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Insider Trading - RILEY BRYANT R

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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SPAC List: List of Special Purpose Acquisition Companies

Insider Trading Transactions for RILEY BRYANT R

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Common stock purchase or sale:

Transaction Date	Reported DateTime	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Owned	Filing
2020-08-06 Purchase	2020-08-07 09:55 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	25,000	$27.15	$678,745	4,635,659 (Indirect Direct)	View
2020-08-21 Purchase	2020-08-24 6:51 pm	Select Interior Concepts Inc.	SIC	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC RILEY BRYANT R Director 10% Owner	102,264	$5.8333	$596,542	485,543 (Indirect Direct)	View
2020-08-26 Purchase	2020-08-27 08:50 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	20,000	$26.67	$533,312	4,655,659 (Indirect Direct)	View
2020-09-02 Purchase	2020-09-03 08:54 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	17,800	$27.15	$483,270	5,575 (Indirect Direct)	View
2020-09-04 Purchase	2020-09-08 08:31 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	2,282	$26.21	$59,815	4,672,941 (Indirect Direct)	View
2020-09-04 Purchase	2020-09-08 08:50 am	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	2,040,816	$2.45	$4,999,999	4,044,702 (Indirect Direct)	View
2020-09-08 Purchase	2020-09-09 5:05 pm	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	1,224	$25.59	$31,328	4,674,165 (Indirect Direct)	View
2020-09-04 Purchase(A)	2020-09-10 4:01 pm	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. RILEY BRYANT R Director 10% Owner	2,040,816	$2.45	$4,999,999	7,916,430 (Indirect Direct)	View
2020-11-03 Purchase	2020-11-03 3:13 pm	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	60,000	$26.66	$1,599,510	4,734,165 (Indirect Direct)	View
2020-11-03 Purchase(A)	2020-11-05 6:11 pm	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	141,728	$26.66	$3,778,213	317,915 (Indirect Direct)	View
2020-11-04 Purchase	2020-11-06 7:05 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	2,347,930	$10.1	$23,713,514	1,607,930 (Indirect)	View
2020-11-04 Sale	2020-11-06 7:05 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	740,000	$10.25	$7,585,000	1,607,930 (Indirect)	View
2020-11-09 Purchase	2020-11-12 06:30 am	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	1,081,687	$10.13	$10,956,072	250,000 (Indirect)	View
2020-11-10 Purchase	2020-11-12 5:24 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	1,174,609	$10.16	$11,930,236	86,593 (Indirect)	View
2020-11-10 Sale	2020-11-12 5:24 pm	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	2,050,000	$10.12	$20,746,000	86,593 (Indirect)	View
2020-11-13 Purchase	2020-11-17 8:14 pm	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	2,200	$10.42	$22,924	88,793 (Indirect)	View
2020-11-16 Purchase(A)	2020-11-18 6:12 pm	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	2,361,236	$10	$23,622,340	5,000 (Indirect Direct)	View
2020-11-19 Purchase	2020-11-20 06:02 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	15,000	$32.53	$487,984	4,749,165 (Indirect Direct)	View
2021-01-13 Purchase	2021-01-13 08:34 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	100,000	$46	$4,600,000	4,950,005 (Indirect Direct)	View
2021-01-22 Purchase	2021-01-25 08:30 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	10,000	$47.41	$474,120	6,417 (Indirect Direct)	View
2021-01-26 Purchase	2021-01-27 2:50 pm	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	12,000	$48.13	$577,552	4,963,677 (Indirect Direct)	View
2021-01-26 Sale	2021-01-27 4:32 pm	Franchise Group Inc.	FRG	B. Riley Financial Inc. B. Riley Securities Inc. RILEY BRYANT R 10% Owner	757,000	$34.95	$26,457,151	3,113,991 (Indirect Direct)	View
2021-01-27 Purchase	2021-01-29 08:30 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	18,000	$48.53	$873,576	4,981,677 (Indirect Direct)	View
2021-01-29 Purchase	2021-02-02 08:31 am	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	1,500	$48.25	$72,370	4,983,177 (Indirect Direct)	View
2021-01-29 Purchase	2021-02-02 4:37 pm	TILE SHOP HOLDINGS Inc	TTSH	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R See Remarks	7,400	$5	$37,000	2,328,900 (Indirect)	View
2021-03-11 Sale	2021-03-15 6:58 pm	SONIM TECHNOLOGIES INC	SONM	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	1,846,860	$1.0425	$1,925,300	29,951 (Indirect Direct)	View
2021-03-16 Sale	2021-03-18 6:36 pm	SONIM TECHNOLOGIES INC	SONM	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	22,596	$0.98851	$22,336	24,302 (Indirect Direct)	View
2021-03-25 Purchase	2021-03-26 4:11 pm	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	10,720,785	$6.04	$64,753,541	21,640,014 (Indirect Direct)	View

(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion

Transaction Date	Reported DateTime	Exercisable Expiration	Company	Symnbol	Insider Relationship	Shares Traded	Conversion Price	Shares Owned	Filing
2020-06-30 Exercise	2020-07-02 4:05 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. RILEY BRYANT R Director 10% Owner	971,839	$2.2774	5,875,614 (Direct)	View
2020-06-30 Exercise	2020-07-02 4:05 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. RILEY BRYANT R Director 10% Owner	144,463	$2.2774	2,003,886 (Indirect)	View
2020-06-30 Exercise	2020-07-02 4:05 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. RILEY BRYANT R Director 10% Owner	76,069	$2.2774	1,936,958 (Indirect)	View
2020-06-30 Exercise	2020-07-02 4:05 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. RILEY BRYANT R Director 10% Owner	2,213,265	$0	8,742,976 (Direct)	View
2020-06-30 Exercise	2020-07-02 4:05 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. RILEY BRYANT R Director 10% Owner	329,000	$0	1,288,000 (Indirect)	View
2020-06-30 Exercise	2020-07-02 4:05 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley FBR Inc. RILEY BRYANT R Director 10% Owner	173,240	$0	703,273 (Indirect)	View
2020-08-26 Option Award	2020-08-31 4:16 pm	N/A N/A	Select Interior Concepts Inc.	SIC	RILEY BRYANT R Director 10% Owner	4,978	$0	16,894 (Direct)	View
2020-08-26 Option Award	2020-08-31 4:16 pm	N/A N/A	Select Interior Concepts Inc.	SIC	RILEY BRYANT R Director 10% Owner	995	$0	17,889 (Direct)	View
2020-08-10 Exercise	2020-09-04 4:24 pm	N/A N/A	Franchise Group Inc.	FRG	RILEY BRYANT R B. Riley Financial Inc. 10% Owner	13,889	$12.01	74,517 (Direct)	View
2020-08-10 Exercise	2020-09-04 4:24 pm	2019-12-13 2023-12-13	Franchise Group Inc.	FRG	RILEY BRYANT R B. Riley Financial Inc. 10% Owner	13,889	$0	0 (Direct)	View
2020-09-30 Exercise	2020-10-02 08:50 am	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	1,896,821	$2.2774	9,813,251 (Direct)	View
2020-09-30 Exercise	2020-10-02 08:50 am	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	282,778	$2.2774	2,286,664 (Indirect)	View
2020-09-30 Exercise	2020-10-02 08:50 am	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	154,403	$2.2774	2,091,361 (Indirect)	View
2020-09-30 Exercise	2020-10-02 08:50 am	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	4,319,822	$0	4,423,155 (Direct)	View
2020-09-30 Exercise	2020-10-02 08:50 am	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	644,000	$0	644,000 (Indirect)	View
2020-09-30 Exercise	2020-10-02 08:50 am	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	351,637	$0	351,637 (Indirect)	View
2020-10-05 Option Award	2020-10-06 4:45 pm	N/A N/A	Select Interior Concepts Inc.	SIC	RILEY BRYANT R Director 10% Owner	1,229	$0	19,118 (Direct)	View
2020-08-10 Exercise	2020-10-20 5:37 pm	N/A N/A	Franchise Group Inc.	FRG	RILEY BRYANT R B. Riley Financial Inc. 10% Owner	13,889	$12.01	74,517 (Direct)	View
2020-08-10 Exercise	2020-10-20 5:37 pm	2019-12-13 2023-12-13	Franchise Group Inc.	FRG	RILEY BRYANT R B. Riley Financial Inc. 10% Owner	13,889	$0	0 (Direct)	View
2020-11-09 Other	2020-11-12 06:30 am	N/A N/A	B. Riley Principal Merger Corp. II	BMRG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	1,527,633	$0	80,297 (Indirect)	View
2020-11-16 Other	2020-11-18 6:12 pm	N/A N/A	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	3,221,250	$0	3,871,250 (Indirect)	View
2020-11-16 Other	2020-11-18 6:12 pm	N/A N/A	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	1,073,750	$0	3,221,250 (Indirect)	View
2020-11-16 Other	2020-11-18 6:12 pm	N/A N/A	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	3,221,250	$0	0 (Indirect)	View
2020-11-16 Other	2020-11-18 6:12 pm	N/A N/A	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	325,000	$0	325,000 (Indirect)	View
2020-11-16 Other	2020-11-18 6:12 pm	N/A N/A	Eos Energy Enterprises Inc.	EOSE	B. Riley Financial Inc. B. Riley Principal Sponsor Co. II LLC B. RILEY PRINCIPAL INVESTMENTS LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. RILEY BRYANT R 10% Owner	25,000	$0	25,000 (Indirect)	View
2020-12-03 Exercise	2020-12-07 9:52 pm	N/A N/A	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	200,000	$0	4,949,165 (Direct)	View
2020-12-03 Exercise	2020-12-07 9:52 pm	N/A N/A	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	200,000	$0	0 (Direct)	View
2020-12-15 Tax Withholding	2020-12-16 8:30 pm	N/A N/A	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	99,160	$36.78	4,850,005 (Direct)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	21,785,714	$0.7	21,785,714 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	285,000	$0.4	22,070,714 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	66,207	$0.4	22,136,920 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	29,929,714	$0.33	52,066,636 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	8,095,169	$0.33	60,161,804 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	1,780,000	$0.7	1,780,000 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	4,590,067	$0.33	6,370,067 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	1,241,488	$0.33	7,611,555 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	8,417,500	$0.4	8,417,500 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-18 N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	15,250	$0	0 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-18 N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	1,246	$0	0 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-18 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	114,000	$0	0 (Indirect)	View
2020-12-18 Other	2021-01-04 9:14 pm	2020-12-31 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	26,483	$0	26,483 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-31 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	26,483	$0	0 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-18 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	9,876,807	$0	0 (Indirect)	View
2020-12-18 Other	2021-01-04 9:14 pm	2020-12-31 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	2,671,406	$0	2,671,406 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-31 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	2,671,406	$0	0 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-18 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	1,514,722	$0	0 (Indirect)	View
2020-12-18 Other	2021-01-04 9:14 pm	2020-12-31 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	409,691	$0	409,691 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-31 2020-12-31	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	409,691	$0	0 (Indirect)	View
2020-12-18 Conversion	2021-01-04 9:14 pm	2020-12-18 N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	3,367	$0	0 (Indirect)	View
2020-12-31 Exercise	2021-01-26 5:33 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	1,105,978	$2.2774	10,919,229 (Direct)	View
2020-12-31 Exercise	2021-01-26 5:33 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	1,118,995	$2.2774	3,405,659 (Indirect)	View
2020-12-31 Exercise	2021-01-26 5:33 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	154,403	$2.2774	2,245,764 (Indirect)	View
2020-12-31 Exercise	2021-01-26 5:33 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	2,518,755	$0	0 (Direct)	View
2020-12-31 Exercise	2021-01-26 5:33 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	2,548,400	$0	0 (Indirect)	View
2020-12-31 Exercise	2021-01-26 5:33 pm	N/A N/A	Babcock & Wilcox Enterprises Inc.	BW	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. Riley Securities Inc. RILEY BRYANT R Director 10% Owner	351,637	$0	0 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	21,792,250	$0.7	21,792,250 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	285,000	$0.4	22,077,250 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	66,207	$0.4	22,143,456 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	29,929,714	$0.33	52,073,172 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	8,095,169	$0.33	60,168,340 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	1,780,534	$0.7	1,780,534 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	4,590,067	$0.33	6,370,601 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	N/A N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	1,241,488	$0.33	7,612,089 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	2020-12-18 N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	15,250	$0	0 (Indirect)	View
2020-12-18 Conversion	2021-02-02 4:40 pm	2020-12-18 N/A	theMaven Inc.	MVEN	B. Riley Financial Inc. BRC Partners Opportunity Fund LP BRC Partners Management GP LLC B. RILEY CAPITAL MANAGEMENT LLC B. RILEY PRINCIPAL INVESTMENTS LLC BRF Finance Co. LLC RILEY BRYANT R 10% Owner	1,246	$0	0 (Indirect)	View
2021-02-17 Option Award	2021-02-19 7:21 pm	N/A N/A	B. Riley Financial Inc.	RILY	RILEY BRYANT R CEO Chairman 10% Owner	150,000	$0	150,000 (Direct)	View
2021-02-23 Option Award	2021-02-25 7:11 pm	N/A N/A	B. Riley Principal 150 Merger Corp.	BRPM	B. Riley Financial Inc. B. Riley Principal 150 Sponsor Co. LLC B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R Director 10% Owner	520,000	$10	520,000 (Indirect)	View
2021-04-12 Conversion	2021-04-12 9:34 pm	N/A N/A	ALTA EQUIPMENT GROUP Inc	ALTG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	132,826	$0	4,811,666 (Indirect)	View
2021-04-12 Conversion	2021-04-12 9:34 pm	N/A N/A	ALTA EQUIPMENT GROUP Inc	ALTG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	180,976	$0	1,350,453 (Indirect)	View
2021-04-12 Conversion	2021-04-12 9:34 pm	N/A N/A	ALTA EQUIPMENT GROUP Inc	ALTG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	54,243	$0	54,243 (Indirect)	View
2021-04-12 Conversion	2021-04-12 9:34 pm	N/A N/A	ALTA EQUIPMENT GROUP Inc	ALTG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	505,045	$0	0 (Indirect)	View
2021-04-12 Conversion	2021-04-12 9:34 pm	N/A N/A	ALTA EQUIPMENT GROUP Inc	ALTG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	688,125	$0	0 (Indirect)	View
2021-04-12 Conversion	2021-04-12 9:34 pm	N/A N/A	ALTA EQUIPMENT GROUP Inc	ALTG	B. Riley Financial Inc. B. Riley Principal Sponsor Co. LLC B. RILEY CAPITAL MANAGEMENT LLC BRC Partners Management GP LLC BRC Partners Opportunity Fund LP B. Riley Securities Inc. B. RILEY PRINCIPAL INVESTMENTS LLC RILEY BRYANT R 10% Owner	206,250	$0	0 (Indirect)	View

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