Insider Trading - B. Riley Securities Inc.

Real time insider trading transaction history:

  1. Insiders must file a Form 4 covering their trades within two business days.
  2. Section 16 prohibits insiders from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period:
Insider Trading Transactions for B. Riley Securities Inc.
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-03-09
Purchase
2020-03-11
7:50 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
1,114,408 $3.4769 $3,874,645 5,216,824
(Indirect)
View
2020-03-11
Purchase
2020-03-13
6:57 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
92,836 $6.4777 $601,366 5,848,317
(Indirect)
View
2020-03-13
Purchase
2020-03-17
5:50 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
568,916 $2.5122 $1,429,223 7,833,387
(Indirect)
View
2020-03-23
Purchase
2020-03-25
5:29 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
143,214 $2.284 $327,101 7,976,601
(Indirect)
View
2020-03-27
Purchase
2020-03-31
5:40 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
53,900 $2.7833 $150,018 8,030,501
(Indirect)
View
2020-04-01
Purchase
2020-04-09
4:41 pm
Franchise Group Inc. FRG B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
516,734 $17 $8,784,477 4,622,462
(Indirect)
View
2020-04-09
Purchase
2020-04-14
6:06 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
231,598 $3.6765 $851,481 8,454,737
(Indirect)
View
2020-04-15
Purchase
2020-04-17
5:07 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
22,267 $3.5907 $79,953 8,477,004
(Indirect)
View
2020-04-20
Purchase
2020-04-22
6:03 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
61,571 $3.8701 $238,283 8,538,575
(Indirect)
View
2020-01-09
Purchase(A)
2020-04-27
6:39 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. Riley FBR Inc.
10% Owner
424,177 $10.16 $4,308,689 0
(Indirect)
View
2020-01-09
Sale(A)
2020-04-27
6:39 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. Riley FBR Inc.
10% Owner
474,177 $10.14 $4,808,547 0
(Indirect)
View
2020-01-15
Purchase(A)
2020-04-27
6:40 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. Riley FBR Inc.
10% Owner
235,000 $10.19 $2,394,650 0
(Indirect)
View
2020-01-15
Sale(A)
2020-04-27
6:40 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. Riley FBR Inc.
10% Owner
185,000 $10.18 $1,883,300 0
(Indirect)
View
2020-02-06
Purchase(A)
2020-04-27
6:43 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
193,495 $10.21 $1,974,928 4,162,420
(Indirect)
View
2020-02-06
Sale(A)
2020-04-27
6:43 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
7,325 $10.21 $74,788 4,162,420
(Indirect)
View
2020-02-25
Purchase(A)
2020-04-27
6:44 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
246,270 $9.0884 $2,238,207 5,446,539
(Indirect)
View
2020-02-28
Purchase(A)
2020-04-27
6:46 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
308,942 $8.5208 $2,632,436 5,755,481
(Indirect)
View
2020-04-24
Purchase
2020-04-28
7:44 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
9,036 $3.8 $34,337 5,989,100
(Indirect)
View
2020-04-24
Sale
2020-04-28
7:47 pm
Franchise Group Inc. FRG B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
150,000 $10 $1,500,000 0
(Indirect
Direct)
View
2020-09-04
Purchase
2020-09-08
08:50 am
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
2,040,816 $2.45 $4,999,999 4,044,702
(Indirect
Direct)
View
2020-11-04
Purchase
2020-11-06
7:05 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,347,930 $10.1 $23,713,514 1,607,930
(Indirect)
View
2020-11-04
Sale
2020-11-06
7:05 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
740,000 $10.25 $7,585,000 1,607,930
(Indirect)
View
2020-11-09
Purchase
2020-11-12
06:30 am
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,081,687 $10.13 $10,956,072 250,000
(Indirect)
View
2020-11-10
Purchase
2020-11-12
5:24 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,174,609 $10.16 $11,930,236 86,593
(Indirect)
View
2020-11-10
Sale
2020-11-12
5:24 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,050,000 $10.12 $20,746,000 86,593
(Indirect)
View
2020-11-13
Purchase
2020-11-17
8:14 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,200 $10.42 $22,924 88,793
(Indirect)
View
2020-11-16
Purchase(A)
2020-11-18
6:12 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,361,236 $10 $23,622,340 5,000
(Indirect
Direct)
View
2021-01-26
Sale
2021-01-27
4:32 pm
Franchise Group Inc. FRG B. Riley Financial Inc.
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
757,000 $34.95 $26,457,151 3,113,991
(Indirect
Direct)
View
2021-01-29
Purchase
2021-02-02
4:37 pm
TILE SHOP HOLDINGS Inc TTSH B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
See Remarks
7,400 $5 $37,000 2,328,900
(Indirect)
View
2021-03-25
Purchase
2021-03-26
4:11 pm
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
10,720,785 $6.04 $64,753,541 21,640,014
(Indirect
Direct)
View
2021-04-26
Sale
2021-04-28
4:16 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
940,000 $8.25 $7,755,000 2,248,511
(Indirect)
View
2021-08-19
Purchase
2021-08-23
5:01 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
854 $12.24 $10,456 1,351,307
(Indirect
Direct)
View
2021-08-24
Sale
2021-08-27
07:04 am
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
176,550 $13.62 $2,404,898 316,479
(Indirect
Direct)
View
2021-08-24
Sale(A)
2021-08-30
4:01 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
176,550 $13.62 $2,404,898 316,479
(Indirect
Direct)
View
2021-08-27
Sale
2021-08-31
4:18 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
100,970 $13.91 $1,404,420 215,509
(Indirect
Direct)
View
2021-09-01
Sale
2021-09-03
9:30 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
151,294 $13.69 $2,071,829 64,215
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
9:30 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
64,215 $13.63 $875,400 0
(Indirect
Direct)
View
2021-09-08
Purchase
2021-09-10
5:32 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
17,711 $12.8 $226,700 4,883,620
(Indirect
Direct)
View
2021-09-15
Purchase
2021-09-17
9:30 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
22,802 $12.86 $293,312 4,906,422
(Indirect
Direct)
View
2021-09-17
Sale
2021-09-21
9:30 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
38,231 $13.79 $527,168 0
(Indirect
Direct)
View
2021-10-18
Purchase
2021-10-20
9:30 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
28,689 $13.5 $387,193 4,935,111
(Indirect
Direct)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-02-06
Other
2020-04-27
6:43 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
240,608 $0 3,976,250
(Indirect)
View
2020-02-25
Purchase
2020-04-27
6:44 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
341,099 $1.1117 689,674
(Indirect)
View
2020-02-25
Purchase
2020-04-27
6:44 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
40,000 $1.2 729,674
(Indirect)
View
2020-02-25
Purchase
2020-04-27
6:44 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
297,245 $1.1 1,026,919
(Indirect)
View
2020-02-28
Purchase
2020-04-27
6:46 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
129,700 $1.2 1,156,619
(Indirect)
View
2020-02-28
Purchase
2020-04-27
6:46 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
110,600 $1.2 1,267,219
(Indirect)
View
2020-02-28
Purchase
2020-04-27
6:46 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
33,000 $1.2 1,300,219
(Indirect)
View
2020-02-28
Purchase
2020-04-27
6:46 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
33,000 $1.2 1,333,219
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
971,839 $2.2774 5,875,614
(Direct)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
144,463 $2.2774 2,003,886
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
76,069 $2.2774 1,936,958
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
2,213,265 $0 8,742,976
(Direct)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
329,000 $0 1,288,000
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
173,240 $0 703,273
(Indirect)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
1,896,821 $2.2774 9,813,251
(Direct)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
282,778 $2.2774 2,286,664
(Indirect)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
154,403 $2.2774 2,091,361
(Indirect)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
4,319,822 $0 4,423,155
(Direct)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
644,000 $0 644,000
(Indirect)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
351,637 $0 351,637
(Indirect)
View
2020-11-09
Other
2020-11-12
06:30 am
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,527,633 $0 80,297
(Indirect)
View
2020-11-16
Other
2020-11-18
6:12 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
3,221,250 $0 3,871,250
(Indirect)
View
2020-11-16
Other
2020-11-18
6:12 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,073,750 $0 3,221,250
(Indirect)
View
2020-11-16
Other
2020-11-18
6:12 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
3,221,250 $0 0
(Indirect)
View
2020-11-16
Other
2020-11-18
6:12 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
325,000 $0 325,000
(Indirect)
View
2020-11-16
Other
2020-11-18
6:12 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
25,000 $0 25,000
(Indirect)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
1,105,978 $2.2774 10,919,229
(Direct)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
1,118,995 $2.2774 3,405,659
(Indirect)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
154,403 $2.2774 2,245,764
(Indirect)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
2,518,755 $0 0
(Direct)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
2,548,400 $0 0
(Indirect)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
351,637 $0 0
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
132,826 $0 4,811,666
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
180,976 $0 1,350,453
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
54,243 $0 54,243
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
505,045 $0 0
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
688,125 $0 0
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
206,250 $0 0
(Indirect)
View
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