financial Inc. RILY WEITZMAN HOWARD
CAO
8,296 $0 34,262
(Direct)
View
2020-05-21
Tax Withholding
2020-05-26
5:29 pm
N/A
N/A
B. Riley Financial Inc. RILY WEITZMAN HOWARD
CAO
2,872 $18.54 34,262
(Direct)
View
2020-05-21
Option Award
2020-05-26
5:30 pm
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
22,124 $0 85,427
(Direct)
View
2020-05-21
Tax Withholding
2020-05-26
5:30 pm
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
8,455 $18.54 85,427
(Direct)
View
2020-05-21
Option Award
2020-05-26
5:31 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO
COO
19,358 $0 116,107
(Direct)
View
2020-05-21
Tax Withholding
2020-05-26
5:31 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO
COO
8,535 $18.54 116,107
(Direct)
View
2020-05-20
Other
2020-06-05
8:30 pm
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
10% Owner
650,000 $10 50,000
(Indirect)
View
2020-05-20
Other
2020-06-05
8:30 pm
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
10% Owner
656,250 $0 50,000
(Indirect)
View
2020-06-08
Other
2020-06-10
7:07 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
RILEY BRYANT R
Director
10% Owner
1,712,479 $2.2774 4,903,775
(Direct)
View
2020-06-18
Option Award
2020-06-22
4:40 pm
N/A
N/A
B. Riley Financial Inc. RILY Sims Todd D.
Director
3,456 $0 17,717
(Direct)
View
2020-06-18
Option Award
2020-06-22
4:43 pm
N/A
N/A
B. Riley Financial Inc. RILY ANTIN ROBERT L
Director
3,456 $0 12,934
(Direct)
View
2020-06-18
Option Award
2020-06-22
4:45 pm
N/A
N/A
B. Riley Financial Inc. RILY D Agostino Robert P
Director
3,456 $0 138,509
(Direct)
View
2020-06-18
Option Award
2020-06-22
4:47 pm
N/A
N/A
B. Riley Financial Inc. RILY Williams Mikel H
Director
3,456 $0 64,038
(Direct)
View
2020-06-18
Option Award
2020-06-22
4:49 pm
N/A
N/A
B. Riley Financial Inc. RILY Walters Marian
Director
3,456 $0 5,701
(Direct)
View
2020-06-18
Option Award
2020-06-22
4:50 pm
N/A
N/A
B. Riley Financial Inc. RILY Sheldon Michael Joseph
Director
3,456 $0 21,571
(Direct)
View
2020-06-18
Option Award
2020-06-22
4:51 pm
N/A
N/A
B. Riley Financial Inc. RILY PAULSON RANDALL E
Director
3,456 $0 13,343
(Direct)
View
2020-06-04
Exercise
2020-06-29
7:27 pm
N/A
N/A
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
3,560,167 $0.75 146,666
(Indirect)
View
2020-06-04
Exercise
2020-06-29
7:27 pm
N/A
N/A
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
4,666,667 $0.75 146,666
(Indirect)
View
2020-06-04
Sale
2020-06-29
7:27 pm
2018-04-09
2022-09-21
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
3,500,000 $8.87 146,666
(Indirect)
View
2020-06-04
Purchase
2020-06-29
7:27 pm
2018-04-09
2022-09-21
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
3,500,000 $8.87 146,666
(Indirect)
View
2020-06-04
Exercise
2020-06-29
7:27 pm
2020-06-09
2022-09-21
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
3,500,000 $0.75 146,666
(Indirect)
View
2020-06-04
Exercise
2020-06-29
7:27 pm
2020-06-09
2022-09-21
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
2,670,126 $0.75 146,666
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
971,839 $2.2774 703,273
(Direct)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
144,463 $2.2774 703,273
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
76,069 $2.2774 703,273
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
2,213,265 $2.2774 703,273
(Direct)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
329,000 $2.2774 703,273
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
173,240 $2.2774 703,273
(Indirect)
View
2020-08-06
Option Award
2020-08-07
09:57 am
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
992 $18.5 14,500
(Direct)
View
2020-08-10
Exercise
2020-09-04
4:24 pm
N/A
N/A
Franchise Group Inc. FRG RILEY BRYANT R
B. Riley Financial Inc.
10% Owner
13,889 $12.01 0
(Direct)
View
2020-08-10
Exercise
2020-09-04
4:24 pm
2019-12-13
2023-12-13
Franchise Group Inc. FRG RILEY BRYANT R
B. Riley Financial Inc.
10% Owner
13,889 $12.01 0
(Direct)
View
2020-09-14
Disposition
2020-09-15
4:18 pm
N/A
N/A
B. Riley Financial Inc. RILY Sims Todd D.
Director
2,554 $0 15,163
(Direct)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
1,896,821 $2.2774 351,637
(Direct)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
282,778 $2.2774 351,637
(Indirect)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
154,403 $2.2774 351,637
(Indirect)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
4,319,822 $2.2774 351,637
(Direct)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
644,000 $2.2774 351,637
(Indirect)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
351,637 $2.2774 351,637
(Indirect)
View
2020-08-10
Exercise
2020-10-20
5:37 pm
N/A
N/A
Franchise Group Inc. FRG RILEY BRYANT R
B. Riley Financial Inc.
10% Owner
13,889 $12.01 0
(Direct)
View
2020-08-10
Exercise
2020-10-20
5:37 pm
2019-12-13
2023-12-13
Franchise Group Inc. FRG RILEY BRYANT R
B. Riley Financial Inc.
10% Owner
13,889 $12.01 0
(Direct)
View
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