New User? Sign Up | Sign In

Insider Trading - B. Riley Financial Inc.

Select Time period:

Enter Stock Symbol or Cik: Cik Lookup...

Search By Company or Insider Name:
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Insider Trading Transactions for B. Riley Financial Inc.
Goto page 0, 1, 2, Next

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-10-30
Purchase
2019-11-01
8:33 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. Riley FBR Inc.
Young Kenneth M
RILEY BRYANT R
Director, 10% Owner
25,500 $2.7 $68,852 732,852
(Indirect)
View
2019-10-30
Sale
2019-11-01
8:33 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. Riley FBR Inc.
Young Kenneth M
RILEY BRYANT R
Director, 10% Owner
25,500 $2.732 $69,668 732,852
(Indirect)
View
2019-10-23
Purchase
2019-10-25
4:06 pm
Franchise Group Inc. FRGA B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
1,000,000 $12 $12,000,000 1,475,375
(Indirect)
View
2019-08-13
Purchase
2019-08-15
11:05 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO, Chairman, 10% Owner
20,000 $20.34 $406,891 4,502,688
(Indirect
Direct)
View
2019-05-24
Sale
2019-05-29
5:02 pm
B. Riley Financial Inc. RILY WEITZMAN HOWARD
CAO
10,000 $19.49 $194,900 41,990
(Indirect
Direct)
View
2019-05-07
Purchase
2019-05-09
3:05 pm
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO, Chairman, 10% Owner
40,229 $19.24 $773,818 4,444,207
(Indirect
Direct)
View
2019-05-01
Sale
2019-05-03
6:05 pm
Ranger Energy Services Inc. RNGR B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
Former 10% Owner
21,197 $7.767 $164,644 692,266
(Indirect)
View
2019-04-25
Sale
2019-04-29
7:39 pm
Ranger Energy Services Inc. RNGR B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
22,100 $7.496 $165,655 692,266
(Indirect)
View
2019-04-18
Sale
2019-04-23
5:41 pm
Ranger Energy Services Inc. RNGR B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
8,772 $7.546 $66,197 692,266
(Indirect)
View
2019-04-11
Sale
2019-04-15
6:11 pm
Ranger Energy Services Inc. RNGR B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
4,914 $8.292 $40,746 692,266
(Indirect)
View
2018-08-09
Purchase
2019-03-18
6:49 pm
B. Riley Financial Inc. RILY Sims Todd D.
Director
2,250 $22.38 $50,364 11,651
(Direct)
View
2019-03-15
Purchase
2019-03-18
6:49 pm
B. Riley Financial Inc. RILY Young Kenneth M
President
10,000 $17.16 $171,599 55,314
(Indirect
Direct)
View
2019-03-14
Purchase
2019-03-15
6:35 pm
B. Riley Financial Inc. RILY KELLEHER THOMAS J /ADV
CEO
10,000 $16.75 $167,512 456,248
(Indirect
Direct)
View
2019-03-14
Purchase
2019-03-14
8:44 pm
B. Riley Financial Inc. RILY Moore Andrew
CEO, COO
10,000 $16.97 $169,747 111,916
(Direct)
View
2019-03-06
Purchase
2019-03-08
5:23 pm
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO, Chairman, 10% Owner
50,000 $16.93 $846,644 4,403,978
(Indirect
Direct)
View
2019-02-22
Purchase
2019-02-26
5:00 pm
B. Riley Financial Inc. RILY Sheldon Michael Joseph
Director
5,310 $16.52 $87,710 10,178
(Direct)
View
2019-02-21
Purchase
2019-02-25
5:00 pm
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO, Chairman, 10% Owner
20,713 $16.3 $337,617 4,353,978
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-10-30
Other
2019-11-01
8:33 pm
2018-04-09
2019-10-23
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. Riley FBR Inc.
Young Kenneth M
RILEY BRYANT R
Director, 10% Owner
366,426 $8.87 732,852
(Indirect)
View
2019-04-30
Purchase
2019-08-16
4:53 pm
N/A
N/A
B. Riley Principal Merger Corp. BRPM B. Riley Principal Sponsor Co. LLC
B. Riley Financial Inc.
B. Riley FBR Inc.
10% Owner
25,000 $0.65 25,000
(Indirect)
View
2019-04-30
Sale
2019-08-16
4:53 pm
N/A
N/A
B. Riley Principal Merger Corp. BRPM B. Riley Principal Sponsor Co. LLC
B. Riley Financial Inc.
B. Riley FBR Inc.
10% Owner
300 $0.67 25,000
(Indirect)
View
2019-04-30
Sale
2019-08-16
4:53 pm
N/A
N/A
B. Riley Principal Merger Corp. BRPM B. Riley Principal Sponsor Co. LLC
B. Riley Financial Inc.
B. Riley FBR Inc.
10% Owner
200 $0.67 25,000
(Indirect)
View
2019-04-30
Sale
2019-08-16
4:53 pm
N/A
N/A
B. Riley Principal Merger Corp. BRPM B. Riley Principal Sponsor Co. LLC
B. Riley Financial Inc.
B. Riley FBR Inc.
10% Owner
200 $0.65 25,000
(Indirect)
View
2019-04-30
Sale
2019-08-16
4:53 pm
N/A
N/A
B. Riley Principal Merger Corp. BRPM B. Riley Principal Sponsor Co. LLC
B. Riley Financial Inc.
B. Riley FBR Inc.
10% Owner
100 $0.64 25,000
(Indirect)
View
2019-07-18
Option Award
2019-07-22
5:02 pm
N/A
N/A
B. Riley Financial Inc. RILY Williams Mikel H
Director
2,610 $0 51,712
(Direct)
View
2019-07-18
Option Award
2019-07-22
5:02 pm
N/A
N/A
B. Riley Financial Inc. RILY Walters Marian
Director
2,245 $0 2,245
(Direct)
View
2019-07-18
Option Award
2019-07-22
5:02 pm
N/A
N/A
B. Riley Financial Inc. RILY Sims Todd D.
Director
2,610 $0 14,261
(Direct)
View
2019-07-18
Option Award
2019-07-22
5:01 pm
N/A
N/A
B. Riley Financial Inc. RILY Sheldon Michael Joseph
Director
2,610 $0 12,788
(Direct)
View
2019-07-18
Option Award
2019-07-22
5:01 pm
N/A
N/A
B. Riley Financial Inc. RILY D Agostino Robert P
Director
2,610 $0 135,053
(Direct)
View
2019-07-18
Option Award
2019-07-22
5:00 pm
N/A
N/A
B. Riley Financial Inc. RILY ANTIN ROBERT L
Director
2,610 $0 200,000
(Direct)
View
2019-07-12
Option Award
2019-07-16
6:18 pm
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
788 $17.73 100,000
(Direct)
View
2019-07-12
Option Award
2019-07-16
6:18 pm
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
100,000 $0 100,000
(Direct)
View
2019-07-12
Option Award
2019-07-16
6:17 pm
N/A
N/A
B. Riley Financial Inc. RILY WEITZMAN HOWARD
CAO
25,000 $0 25,000
(Direct)
View
2019-07-12
Option Award
2019-07-16
6:16 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO, Chairman, 10% Owner
200,000 $0 200,000
(Direct)
View
2019-07-12
Option Award
2019-07-16
6:10 pm
N/A
N/A
B. Riley Financial Inc. RILY Moore Andrew
CEO, COO
1,198 $17.73 133,637
(Direct)
View
2019-07-12
Option Award
2019-07-16
6:10 pm
N/A
N/A
B. Riley Financial Inc. RILY Moore Andrew
CEO, COO
100,000 $0 133,637
(Direct)
View
2019-07-12
Option Award
2019-07-16
6:09 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J /ADV
CEO
1,198 $17.73 456,248
(Direct)
View
2019-07-12
Option Award
2019-07-16
6:09 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J /ADV
CEO
200,000 $0 456,248
(Direct)
View
2019-07-12
Option Award
2019-07-16
6:08 pm
N/A
N/A
B. Riley Financial Inc. RILY Gumaer Andrew
CEO, COO
50,000 $0 50,000
(Direct)
View
2019-07-12
Option Award
2019-07-16
6:08 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
VP
50,000 $0 50,000
(Direct)
View
2019-07-12
Option Award
2019-07-16
6:06 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO, COO
1,198 $17.73 101,284
(Direct)
View
2019-07-12
Option Award
2019-07-16
6:06 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO, COO
100,000 $0 101,284
(Direct)
View
2019-05-24
Option Award
2019-05-29
5:02 pm
N/A
N/A
B. Riley Financial Inc. RILY WEITZMAN HOWARD
CAO
7,696 $0 41,990
(Direct)
View
2019-05-24
Tax Withholding
2019-05-29
5:02 pm
N/A
N/A
B. Riley Financial Inc. RILY WEITZMAN HOWARD
CAO
3,152 $20.32 41,990
(Direct)
View
2019-05-24
Tax Withholding
2019-05-29
5:02 pm
N/A
N/A
B. Riley Financial Inc. RILY Gumaer Andrew
CEO, COO
9,125 $20.32 336,000
(Direct)
View
2019-05-24
Option Award
2019-05-29
5:01 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J /ADV
CEO
38,481 $0 456,248
(Direct)
View
2019-05-24
Option Award
2019-05-29
5:01 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO, COO
573 $12.07 106,728
(Direct)
View
2019-05-24
Option Award
2019-05-29
5:01 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO, COO
17,958 $0 106,728
(Direct)
View
2019-05-24
Tax Withholding
2019-05-29
5:01 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO, COO
6,642 $20.32 106,728
(Direct)
View
2019-05-24
Option Award
2019-05-29
5:01 pm
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
20,523 $0 75,837
(Direct)
View
2019-05-24
Tax Withholding
2019-05-29
5:01 pm
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
5,207 $20.32 75,837
(Direct)
View
2019-05-24
Option Award
2019-05-29
5:01 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO, Chairman, 10% Owner
38,481 $0 4,482,688
(Direct)
View
2019-05-24
Option Award
2019-05-29
5:00 pm
N/A
N/A
B. Riley Financial Inc. RILY Moore Andrew
CEO, COO
20,523 $0 132,439
(Direct)
View
2019-05-24
Option Award
2019-05-29
5:00 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
VP
12,827 $0 65,480
(Direct)
View
2019-05-24
Tax Withholding
2019-05-29
5:00 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
VP
4,893 $20.32 65,480
(Direct)
View
2019-04-12
Other
2019-04-12
7:02 pm
N/A
N/A
B. Riley Principal Merger Corp. BRPM B. Riley Principal Sponsor Co. LLC
B. Riley Financial Inc.
10% Owner
37,500 $10 462,500
(Indirect)
View
2019-04-08
Other
2019-04-11
8:18 pm
N/A
N/A
B. Riley Principal Merger Corp. BRPM B. Riley Principal Sponsor Co. LLC
B. Riley Financial Inc.
10% Owner
425,000 $10 425,000
(Indirect)
View
2019-03-15
Option Award
2019-03-18
6:49 pm
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
230 $12.07 55,314
(Direct)
View
2019-03-14
Option Award
2019-03-15
6:35 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J /ADV
CEO
1,091 $12.07 456,248
(Direct)
View
2019-03-14
Option Award
2019-03-14
8:44 pm
N/A
N/A
B. Riley Financial Inc. RILY Moore Andrew
CEO, COO
1,091 $12.07 111,916
(Direct)
View
Goto page 0, 1, 2, Next