Insider Trading - B. RILEY PRINCIPAL INVESTMENTS LLC

Real time insider trading transaction history:

  1. Insiders must file a Form 4 covering their trades within two business days.
  2. Section 16 prohibits insiders from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period:
Insider Trading Transactions for B. RILEY PRINCIPAL INVESTMENTS LLC

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-10-30
Purchase
2019-11-01
8:33 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. Riley FBR Inc.
Young Kenneth M
RILEY BRYANT R
Director
10% Owner
25,500 $2.7001 $68,852 732,852
(Indirect)
View
2019-10-30
Sale
2019-11-01
8:33 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. Riley FBR Inc.
Young Kenneth M
RILEY BRYANT R
Director
10% Owner
25,500 $2.7321 $69,668 732,852
(Indirect)
View
2020-02-14
Purchase
2020-02-19
9:16 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
3,285,000 $0 $0 10,394,981
(Indirect)
View
2020-02-14
Sale
2020-02-19
9:16 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
370,000 $0 $0 10,394,981
(Indirect)
View
2020-02-20
Purchase
2020-02-24
7:19 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
208,229 $10.03 $2,089,371 5,200,269
(Indirect)
View
2020-02-25
Purchase
2020-02-27
8:07 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
246,270 $9.0884 $2,238,207 8,999,725
(Indirect)
View
2020-02-28
Purchase
2020-03-03
8:04 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
308,942 $8.5208 $2,632,436 12,187,476
(Indirect)
View
2020-03-11
Purchase
2020-03-13
6:57 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
92,836 $6.4777 $601,366 5,848,317
(Indirect)
View
2020-02-25
Purchase(A)
2020-04-27
6:44 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
246,270 $9.0884 $2,238,207 7,892,806
(Indirect)
View
2020-02-28
Purchase(A)
2020-04-27
6:46 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
308,942 $8.5208 $2,632,436 10,812,757
(Indirect)
View
2020-05-20
Purchase(A)
2020-06-05
8:30 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
10% Owner
50,000 $9.985 $499,249 5,595,000
(Indirect)
View
2020-06-04
Purchase
2020-06-29
7:27 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
1,966,667 $0.75 $1,475,000 18,010,799
(Indirect
Direct)
View
2020-11-04
Purchase
2020-11-06
7:05 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,347,930 $10.1 $23,713,515 2,307,930
(Indirect)
View
2020-11-04
Sale
2020-11-06
7:05 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
740,000 $10.25 $7,585,000 2,307,930
(Indirect)
View
2020-11-09
Purchase
2020-11-12
06:30 am
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,081,687 $10.13 $10,956,072 2,427,633
(Indirect)
View
2020-11-10
Purchase
2020-11-12
5:24 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,174,609 $10.16 $11,930,235 986,593
(Indirect)
View
2020-11-10
Sale
2020-11-12
5:24 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,050,000 $10.12 $20,746,000 986,593
(Indirect)
View
2020-11-13
Purchase
2020-11-17
8:14 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,200 $10.42 $22,924 988,793
(Indirect)
View
2020-11-16
Purchase(A)
2020-11-18
6:12 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,361,236 $10 $23,622,340 6,817,500
(Indirect
Direct)
View
2021-03-11
Sale
2021-03-15
6:58 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
1,846,860 $1.0425 $1,925,300 4,729,203
(Indirect
Direct)
View
2021-03-16
Sale
2021-03-18
6:36 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
22,596 $0.98851 $22,336 10,463,879
(Indirect
Direct)
View
2021-05-20
Purchase
2021-05-24
4:02 pm
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
2,857,143 $0.7 $2,000,000 79,055,072
(Indirect)
View
2021-08-23
Sale
2021-08-25
5:31 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
2,836,560 $0.40959 $1,161,817 7,700,228
(Indirect)
View
2021-08-24
Sale
2021-08-27
07:04 am
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
176,550 $13.62 $2,404,898 6,744,729
(Indirect
Direct)
View
2021-08-24
Sale(A)
2021-08-30
4:01 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
176,550 $13.62 $2,404,898 6,744,729
(Indirect
Direct)
View
2021-08-27
Sale
2021-08-31
4:18 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
100,970 $13.91 $1,404,420 6,643,759
(Indirect
Direct)
View
2021-09-01
Sale
2021-09-03
9:30 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
151,294 $13.69 $2,071,829 6,492,465
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
9:30 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
64,215 $13.63 $875,400 6,428,250
(Indirect
Direct)
View
2021-09-17
Sale
2021-09-21
9:30 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
38,231 $13.79 $527,168 6,390,019
(Indirect
Direct)
View
2021-10-06
Purchase
2021-10-08
8:51 pm
theMaven Inc. MVEN B. Riley Financial Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
4,094,708 $0 $0 83,153,255
(Indirect)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-10-30
Other
2019-11-01
8:33 pm
2018-04-09
2019-10-23
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. Riley FBR Inc.
Young Kenneth M
RILEY BRYANT R
Director
10% Owner
366,426 $0 732,852
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
5,091,941 $0 10,394,981
(Indirect)
View
2020-05-22
Other
2020-05-22
8:07 pm
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
650,000 $10 1,300,000
(Indirect)
View
2020-05-20(A)
Other
2020-06-05
8:30 pm
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
10% Owner
650,000 $10 5,595,000
(Indirect)
View
2020-05-20(A)
Other
2020-06-05
8:30 pm
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
10% Owner
656,250 $0 5,595,000
(Indirect)
View
2020-06-04
Exercise
2020-06-29
7:27 pm
2020-06-09
2022-09-21
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
6,170,126 $0 18,010,799
(Indirect)
View
2020-06-04
Exercise
2020-06-29
7:27 pm
N/A
N/A
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
8,226,834 $0.75 18,010,799
(Indirect)
View
2020-11-09
Other
2020-11-12
06:30 am
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,527,633 $0 2,427,633
(Indirect)
View
2020-11-16
Other
2020-11-17
6:27 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
4,295,000 $0 9,663,750
(Indirect)
View
2020-11-16(A)
Other
2020-11-18
6:12 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
4,645,000 $0 6,817,500
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
14,632,971 $0 11,525,079
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
8,768,707 $0.4 11,525,079
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
23,565,714 $0.7 11,525,079
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
43,856,438 $0.33 11,525,079
(Indirect)
View
2020-12-18
Other
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
3,107,579 $0 11,525,079
(Indirect)
View
2020-12-18(A)
Conversion
2021-02-02
4:40 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
16,496 $0 7,612,089
(Indirect)
View
2020-12-18(A)
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
351,207 $0.4 7,612,089
(Indirect)
View
2020-12-18(A)
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
23,572,784 $0.7 7,612,089
(Indirect)
View
2020-12-18(A)
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
43,856,438 $0.33 7,612,089
(Indirect)
View
2021-02-23
Option Award
2021-02-25
7:11 pm
N/A
N/A
B. Riley Principal 150 Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal 150 Sponsor Co. LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
520,000 $10 520,000
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
1,767,465 $0 265,417
(Indirect)
View
2021-05-11
Option Award
2021-05-12
9:08 pm
N/A
N/A
B. Riley Principal 250 Merger Corp. BRIV B. Riley Financial Inc.
B. Riley Principal 250 Sponsor Co. LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
555,000 $10 555,000
(Indirect)
View
2021-06-14
Option Award
2021-06-17
06:10 am
N/A
N/A
B. Riley Principal 250 Merger Corp. BRIV B. Riley Financial Inc.
B. Riley Principal 250 Sponsor Co. LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
45,000 $10 600,000
(Indirect)
View
(A) Indicate amendment filing.