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Insider Trading - B. Riley Financial Inc.

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SPAC List: List of Special Purpose Acquisition Companies

Insider Trading Transactions for B. Riley Financial Inc.
Goto page 0, 1, 2, 3, 4, 5, 6, 7, Next

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2021-01-13
Purchase
2021-01-13
08:34 am
B. Riley Financial Inc. RILY KELLEHER THOMAS J /ADV
CEO
10,000 $46 $460,000 459,848
(Indirect
Direct)
View
2021-01-13
Purchase
2021-01-13
08:34 am
B. Riley Financial Inc. RILY PAULSON RANDALL E
Director
10,000 $46 $460,000 88,343
(Direct)
View
2021-01-13
Purchase
2021-01-13
08:34 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
100,000 $46 $4,600,000 4,950,005
(Indirect
Direct)
View
2021-01-13
Purchase
2021-01-13
08:36 am
B. Riley Financial Inc. RILY Young Kenneth M
President
1,600 $46 $73,600 16,100
(Indirect
Direct)
View
2021-01-22
Purchase
2021-01-25
08:30 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
10,000 $47.41 $474,120 6,417
(Indirect
Direct)
View
2021-01-25
Purchase
2021-01-25
2:53 pm
B. Riley Financial Inc. RILY Sheldon Michael Joseph
Director
2,089 $48.95 $102,257 23,660
(Direct)
View
2021-01-26
Purchase
2021-01-27
2:50 pm
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
12,000 $48.13 $577,552 4,963,677
(Indirect
Direct)
View
2021-01-26
Sale
2021-01-27
4:32 pm
Franchise Group Inc. FRG B. Riley Financial Inc.
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
757,000 $34.95 $26,457,151 3,113,991
(Indirect
Direct)
View
2021-01-27
Purchase
2021-01-29
08:30 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
18,000 $48.53 $873,576 4,981,677
(Indirect
Direct)
View
2021-01-29
Purchase
2021-02-02
08:31 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
1,500 $48.25 $72,370 4,983,177
(Indirect
Direct)
View
2021-01-29
Purchase
2021-02-02
4:37 pm
TILE SHOP HOLDINGS Inc TTSH B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
See Remarks
7,400 $5 $37,000 2,328,900
(Indirect)
View
2021-03-11
Sale
2021-03-15
6:58 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
1,846,860 $1.0425 $1,925,300 29,951
(Indirect
Direct)
View
2021-03-16
Sale
2021-03-18
6:36 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
22,596 $0.98851 $22,336 24,302
(Indirect
Direct)
View
2021-03-25
Purchase
2021-03-26
4:11 pm
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
10,720,785 $6.04 $64,753,541 21,640,014
(Indirect
Direct)
View
2021-04-26
Sale
2021-04-28
4:16 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
940,000 $8.25 $7,755,000 2,248,511
(Indirect)
View
2021-05-06
Purchase
2021-05-06
2:45 pm
B. Riley Financial Inc. RILY Moore Andrew
CEO
5,000 $67.68 $338,424 212,734
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-12-03
Exercise
2020-12-08
5:01 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO
COO
100,000 $0 0
(Direct)
View
2020-12-03
Exercise
2020-12-08
5:02 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
VP
50,000 $0 0
(Direct)
View
2020-12-03
Exercise
2020-12-08
5:04 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J /ADV
CEO
200,000 $0 0
(Direct)
View
2020-12-15
Tax Withholding
2020-12-16
8:30 pm
N/A
N/A
B. Riley Financial Inc. RILY Moore Andrew
CEO
46,188 $36.78 207,734
(Direct)
View
2020-12-15
Tax Withholding
2020-12-16
8:30 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
VP
22,769 $36.78 99,988
(Direct)
View
2020-12-15
Tax Withholding
2020-12-16
8:30 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
99,160 $36.78 4,850,005
(Direct)
View
2020-12-15
Tax Withholding
2020-12-16
8:31 pm
N/A
N/A
B. Riley Financial Inc. RILY WEITZMAN HOWARD
CAO
11,547 $36.78 47,715
(Direct)
View
2020-12-15
Tax Withholding
2020-12-16
8:31 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J /ADV
CEO
99,160 $36.78 273,804
(Direct)
View
2020-12-15
Tax Withholding
2020-12-16
8:31 pm
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
44,808 $36.78 141,611
(Direct)
View
2020-12-15
Tax Withholding
2020-12-16
8:31 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO
COO
46,188 $36.78 170,911
(Direct)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
21,785,714 $0.7 21,785,714
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
285,000 $0.4 22,070,714
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
66,207 $0.4 22,136,920
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
29,929,714 $0.33 52,066,636
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
8,095,169 $0.33 60,161,804
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
1,780,000 $0.7 1,780,000
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
4,590,067 $0.33 6,370,067
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
1,241,488 $0.33 7,611,555
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
8,417,500 $0.4 8,417,500
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
15,250 $0 0
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
1,246 $0 0
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
114,000 $0 0
(Indirect)
View
2020-12-18
Other
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
26,483 $0 26,483
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
26,483 $0 0
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
9,876,807 $0 0
(Indirect)
View
2020-12-18
Other
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
2,671,406 $0 2,671,406
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
2,671,406 $0 0
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
1,514,722 $0 0
(Indirect)
View
2020-12-18
Other
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
409,691 $0 409,691
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
409,691 $0 0
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
3,367 $0 0
(Indirect)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
1,105,978 $2.2774 10,919,229
(Direct)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
1,118,995 $2.2774 3,405,659
(Indirect)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
154,403 $2.2774 2,245,764
(Indirect)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
2,518,755 $0 0
(Direct)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
2,548,400 $0 0
(Indirect)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
351,637 $0 0
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
21,792,250 $0.7 21,792,250
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
285,000 $0.4 22,077,250
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
66,207 $0.4 22,143,456
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
29,929,714 $0.33 52,073,172
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
8,095,169 $0.33 60,168,340
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
1,780,534 $0.7 1,780,534
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
4,590,067 $0.33 6,370,601
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
1,241,488 $0.33 7,612,089
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
15,250 $0 0
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
1,246 $0 0
(Indirect)
View
2021-02-17
Option Award
2021-02-19
7:20 pm
N/A
N/A
B. Riley Financial Inc. RILY Forman Alan N
VP
30,000 $0 30,000
(Direct)
View
2021-02-17
Option Award
2021-02-19
7:20 pm
N/A
N/A
B. Riley Financial Inc. RILY Moore Andrew
CEO
85,000 $0 85,000
(Direct)
View
2021-02-17
Option Award
2021-02-19
7:21 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
150,000 $0 150,000
(Direct)
View
2021-02-17
Option Award
2021-02-19
7:21 pm
N/A
N/A
B. Riley Financial Inc. RILY WEITZMAN HOWARD
CAO
20,000 $0 20,000
(Direct)
View
2021-02-17
Option Award
2021-02-19
7:22 pm
N/A
N/A
B. Riley Financial Inc. RILY Young Kenneth M
President
75,000 $0 75,000
(Direct)
View
2021-02-17
Option Award
2021-02-19
7:22 pm
N/A
N/A
B. Riley Financial Inc. RILY Ahn Phillip J.
CFO
COO
75,000 $0 75,000
(Direct)
View
2021-02-17
Option Award
2021-02-19
7:23 pm
N/A
N/A
B. Riley Financial Inc. RILY KELLEHER THOMAS J /ADV
CEO
150,000 $0 150,000
(Direct)
View
2021-02-23
Option Award
2021-02-25
7:11 pm
N/A
N/A
B. Riley Principal 150 Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal 150 Sponsor Co. LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
520,000 $10 520,000
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
132,826 $0 4,811,666
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
180,976 $0 1,350,453
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
54,243 $0 54,243
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
505,045 $0 0
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
688,125 $0 0
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
206,250 $0 0
(Indirect)
View
2021-05-11
Option Award
2021-05-12
9:08 pm
N/A
N/A
B. Riley Principal 250 Merger Corp. BRIV B. Riley Financial Inc.
B. Riley Principal 250 Sponsor Co. LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
555,000 $10 555,000
(Indirect)
View
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