Insider Holders & Insider Ownership - B RILEY FINL INC DEP SHS REP 1 (RILYP)

List of insiders holdings for B RILEY FINL INC DEP SHS REP 1:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
#Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
1ELLIOTT INTERNATIONAL L.P.
10% Owner		2014-05-21 19:07:2429,985,400
0		29,985,400Form 4
2RILEY BRYANT R
Chairman and Co-CEO
10% Owner		2025-06-04 17:00:056,786,787
199,069		6,985,856Form 4
3Yellen Harvey M
Vice Chairman and President
10% Owner		2010-06-16 12:18:345,280,000
0		5,280,000Form 3
4DJ Fund Investments LLC - Series E
ASHER DANIEL
Goldman Fred
LaRocque Michael
10% Owner		2023-02-09 16:13:572,471,905
0		2,471,905Form 13D
5ASHER DANIEL
10% Owner		2022-05-27 16:01:430
1,976,093		1,976,093Form 4/A
6Middleton International Ltd
10% Owner		2014-07-25 17:26:061,499,270
0		1,499,270Form 3
7ELLIOTT ASSOCIATES L.P.
10% Owner		2019-11-27 17:08:591,499,270
0		1,499,270Form 13D
8Nokomis Capital L.L.C.
Hendrickson Brett
10% Owner		2020-02-14 14:54:141,339,374
0		1,339,374Form 13G
9KELLEHER THOMAS J
Co-CEO		2025-06-04 17:00:0692,981
952,221		1,045,202Form 4
10Carpenter Scott K
EVP, Retail Services		2014-05-21 19:56:221,000,136
0		1,000,136Form 4
11LEVITT MICHAEL J
Director		2013-02-12 14:52:04346,519
590,981		937,500Form 5
12Liverpool Limited Partnership
10% Owner		2014-07-25 17:26:32807,180
0		807,180Form 3
13ANTIN ROBERT L
Director		2023-11-14 08:00:0680,495
400,000		480,495Form 4
14Moore Andrew
CEO B. Riley Securities, Inc.		2025-06-04 17:00:11324,420
0		324,420Form 4
15PAULSON RANDALL E
Director		2023-11-17 11:33:35318,979
0		318,979Form 4
16Ahn Phillip J.
CFO & Chief Operating Officer		2025-06-04 17:00:14285,122
0		285,122Form 4
17Wunderlich Gary Kent JR
Director		2018-07-06 16:30:35241,213
15,687		256,900Form 4
18Young Kenneth M
President		2024-06-04 16:30:08224,726
32,085		256,811Form 4
19HENDRIX RICHARD J
Director		2017-07-06 20:10:08236,862
0		236,862Form 4
20Erickson Paul
EVP and CFO		2011-08-25 16:15:31191,653
0		191,653Form 4
21Klein Mark D
Director		2013-02-12 14:52:31184,880
0		184,880Form 5
22D Agostino Robert P
Director		2023-11-17 11:34:16160,570
0		160,570Form 4
23Forman Alan N
EVP, General Counsel, Sec		2025-06-04 17:00:04141,568
0		141,568Form 4
24Pabst Thomas E
Chief Operating Officer		2010-08-04 21:31:54109,195
0		109,195Form 4
25Weitz Mark
Pres. Whlse. & Industrial Svcs		2010-08-04 21:32:46104,715
0		104,715Form 4
26Yessner Scott
Executive VP and CFO		2025-06-05 17:01:07100,000
0		100,000Form 4
27Friedman Lester M
Managing Director, GAAV, LLC
Director		2010-08-04 21:33:3689,021
0		89,021Form 4
28WEITZMAN HOWARD
SVP, Chief Accounting Officer		2025-06-04 17:00:0958,571
7,500		66,071Form 4
29Williams Mikel H
Director		2022-10-19 16:00:1565,698
0		65,698Form 4
30Sheldon Michael Joseph
Director		2023-05-25 17:02:1356,677
0		56,677Form 4
31Gumaer Andrew
CEO of Great American Grp, LLC		2019-07-16 18:08:5450,000
0		50,000Form 4
32Todaro Richard L
Director		2017-08-22 18:00:5722,775
0		22,775Form 4
33HART MATTHEW J
Director		2015-05-12 16:28:0719,474
0		19,474Form 4
34HILTON HUGH G
Director		2015-05-12 16:26:3416,953
2,021		18,974Form 4
35Sims Todd D.
Director		2020-09-15 16:18:2815,163
0		15,163Form 4
36Walters Marian
Director		2023-05-25 17:03:074,561
5,701		10,262Form 4
37Labran Renee E
Director		2024-02-06 17:00:086,733
0		6,733Form 5
38Brandt Tamara Sue
Director		2023-11-13 08:00:096,195
0		6,195Form 4
39Alternative Asset Management Acquisition Corp.
10% Owner		2009-07-17 21:18:33100
0		100Form 3
40MILLER LLOYD I III
Former 10% Owner		2017-07-28 11:34:220
0		0Form 4
41Naughton Mark P
Senior VP & Gen. Counsel		2010-06-16 13:39:270
0		0Form 3