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Insider Trading - B. Riley FBR Inc.

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for B. Riley FBR Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-03-23
Purchase
2020-03-25
5:29 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
143,214 $2.284 $327,101 7,976,601
(Indirect)
View
2020-03-13
Purchase
2020-03-17
5:50 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
568,916 $2.512 $1,429,223 7,833,387
(Indirect)
View
2020-03-11
Purchase
2020-03-13
6:57 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
92,836 $6.478 $601,366 5,848,317
(Indirect)
View
2020-03-09
Purchase
2020-03-11
7:50 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
1,114,408 $3.477 $3,874,645 5,216,824
(Indirect)
View
2020-02-28
Purchase
2020-03-03
8:04 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
308,942 $8.521 $2,632,436 5,755,481
(Indirect)
View
2020-02-26
Purchase
2020-02-28
5:38 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
58,700 $4.889 $286,984 4,656,262
(Indirect)
View
2020-02-25
Purchase
2020-02-27
8:07 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
246,270 $9.088 $2,238,207 5,446,539
(Indirect)
View
2020-02-20
Purchase
2020-02-24
7:19 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
208,229 $10.03 $2,089,371 5,200,269
(Indirect)
View
2020-02-14
Purchase
2020-02-19
9:16 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
3,285,000 $0 $0 7,107,829
(Indirect)
View
2020-02-14
Sale
2020-02-19
9:16 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
370,000 $0 $0 7,107,829
(Indirect)
View
2020-02-12
Purchase
2020-02-14
5:46 pm
ALTA EQUIPMENT GROUP Inc BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
13,828 $10.32 $142,681 4,176,248
(Indirect)
View
2020-02-06
Purchase
2020-02-10
5:36 pm
B. Riley Principal Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
361,352 $10.21 $3,688,077 4,162,420
(Indirect)
View
2020-02-06
Sale
2020-02-10
5:36 pm
B. Riley Principal Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
175,182 $10.21 $1,787,937 4,162,420
(Indirect)
View
2020-02-03
Purchase
2020-02-05
5:39 pm
B. Riley Principal Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
108,333 $10.21 $1,106,578 4,241,058
(Indirect)
View
2020-01-29
Purchase
2020-01-31
4:54 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
969,900 $0 $0 4,597,562
(Direct
Indirect)
View
2020-01-29
Sale
2020-01-31
4:54 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
969,900 $0 $0 4,597,562
(Direct
Indirect)
View
2020-01-24
Purchase
2020-01-28
7:28 pm
B. Riley Principal Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
132,275 $10.2 $1,348,799 4,132,725
(Indirect)
View
2020-01-15
Purchase
2020-01-17
7:45 pm
B. Riley Principal Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. Riley FBR Inc.
10% Owner
250,000 $10.19 $2,547,500 0
(Indirect)
View
2020-01-15
Sale
2020-01-17
7:45 pm
B. Riley Principal Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. Riley FBR Inc.
10% Owner
200,000 $10.18 $2,036,150 0
(Indirect)
View
2020-01-09
Purchase
2020-01-14
6:35 pm
B. Riley Principal Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. Riley FBR Inc.
10% Owner
493,777 $10.16 $5,015,717 0
(Indirect)
View
2020-01-09
Sale
2020-01-14
6:35 pm
B. Riley Principal Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. Riley FBR Inc.
10% Owner
543,777 $10.14 $5,515,575 0
(Indirect)
View
2019-12-03
Purchase
2019-12-05
5:17 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
969,900 $0 $0 969,900
(Direct)
View
2019-10-30
Purchase
2019-11-01
8:33 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. Riley FBR Inc.
Young Kenneth M
RILEY BRYANT R
Director
10% Owner
25,500 $2.7 $68,852 0
(Indirect)
View
2019-10-30
Sale
2019-11-01
8:33 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. Riley FBR Inc.
Young Kenneth M
RILEY BRYANT R
Director
10% Owner
25,500 $2.732 $69,668 0
(Indirect)
View
2019-10-23
Purchase
2019-10-25
4:06 pm
Franchise Group Inc. FRGA B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
1,000,000 $12 $12,000,000 1,475,375
(Indirect)
View
2019-01-18
Purchase
2019-01-23
6:20 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
130,393 $1.801 $234,778 3,627,662
(Indirect)
View
2019-01-16
Purchase
2019-01-18
6:59 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
1,818 $7.885 $14,334 2,762,457
(Indirect)
View
2019-01-11
Purchase
2019-01-15
5:51 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
2,199 $7.377 $16,222 2,760,639
(Indirect)
View
2019-01-08
Purchase
2019-01-10
7:40 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
647 $7.315 $4,733 2,758,440
(Indirect)
View
2018-12-31
Purchase
2019-01-03
8:03 pm
QUANTUM CORP QTM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
32,428 $1.87 $60,633 1,695,124
(Indirect)
View
2018-12-28
Purchase
2019-01-02
8:18 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
129,756 $6.65 $862,938 2,679,273
(Indirect)
View
2018-12-24
Purchase
2018-12-27
6:36 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
25,684 $5.995 $153,979 2,549,517
(Indirect)
View
2018-12-04
Purchase(A)
2018-12-10
3:53 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
3,757 $7.897 $29,670 2,307,492
(Indirect)
View
2018-11-20
Purchase
2018-11-23
1:46 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
1,326 $8 $10,608 2,303,735
(Indirect)
View
2018-11-15
Purchase
2018-11-19
8:22 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
8,049 $8.259 $66,479 2,302,409
(Indirect)
View
2018-11-14
Purchase
2018-11-16
3:57 pm
MAGICJACK VOCALTEC LTD CALL B. Riley Financial Inc.
B. Riley FBR Inc.
10% Owner
14,998,699 $8.71 $130,638,669 0
(Indirect)
View
2018-11-12
Purchase
2018-11-14
8:49 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
2,793 $8.517 $23,788 2,294,360
(Indirect)
View
2018-11-07
Purchase
2018-11-09
6:50 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
7,492 $8.74 $65,483 2,291,567
(Indirect)
View
2018-11-02
Purchase
2018-11-06
7:23 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
7,105 $9.03 $64,160 2,284,075
(Indirect)
View
2018-10-30
Purchase
2018-11-01
7:35 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
7,871 $9.291 $73,129 2,276,970
(Indirect)
View
2018-10-25
Purchase
2018-10-29
7:44 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
12,335 $9.698 $119,626 2,269,099
(Indirect)
View
2018-10-19
Purchase
2018-10-23
7:02 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
99 $9.9 $980 2,256,764
(Indirect)
View
2018-10-16
Purchase
2018-10-18
8:01 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
13,734 $10.23 $140,444 2,256,665
(Indirect)
View
2018-10-09
Purchase
2018-10-12
7:22 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
8,928 $10.29 $91,910 2,242,931
(Indirect)
View
2018-10-09
Sale
2018-10-12
7:22 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
2,656 $10.36 $27,516 2,242,931
(Indirect)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-03-06
Purchase
2020-03-10
5:30 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
66,201 $1.2 1,399,420
(Indirect)
View
2020-02-28
Purchase
2020-03-03
8:04 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
129,700 $1.2 5,755,481
(Indirect)
View
2020-02-28
Purchase
2020-03-03
8:04 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
218,100 $1.2 5,755,481
(Indirect)
View
2020-02-28
Sale
2020-03-03
8:04 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
107,500 $1.2 5,755,481
(Indirect)
View
2020-02-28
Purchase
2020-03-03
8:04 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
33,000 $1.2 5,755,481
(Indirect)
View
2020-02-28
Purchase
2020-03-03
8:04 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
33,000 $1.2 5,755,481
(Indirect)
View
2020-02-25
Purchase
2020-02-27
8:07 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
341,099 $1.112 5,446,539
(Indirect)
View
2020-02-25
Purchase
2020-02-27
8:07 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
80,000 $1.2 5,446,539
(Indirect)
View
2020-02-25
Purchase
2020-02-27
8:07 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
297,245 $1.1 5,446,539
(Indirect)
View
2020-02-25
Sale
2020-02-27
8:07 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
40,000 $1.2 5,446,539
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
36,054 $0 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
19,473 $0 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
178,947 $0 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
1,470,855 $0 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
279,592 $0 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
186,395 $0 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
256,875 $11.5 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
138,750 $11.5 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
1,250,000 $11.5 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
1,250,000 $11.5 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
25,000 $11.5 7,107,829
(Indirect)
View
2020-02-06
Other
2020-02-10
5:36 pm
N/A
N/A
B. Riley Principal Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
240,608 $0 4,162,420
(Indirect)
View
2019-10-30
Other
2019-11-01
8:33 pm
2018-04-09
2019-10-23
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. Riley FBR Inc.
Young Kenneth M
RILEY BRYANT R
Director
10% Owner
366,426 $8.87 0
(Indirect)
View
2019-04-30
Purchase
2019-08-16
4:53 pm
N/A
N/A
B. Riley Principal Merger Corp. BRPM B. Riley Principal Sponsor Co. LLC
B. Riley Financial Inc.
B. Riley FBR Inc.
10% Owner
25,000 $0.65 24,200
(Indirect)
View
2019-04-30
Sale
2019-08-16
4:53 pm
N/A
N/A
B. Riley Principal Merger Corp. BRPM B. Riley Principal Sponsor Co. LLC
B. Riley Financial Inc.
B. Riley FBR Inc.
10% Owner
300 $0.67 24,200
(Indirect)
View
2019-04-30
Sale
2019-08-16
4:53 pm
N/A
N/A
B. Riley Principal Merger Corp. BRPM B. Riley Principal Sponsor Co. LLC
B. Riley Financial Inc.
B. Riley FBR Inc.
10% Owner
200 $0.67 24,200
(Indirect)
View
2019-04-30
Sale
2019-08-16
4:53 pm
N/A
N/A
B. Riley Principal Merger Corp. BRPM B. Riley Principal Sponsor Co. LLC
B. Riley Financial Inc.
B. Riley FBR Inc.
10% Owner
200 $0.65 24,200
(Indirect)
View
2019-04-30
Sale
2019-08-16
4:53 pm
N/A
N/A
B. Riley Principal Merger Corp. BRPM B. Riley Principal Sponsor Co. LLC
B. Riley Financial Inc.
B. Riley FBR Inc.
10% Owner
100 $0.64 24,200
(Indirect)
View
2018-12-28
Other
2019-01-02
8:18 pm
N/A
N/A
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
78,520 $0 2,679,273
(Indirect)
View
2018-12-28
Other
2019-01-02
8:18 pm
N/A
N/A
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
78,520 $0 2,679,273
(Indirect)
View
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