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Insider Trading - RILEY BRYANT R

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SPAC List: List of Special Purpose Acquisition Companies

Insider Trading Transactions for RILEY BRYANT R
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-08-06
Purchase
2020-08-07
09:55 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
25,000 $27.15 $678,745 4,635,659
(Indirect
Direct)
View
2020-08-21
Purchase
2020-08-24
6:51 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
RILEY BRYANT R
Director
10% Owner
102,264 $5.8333 $596,542 485,543
(Indirect
Direct)
View
2020-08-26
Purchase
2020-08-27
08:50 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
20,000 $26.67 $533,312 4,655,659
(Indirect
Direct)
View
2020-09-02
Purchase
2020-09-03
08:54 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
17,800 $27.15 $483,270 5,575
(Indirect
Direct)
View
2020-09-04
Purchase
2020-09-08
08:31 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
2,282 $26.21 $59,815 4,672,941
(Indirect
Direct)
View
2020-09-04
Purchase
2020-09-08
08:50 am
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
2,040,816 $2.45 $4,999,999 4,044,702
(Indirect
Direct)
View
2020-09-08
Purchase
2020-09-09
5:05 pm
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
1,224 $25.59 $31,328 4,674,165
(Indirect
Direct)
View
2020-09-04
Purchase(A)
2020-09-10
4:01 pm
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
RILEY BRYANT R
Director
10% Owner
2,040,816 $2.45 $4,999,999 7,916,430
(Indirect
Direct)
View
2020-11-03
Purchase
2020-11-03
3:13 pm
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
60,000 $26.66 $1,599,510 4,734,165
(Indirect
Direct)
View
2020-11-03
Purchase(A)
2020-11-05
6:11 pm
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
141,728 $26.66 $3,778,213 317,915
(Indirect
Direct)
View
2020-11-04
Purchase
2020-11-06
7:05 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,347,930 $10.1 $23,713,514 1,607,930
(Indirect)
View
2020-11-04
Sale
2020-11-06
7:05 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
740,000 $10.25 $7,585,000 1,607,930
(Indirect)
View
2020-11-09
Purchase
2020-11-12
06:30 am
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,081,687 $10.13 $10,956,072 250,000
(Indirect)
View
2020-11-10
Purchase
2020-11-12
5:24 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,174,609 $10.16 $11,930,236 86,593
(Indirect)
View
2020-11-10
Sale
2020-11-12
5:24 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,050,000 $10.12 $20,746,000 86,593
(Indirect)
View
2020-11-13
Purchase
2020-11-17
8:14 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,200 $10.42 $22,924 88,793
(Indirect)
View
2020-11-16
Purchase(A)
2020-11-18
6:12 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,361,236 $10 $23,622,340 5,000
(Indirect
Direct)
View
2020-11-19
Purchase
2020-11-20
06:02 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
15,000 $32.53 $487,984 4,749,165
(Indirect
Direct)
View
2021-01-13
Purchase
2021-01-13
08:34 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
100,000 $46 $4,600,000 4,950,005
(Indirect
Direct)
View
2021-01-22
Purchase
2021-01-25
08:30 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
10,000 $47.41 $474,120 6,417
(Indirect
Direct)
View
2021-01-26
Purchase
2021-01-27
2:50 pm
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
12,000 $48.13 $577,552 4,963,677
(Indirect
Direct)
View
2021-01-26
Sale
2021-01-27
4:32 pm
Franchise Group Inc. FRG B. Riley Financial Inc.
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
757,000 $34.95 $26,457,151 3,113,991
(Indirect
Direct)
View
2021-01-27
Purchase
2021-01-29
08:30 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
18,000 $48.53 $873,576 4,981,677
(Indirect
Direct)
View
2021-01-29
Purchase
2021-02-02
08:31 am
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
1,500 $48.25 $72,370 4,983,177
(Indirect
Direct)
View
2021-01-29
Purchase
2021-02-02
4:37 pm
TILE SHOP HOLDINGS Inc TTSH B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
See Remarks
7,400 $5 $37,000 2,328,900
(Indirect)
View
2021-03-11
Sale
2021-03-15
6:58 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
1,846,860 $1.0425 $1,925,300 29,951
(Indirect
Direct)
View
2021-03-16
Sale
2021-03-18
6:36 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
22,596 $0.98851 $22,336 24,302
(Indirect
Direct)
View
2021-03-25
Purchase
2021-03-26
4:11 pm
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
10,720,785 $6.04 $64,753,541 21,640,014
(Indirect
Direct)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
971,839 $2.2774 5,875,614
(Direct)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
144,463 $2.2774 2,003,886
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
76,069 $2.2774 1,936,958
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
2,213,265 $0 8,742,976
(Direct)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
329,000 $0 1,288,000
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
173,240 $0 703,273
(Indirect)
View
2020-08-26
Option Award
2020-08-31
4:16 pm
N/A
N/A
Select Interior Concepts Inc. SIC RILEY BRYANT R
Director
10% Owner
4,978 $0 16,894
(Direct)
View
2020-08-26
Option Award
2020-08-31
4:16 pm
N/A
N/A
Select Interior Concepts Inc. SIC RILEY BRYANT R
Director
10% Owner
995 $0 17,889
(Direct)
View
2020-08-10
Exercise
2020-09-04
4:24 pm
N/A
N/A
Franchise Group Inc. FRG RILEY BRYANT R
B. Riley Financial Inc.
10% Owner
13,889 $12.01 74,517
(Direct)
View
2020-08-10
Exercise
2020-09-04
4:24 pm
2019-12-13
2023-12-13
Franchise Group Inc. FRG RILEY BRYANT R
B. Riley Financial Inc.
10% Owner
13,889 $0 0
(Direct)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
1,896,821 $2.2774 9,813,251
(Direct)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
282,778 $2.2774 2,286,664
(Indirect)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
154,403 $2.2774 2,091,361
(Indirect)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
4,319,822 $0 4,423,155
(Direct)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
644,000 $0 644,000
(Indirect)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
351,637 $0 351,637
(Indirect)
View
2020-10-05
Option Award
2020-10-06
4:45 pm
N/A
N/A
Select Interior Concepts Inc. SIC RILEY BRYANT R
Director
10% Owner
1,229 $0 19,118
(Direct)
View
2020-08-10
Exercise
2020-10-20
5:37 pm
N/A
N/A
Franchise Group Inc. FRG RILEY BRYANT R
B. Riley Financial Inc.
10% Owner
13,889 $12.01 74,517
(Direct)
View
2020-08-10
Exercise
2020-10-20
5:37 pm
2019-12-13
2023-12-13
Franchise Group Inc. FRG RILEY BRYANT R
B. Riley Financial Inc.
10% Owner
13,889 $0 0
(Direct)
View
2020-11-09
Other
2020-11-12
06:30 am
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,527,633 $0 80,297
(Indirect)
View
2020-11-16
Other
2020-11-18
6:12 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
3,221,250 $0 3,871,250
(Indirect)
View
2020-11-16
Other
2020-11-18
6:12 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,073,750 $0 3,221,250
(Indirect)
View
2020-11-16
Other
2020-11-18
6:12 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
3,221,250 $0 0
(Indirect)
View
2020-11-16
Other
2020-11-18
6:12 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
325,000 $0 325,000
(Indirect)
View
2020-11-16
Other
2020-11-18
6:12 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
25,000 $0 25,000
(Indirect)
View
2020-12-03
Exercise
2020-12-07
9:52 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
200,000 $0 4,949,165
(Direct)
View
2020-12-03
Exercise
2020-12-07
9:52 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
200,000 $0 0
(Direct)
View
2020-12-15
Tax Withholding
2020-12-16
8:30 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
99,160 $36.78 4,850,005
(Direct)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
21,785,714 $0.7 21,785,714
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
285,000 $0.4 22,070,714
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
66,207 $0.4 22,136,920
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
29,929,714 $0.33 52,066,636
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
8,095,169 $0.33 60,161,804
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
1,780,000 $0.7 1,780,000
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
4,590,067 $0.33 6,370,067
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
1,241,488 $0.33 7,611,555
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
8,417,500 $0.4 8,417,500
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
15,250 $0 0
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
1,246 $0 0
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
114,000 $0 0
(Indirect)
View
2020-12-18
Other
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
26,483 $0 26,483
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
26,483 $0 0
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
9,876,807 $0 0
(Indirect)
View
2020-12-18
Other
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
2,671,406 $0 2,671,406
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
2,671,406 $0 0
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
1,514,722 $0 0
(Indirect)
View
2020-12-18
Other
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
409,691 $0 409,691
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
409,691 $0 0
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
3,367 $0 0
(Indirect)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
1,105,978 $2.2774 10,919,229
(Direct)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
1,118,995 $2.2774 3,405,659
(Indirect)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
154,403 $2.2774 2,245,764
(Indirect)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
2,518,755 $0 0
(Direct)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
2,548,400 $0 0
(Indirect)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
351,637 $0 0
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
21,792,250 $0.7 21,792,250
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
285,000 $0.4 22,077,250
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
66,207 $0.4 22,143,456
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
29,929,714 $0.33 52,073,172
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
8,095,169 $0.33 60,168,340
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
1,780,534 $0.7 1,780,534
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
4,590,067 $0.33 6,370,601
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
1,241,488 $0.33 7,612,089
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
15,250 $0 0
(Indirect)
View
2020-12-18
Conversion
2021-02-02
4:40 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
1,246 $0 0
(Indirect)
View
2021-02-17
Option Award
2021-02-19
7:21 pm
N/A
N/A
B. Riley Financial Inc. RILY RILEY BRYANT R
CEO
Chairman
10% Owner
150,000 $0 150,000
(Direct)
View
2021-02-23
Option Award
2021-02-25
7:11 pm
N/A
N/A
B. Riley Principal 150 Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal 150 Sponsor Co. LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
520,000 $10 520,000
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
132,826 $0 4,811,666
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
180,976 $0 1,350,453
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
54,243 $0 54,243
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
505,045 $0 0
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
688,125 $0 0
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
206,250 $0 0
(Indirect)
View
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