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Insider Trading - B. Riley Financial Inc.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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Insider Trading Transactions for B. Riley Financial Inc.

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Common stock purchase or sale:

Transaction Date	Reported DateTime	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Owned	Filing
2021-01-13 Purchase	2021-01-13 08:34 am	B. Riley Financial Inc.	RILY	KELLEHER THOMAS J /ADV CEO	10,000	$46	$460,000	459,848 (Indirect Direct)	View
2021-01-13 Purchase	2021-01-13 08:34 am	B. Riley Financial Inc.	RILY	PAULSON RANDALL E Director	10,000	$46	$460,000	88,343 (Direct)	View
2021-01-13 Purchase	2021-01-13 08:34 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	100,000	$46	$4,600,000	4,950,005 (Indirect Direct)	View
2021-01-13 Purchase	2021-01-13 08:36 am	B. Riley Financial Inc.	RILY	Young Kenneth M President	1,600	$46	$73,600	16,100 (Indirect Direct)	View
2021-01-22 Purchase	2021-01-25 08:30 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	10,000	$47.41	$474,120	6,417 (Indirect Direct)	View
2021-01-25 Purchase	2021-01-25 2:53 pm	B. Riley Financial Inc.	RILY	Sheldon Michael Joseph Director	2,089	$48.95	$102,257	23,660 (Direct)	View
2021-01-26 Purchase	2021-01-27 2:50 pm	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	12,000	$48.13	$577,552	4,963,677 (Indirect Direct)	View
2021-01-26 Sale	2021-01-27 4:32 pm	Franchise Group Inc.	FRG	B. Riley Financial Inc. B. Riley Securities Inc. RILEY BRYANT R 10% Owner	757,000	$34.95	$26,457,151	3,113,991 (Indirect Direct)	View
2021-01-27 Purchase	2021-01-29 08:30 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	18,000	$48.53	$873,576	4,981,677 (Indirect Direct)	View
2021-01-29 Purchase	2021-02-02 08:31 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	1,500	$48.25	$72,370	4,983,177 (Indirect Direct)	View
2021-01-29 Purchase	2021-02-02 4:37 pm	TILE SHOP HOLDINGS Inc	TTSH	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R See Remarks	7,400	$5	$37,000	2,328,900 (Indirect)	View
2021-03-11 Sale	2021-03-15 6:58 pm	SONIM TECHNOLOGIES INC	SONM	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	1,846,860	$1.0425	$1,925,300	29,951 (Indirect Direct)	View
2021-03-16 Sale	2021-03-18 6:36 pm	SONIM TECHNOLOGIES INC	SONM	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	22,596	$0.98851	$22,336	24,302 (Indirect Direct)	View
2021-03-25 Purchase	2021-03-26 4:11 pm	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	10,720,785	$6.04	$64,753,541	21,640,014 (Indirect Direct)	View
2021-04-26 Sale	2021-04-28 4:16 pm	QUANTUM CORP	QMCO	B. Riley Financial Inc. B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	940,000	$8.25	$7,755,000	2,248,511 (Indirect)	View
2021-05-06 Purchase	2021-05-06 2:45 pm	B. Riley Financial Inc.	RILY	Moore Andrew CEO	5,000	$67.68	$338,424	212,734 (Direct)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction Date	Reported DateTime	Exercisable Expiration	Company	Symnbol	Insider Relationship	Shares Traded	Conversion Price	Shares Owned	Filing
2020-12-03 Exercise	2020-12-08 5:01 pm	N/A N/A	B. Riley Financial Inc.	RILY	Ahn Phillip J. CFO COO	100,000	$0	0 (Direct)	View
2020-12-03 Exercise	2020-12-08 5:02 pm	N/A N/A	B. Riley Financial Inc.	RILY	Forman Alan N VP	50,000	$0	0 (Direct)	View
2020-12-03 Exercise	2020-12-08 5:04 pm	N/A N/A	B. Riley Financial Inc.	RILY	KELLEHER THOMAS J /ADV CEO	200,000	$0	0 (Direct)	View
2020-12-15 Tax Withholding	2020-12-16 8:30 pm	N/A N/A	B. Riley Financial Inc.	RILY	Moore Andrew CEO	46,188	$36.78	207,734 (Direct)	View
2020-12-15 Tax Withholding	2020-12-16 8:30 pm	N/A N/A	B. Riley Financial Inc.	RILY	Forman Alan N VP	22,769	$36.78	99,988 (Direct)	View
2020-12-15 Tax Withholding	2020-12-16 8:30 pm	N/A N/A	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	99,160	$36.78	4,850,005 (Direct)	View
2020-12-15 Tax Withholding	2020-12-16 8:31 pm	N/A N/A	B. Riley Financial Inc.	RILY	WEITZMAN HOWARD CAO	11,547	$36.78	47,715 (Direct)	View
2020-12-15 Tax Withholding	2020-12-16 8:31 pm	N/A N/A	B. Riley Financial Inc.	RILY	KELLEHER THOMAS J /ADV CEO	99,160	$36.78	273,804 (Direct)	View
2020-12-15 Tax Withholding	2020-12-16 8:31 pm	N/A N/A	B. Riley Financial Inc.	RILY	Young Kenneth M President	44,808	$36.78	141,611 (Direct)	View
2020-12-15 Tax Withholding	2020-12-16 8:31 pm	N/A N/A	B. Riley Financial Inc.	RILY	Ahn Phillip J. CFO COO	46,188	$36.78	170,911 (Direct)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	21,785,714	$0.7	21,785,714 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	285,000	$0.4	22,070,714 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	66,207	$0.4	22,136,920 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	29,929,714	$0.33	52,066,636 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	8,095,169	$0.33	60,161,804 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	1,780,000	$0.7	1,780,000 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	4,590,067	$0.33	6,370,067 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	1,241,488	$0.33	7,611,555 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	8,417,500	$0.4	8,417,500 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-18 N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	15,250	$0	0 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-18 N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	1,246	$0	0 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-18 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	114,000	$0	0 (Indirect)	View
2020-12-18 Other	2021-01-04 9:14 pm	2020-12-31 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	26,483	$0	26,483 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-31 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	26,483	$0	0 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-18 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	9,876,807	$0	0 (Indirect)	View
2020-12-18 Other	2021-01-04 9:14 pm	2020-12-31 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	2,671,406	$0	2,671,406 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-31 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	2,671,406	$0	0 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-18 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	1,514,722	$0	0 (Indirect)	View
2020-12-18 Other	2021-01-04 9:14 pm	2020-12-31 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	409,691	$0	409,691 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-31 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	409,691	$0	0 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-18 N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	3,367	$0	0 (Indirect)	View
2020-12-31 Exercise	2021-01-26 5:33 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	1,105,978	$2.2774	10,919,229 (Direct)	View
2020-12-31 Exercise	2021-01-26 5:33 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	1,118,995	$2.2774	3,405,659 (Indirect)	View
2020-12-31 Exercise	2021-01-26 5:33 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	154,403	$2.2774	2,245,764 (Indirect)	View
2020-12-31 Exercise	2021-01-26 5:33 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	2,518,755	$0	0 (Direct)	View
2020-12-31 Exercise	2021-01-26 5:33 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	2,548,400	$0	0 (Indirect)	View
2020-12-31 Exercise	2021-01-26 5:33 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	351,637	$0	0 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	21,792,250	$0.7	21,792,250 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	285,000	$0.4	22,077,250 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	66,207	$0.4	22,143,456 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	29,929,714	$0.33	52,073,172 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	8,095,169	$0.33	60,168,340 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	1,780,534	$0.7	1,780,534 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	4,590,067	$0.33	6,370,601 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	1,241,488	$0.33	7,612,089 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	2020-12-18 N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	15,250	$0	0 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	2020-12-18 N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	1,246	$0	0 (Indirect)	View
2021-02-17 Option Award	2021-02-19 7:20 pm	N/A N/A	B. Riley Financial Inc.	RILY	Forman Alan N VP	30,000	$0	30,000 (Direct)	View
2021-02-17 Option Award	2021-02-19 7:20 pm	N/A N/A	B. Riley Financial Inc.	RILY	Moore Andrew CEO	85,000	$0	85,000 (Direct)	View
2021-02-17 Option Award	2021-02-19 7:21 pm	N/A N/A	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	150,000	$0	150,000 (Direct)	View
2021-02-17 Option Award	2021-02-19 7:21 pm	N/A N/A	B. Riley Financial Inc.	RILY	WEITZMAN HOWARD CAO	20,000	$0	20,000 (Direct)	View
2021-02-17 Option Award	2021-02-19 7:22 pm	N/A N/A	B. Riley Financial Inc.	RILY	Young Kenneth M President	75,000	$0	75,000 (Direct)	View
2021-02-17 Option Award	2021-02-19 7:22 pm	N/A N/A	B. Riley Financial Inc.	RILY	Ahn Phillip J. CFO COO	75,000	$0	75,000 (Direct)	View
2021-02-17 Option Award	2021-02-19 7:23 pm	N/A N/A	B. Riley Financial Inc.	RILY	KELLEHER THOMAS J /ADV CEO	150,000	$0	150,000 (Direct)	View
2021-02-23 Option Award	2021-02-25 7:11 pm	N/A N/A	B. Riley Principal 150 Merger Corp.	BRPM	B. Riley Financial Inc. B. Riley Principal 150 Sponsor Co. LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R Director 10% Owner	520,000	$10	520,000 (Indirect)	View
2021-04-12 Conversion	2021-04-12 9:34 pm	N/A N/A	ALTA EQUIPMENT GROUP Inc	ALTG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	132,826	$0	4,811,666 (Indirect)	View
2021-04-12 Conversion	2021-04-12 9:34 pm	N/A N/A	ALTA EQUIPMENT GROUP Inc	ALTG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	180,976	$0	1,350,453 (Indirect)	View
2021-04-12 Conversion	2021-04-12 9:34 pm	N/A N/A	ALTA EQUIPMENT GROUP Inc	ALTG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	54,243	$0	54,243 (Indirect)	View
2021-04-12 Conversion	2021-04-12 9:34 pm	N/A N/A	ALTA EQUIPMENT GROUP Inc	ALTG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	505,045	$0	0 (Indirect)	View
2021-04-12 Conversion	2021-04-12 9:34 pm	N/A N/A	ALTA EQUIPMENT GROUP Inc	ALTG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	688,125	$0	0 (Indirect)	View
2021-04-12 Conversion	2021-04-12 9:34 pm	N/A N/A	ALTA EQUIPMENT GROUP Inc	ALTG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	206,250	$0	0 (Indirect)	View
2021-05-11 Option Award	2021-05-12 9:08 pm	N/A N/A	B. Riley Principal 250 Merger Corp.	BRIV	B. Riley Financial Inc. B. Riley Principal 250 Sponsor Co. LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R Director 10% Owner	555,000	$10	555,000 (Indirect)	View

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