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Insider Trading - B. Riley Financial Inc.
| | "Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise" - Peter Lynch What is insider trading>> |
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2019-10-30 Purchase | 2019-11-01 8:33 pm | SONIM TECHNOLOGIES INC | SONM | B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. Riley FBR Inc. Young Kenneth M RILEY BRYANT R Director, 10% Owner | 25,500 | $2.7 | $68,852 | 732,852 (Indirect) | View |
| 2019-10-30 Sale | 2019-11-01 8:33 pm | SONIM TECHNOLOGIES INC | SONM | B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. Riley FBR Inc. Young Kenneth M RILEY BRYANT R Director, 10% Owner | 25,500 | $2.732 | $69,668 | 732,852 (Indirect) | View |
| 2019-10-23 Purchase | 2019-10-25 4:06 pm | Franchise Group Inc. | FRGA | B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. Dialectic Antithesis Partners LP BR Dialectic Capital Management LLC 10% Owner | 1,000,000 | $12 | $12,000,000 | 1,475,375 (Indirect) | View |
| 2019-08-13 Purchase | 2019-08-15 11:05 am | B. Riley Financial Inc. | RILY | RILEY BRYANT R CEO, Chairman, 10% Owner | 20,000 | $20.34 | $406,891 | 4,502,688 (Indirect Direct) | View |
| 2019-05-24 Sale | 2019-05-29 5:02 pm | B. Riley Financial Inc. | RILY | WEITZMAN HOWARD CAO | 10,000 | $19.49 | $194,900 | 41,990 (Indirect Direct) | View |
| 2019-05-07 Purchase | 2019-05-09 3:05 pm | B. Riley Financial Inc. | RILY | RILEY BRYANT R CEO, Chairman, 10% Owner | 40,229 | $19.24 | $773,818 | 4,444,207 (Indirect Direct) | View |
| 2019-05-01 Sale | 2019-05-03 6:05 pm | Ranger Energy Services Inc. | RNGR | B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC Dialectic Antithesis Partners LP BR Dialectic Capital Management LLC Former 10% Owner | 21,197 | $7.767 | $164,644 | 692,266 (Indirect) | View |
| 2019-04-25 Sale | 2019-04-29 7:39 pm | Ranger Energy Services Inc. | RNGR | B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC Dialectic Antithesis Partners LP BR Dialectic Capital Management LLC 10% Owner | 22,100 | $7.496 | $165,655 | 692,266 (Indirect) | View |
| 2019-04-18 Sale | 2019-04-23 5:41 pm | Ranger Energy Services Inc. | RNGR | B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC Dialectic Antithesis Partners LP BR Dialectic Capital Management LLC 10% Owner | 8,772 | $7.546 | $66,197 | 692,266 (Indirect) | View |
| 2019-04-11 Sale | 2019-04-15 6:11 pm | Ranger Energy Services Inc. | RNGR | B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC Dialectic Antithesis Partners LP BR Dialectic Capital Management LLC 10% Owner | 4,914 | $8.292 | $40,746 | 692,266 (Indirect) | View |
| 2018-08-09 Purchase | 2019-03-18 6:49 pm | B. Riley Financial Inc. | RILY | Sims Todd D. Director | 2,250 | $22.38 | $50,364 | 11,651 (Direct) | View |
| 2019-03-15 Purchase | 2019-03-18 6:49 pm | B. Riley Financial Inc. | RILY | Young Kenneth M President | 10,000 | $17.16 | $171,599 | 55,314 (Indirect Direct) | View |
| 2019-03-14 Purchase | 2019-03-15 6:35 pm | B. Riley Financial Inc. | RILY | KELLEHER THOMAS J /ADV CEO | 10,000 | $16.75 | $167,512 | 456,248 (Indirect Direct) | View |
| 2019-03-14 Purchase | 2019-03-14 8:44 pm | B. Riley Financial Inc. | RILY | Moore Andrew CEO, COO | 10,000 | $16.97 | $169,747 | 111,916 (Direct) | View |
| 2019-03-06 Purchase | 2019-03-08 5:23 pm | B. Riley Financial Inc. | RILY | RILEY BRYANT R CEO, Chairman, 10% Owner | 50,000 | $16.93 | $846,644 | 4,403,978 (Indirect Direct) | View |
| 2019-02-22 Purchase | 2019-02-26 5:00 pm | B. Riley Financial Inc. | RILY | Sheldon Michael Joseph Director | 5,310 | $16.52 | $87,710 | 10,178 (Direct) | View |
| 2019-02-21 Purchase | 2019-02-25 5:00 pm | B. Riley Financial Inc. | RILY | RILEY BRYANT R CEO, Chairman, 10% Owner | 20,713 | $16.3 | $337,617 | 4,353,978 (Indirect Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2019-10-30 Other | 2019-11-01 8:33 pm | 2018-04-09 2019-10-23 | SONIM TECHNOLOGIES INC | SONM | B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. Riley FBR Inc. Young Kenneth M RILEY BRYANT R Director, 10% Owner | 366,426 | $8.87 | 732,852 (Indirect) | View |
| 2019-04-30 Purchase | 2019-08-16 4:53 pm | N/A N/A | B. Riley Principal Merger Corp. | BRPM | B. Riley Principal Sponsor Co. LLC B. Riley Financial Inc. B. Riley FBR Inc. 10% Owner | 25,000 | $0.65 | 25,000 (Indirect) | View |
| 2019-04-30 Sale | 2019-08-16 4:53 pm | N/A N/A | B. Riley Principal Merger Corp. | BRPM | B. Riley Principal Sponsor Co. LLC B. Riley Financial Inc. B. Riley FBR Inc. 10% Owner | 300 | $0.67 | 25,000 (Indirect) | View |
| 2019-04-30 Sale | 2019-08-16 4:53 pm | N/A N/A | B. Riley Principal Merger Corp. | BRPM | B. Riley Principal Sponsor Co. LLC B. Riley Financial Inc. B. Riley FBR Inc. 10% Owner | 200 | $0.67 | 25,000 (Indirect) | View |
| 2019-04-30 Sale | 2019-08-16 4:53 pm | N/A N/A | B. Riley Principal Merger Corp. | BRPM | B. Riley Principal Sponsor Co. LLC B. Riley Financial Inc. B. Riley FBR Inc. 10% Owner | 200 | $0.65 | 25,000 (Indirect) | View |
| 2019-04-30 Sale | 2019-08-16 4:53 pm | N/A N/A | B. Riley Principal Merger Corp. | BRPM | B. Riley Principal Sponsor Co. LLC B. Riley Financial Inc. B. Riley FBR Inc. 10% Owner | 100 | $0.64 | 25,000 (Indirect) | View |
| 2019-07-18 Option Award | 2019-07-22 5:02 pm | N/A N/A | B. Riley Financial Inc. | RILY | Williams Mikel H Director | 2,610 | $0 | 51,712 (Direct) | View |
| 2019-07-18 Option Award | 2019-07-22 5:02 pm | N/A N/A | B. Riley Financial Inc. | RILY | Walters Marian Director | 2,245 | $0 | 2,245 (Direct) | View |
| 2019-07-18 Option Award | 2019-07-22 5:02 pm | N/A N/A | B. Riley Financial Inc. | RILY | Sims Todd D. Director | 2,610 | $0 | 14,261 (Direct) | View |
| 2019-07-18 Option Award | 2019-07-22 5:01 pm | N/A N/A | B. Riley Financial Inc. | RILY | Sheldon Michael Joseph Director | 2,610 | $0 | 12,788 (Direct) | View |
| 2019-07-18 Option Award | 2019-07-22 5:01 pm | N/A N/A | B. Riley Financial Inc. | RILY | D Agostino Robert P Director | 2,610 | $0 | 135,053 (Direct) | View |
| 2019-07-18 Option Award | 2019-07-22 5:00 pm | N/A N/A | B. Riley Financial Inc. | RILY | ANTIN ROBERT L Director | 2,610 | $0 | 200,000 (Direct) | View |
| 2019-07-12 Option Award | 2019-07-16 6:18 pm | N/A N/A | B. Riley Financial Inc. | RILY | Young Kenneth M President | 788 | $17.73 | 100,000 (Direct) | View |
| 2019-07-12 Option Award | 2019-07-16 6:18 pm | N/A N/A | B. Riley Financial Inc. | RILY | Young Kenneth M President | 100,000 | $0 | 100,000 (Direct) | View |
| 2019-07-12 Option Award | 2019-07-16 6:17 pm | N/A N/A | B. Riley Financial Inc. | RILY | WEITZMAN HOWARD CAO | 25,000 | $0 | 25,000 (Direct) | View |
| 2019-07-12 Option Award | 2019-07-16 6:16 pm | N/A N/A | B. Riley Financial Inc. | RILY | RILEY BRYANT R CEO, Chairman, 10% Owner | 200,000 | $0 | 200,000 (Direct) | View |
| 2019-07-12 Option Award | 2019-07-16 6:10 pm | N/A N/A | B. Riley Financial Inc. | RILY | Moore Andrew CEO, COO | 1,198 | $17.73 | 133,637 (Direct) | View |
| 2019-07-12 Option Award | 2019-07-16 6:10 pm | N/A N/A | B. Riley Financial Inc. | RILY | Moore Andrew CEO, COO | 100,000 | $0 | 133,637 (Direct) | View |
| 2019-07-12 Option Award | 2019-07-16 6:09 pm | N/A N/A | B. Riley Financial Inc. | RILY | KELLEHER THOMAS J /ADV CEO | 1,198 | $17.73 | 456,248 (Direct) | View |
| 2019-07-12 Option Award | 2019-07-16 6:09 pm | N/A N/A | B. Riley Financial Inc. | RILY | KELLEHER THOMAS J /ADV CEO | 200,000 | $0 | 456,248 (Direct) | View |
| 2019-07-12 Option Award | 2019-07-16 6:08 pm | N/A N/A | B. Riley Financial Inc. | RILY | Gumaer Andrew CEO, COO | 50,000 | $0 | 50,000 (Direct) | View |
| 2019-07-12 Option Award | 2019-07-16 6:08 pm | N/A N/A | B. Riley Financial Inc. | RILY | Forman Alan N VP | 50,000 | $0 | 50,000 (Direct) | View |
| 2019-07-12 Option Award | 2019-07-16 6:06 pm | N/A N/A | B. Riley Financial Inc. | RILY | Ahn Phillip J. CFO, COO | 1,198 | $17.73 | 101,284 (Direct) | View |
| 2019-07-12 Option Award | 2019-07-16 6:06 pm | N/A N/A | B. Riley Financial Inc. | RILY | Ahn Phillip J. CFO, COO | 100,000 | $0 | 101,284 (Direct) | View |
| 2019-05-24 Option Award | 2019-05-29 5:02 pm | N/A N/A | B. Riley Financial Inc. | RILY | WEITZMAN HOWARD CAO | 7,696 | $0 | 41,990 (Direct) | View |
| 2019-05-24 Tax Withholding | 2019-05-29 5:02 pm | N/A N/A | B. Riley Financial Inc. | RILY | WEITZMAN HOWARD CAO | 3,152 | $20.32 | 41,990 (Direct) | View |
| 2019-05-24 Tax Withholding | 2019-05-29 5:02 pm | N/A N/A | B. Riley Financial Inc. | RILY | Gumaer Andrew CEO, COO | 9,125 | $20.32 | 336,000 (Direct) | View |
| 2019-05-24 Option Award | 2019-05-29 5:01 pm | N/A N/A | B. Riley Financial Inc. | RILY | KELLEHER THOMAS J /ADV CEO | 38,481 | $0 | 456,248 (Direct) | View |
| 2019-05-24 Option Award | 2019-05-29 5:01 pm | N/A N/A | B. Riley Financial Inc. | RILY | Ahn Phillip J. CFO, COO | 573 | $12.07 | 106,728 (Direct) | View |
| 2019-05-24 Option Award | 2019-05-29 5:01 pm | N/A N/A | B. Riley Financial Inc. | RILY | Ahn Phillip J. CFO, COO | 17,958 | $0 | 106,728 (Direct) | View |
| 2019-05-24 Tax Withholding | 2019-05-29 5:01 pm | N/A N/A | B. Riley Financial Inc. | RILY | Ahn Phillip J. CFO, COO | 6,642 | $20.32 | 106,728 (Direct) | View |
| 2019-05-24 Option Award | 2019-05-29 5:01 pm | N/A N/A | B. Riley Financial Inc. | RILY | Young Kenneth M President | 20,523 | $0 | 75,837 (Direct) | View |
| 2019-05-24 Tax Withholding | 2019-05-29 5:01 pm | N/A N/A | B. Riley Financial Inc. | RILY | Young Kenneth M President | 5,207 | $20.32 | 75,837 (Direct) | View |
| 2019-05-24 Option Award | 2019-05-29 5:01 pm | N/A N/A | B. Riley Financial Inc. | RILY | RILEY BRYANT R CEO, Chairman, 10% Owner | 38,481 | $0 | 4,482,688 (Direct) | View |
| 2019-05-24 Option Award | 2019-05-29 5:00 pm | N/A N/A | B. Riley Financial Inc. | RILY | Moore Andrew CEO, COO | 20,523 | $0 | 132,439 (Direct) | View |
| 2019-05-24 Option Award | 2019-05-29 5:00 pm | N/A N/A | B. Riley Financial Inc. | RILY | Forman Alan N VP | 12,827 | $0 | 65,480 (Direct) | View |
| 2019-05-24 Tax Withholding | 2019-05-29 5:00 pm | N/A N/A | B. Riley Financial Inc. | RILY | Forman Alan N VP | 4,893 | $20.32 | 65,480 (Direct) | View |
| 2019-04-12 Other | 2019-04-12 7:02 pm | N/A N/A | B. Riley Principal Merger Corp. | BRPM | B. Riley Principal Sponsor Co. LLC B. Riley Financial Inc. 10% Owner | 37,500 | $10 | 462,500 (Indirect) | View |
| 2019-04-08 Other | 2019-04-11 8:18 pm | N/A N/A | B. Riley Principal Merger Corp. | BRPM | B. Riley Principal Sponsor Co. LLC B. Riley Financial Inc. 10% Owner | 425,000 | $10 | 425,000 (Indirect) | View |
| 2019-03-15 Option Award | 2019-03-18 6:49 pm | N/A N/A | B. Riley Financial Inc. | RILY | Young Kenneth M President | 230 | $12.07 | 55,314 (Direct) | View |
| 2019-03-14 Option Award | 2019-03-15 6:35 pm | N/A N/A | B. Riley Financial Inc. | RILY | KELLEHER THOMAS J /ADV CEO | 1,091 | $12.07 | 456,248 (Direct) | View |
| 2019-03-14 Option Award | 2019-03-14 8:44 pm | N/A N/A | B. Riley Financial Inc. | RILY | Moore Andrew CEO, COO | 1,091 | $12.07 | 111,916 (Direct) | View |