Insider Holders & Insider Ownership - B. Riley Financial Inc. (RILY)

List of insiders holdings for B. Riley Financial Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Holder NameReport
Date Time		Shares Owned
Directly
Indirectly		Total
Shares Owned		Filing
ELLIOTT INTERNATIONAL L.P.
10% Owner		2014-05-21 19:07:2429,985,400
0		29,985,400Form 4
RILEY BRYANT R
Chairman and Co-CEO
10% Owner		2024-03-19 16:30:306,856,180
193,309		7,049,489Form 4
Yellen Harvey M
Vice Chairman and President
10% Owner		2010-06-16 12:18:345,280,000
0		5,280,000Form 3
DJ Fund Investments LLC - Series E
ASHER DANIEL
Goldman Fred
LaRocque Michael
10% Owner		2023-02-09 16:13:572,471,905
0		2,471,905Form 13D
ASHER DANIEL
10% Owner		2022-05-27 16:01:430
1,976,093		1,976,093Form 4/A
ELLIOTT ASSOCIATES L.P.
10% Owner		2019-11-27 17:08:591,499,270
0		1,499,270Form 13D
Middleton International Ltd
10% Owner		2014-07-25 17:26:061,499,270
0		1,499,270Form 3
Nokomis Capital L.L.C.
Hendrickson Brett
10% Owner		2020-02-14 14:54:141,339,374
0		1,339,374Form 13G
KELLEHER THOMAS J
Co-CEO		2024-03-19 16:30:16172,823
941,491		1,114,314Form 4
Carpenter Scott K
EVP, Retail Services		2014-05-21 19:56:221,000,136
0		1,000,136Form 4
LEVITT MICHAEL J
Director		2013-02-12 14:52:04346,519
590,981		937,500Form 5
Liverpool Limited Partnership
10% Owner		2014-07-25 17:26:32807,180
0		807,180Form 3
ANTIN ROBERT L
Director		2023-11-14 08:00:0680,495
400,000		480,495Form 4
Moore Andrew
CEO B. Riley Securities, Inc.		2024-03-19 16:30:34359,605
0		359,605Form 4
PAULSON RANDALL E
Director		2023-11-17 11:33:35318,979
0		318,979Form 4
Ahn Phillip J.
CFO & Chief Operating Officer		2024-03-19 16:30:25318,331
0		318,331Form 4
Young Kenneth M
President		2024-03-19 16:30:34229,521
32,085		261,606Form 4
Wunderlich Gary Kent JR
Director		2018-07-06 16:30:35241,213
15,687		256,900Form 4
HENDRIX RICHARD J
Director		2017-07-06 20:10:08236,862
0		236,862Form 4
Erickson Paul
EVP and CFO		2011-08-25 16:15:31191,653
0		191,653Form 4
Klein Mark D
Director		2013-02-12 14:52:31184,880
0		184,880Form 5
D Agostino Robert P
Director		2023-11-17 11:34:16160,570
0		160,570Form 4
Forman Alan N
EVP, General Counsel, Sec		2024-03-06 18:54:05154,305
0		154,305Form 4
Pabst Thomas E
Chief Operating Officer		2010-08-04 21:31:54109,195
0		109,195Form 4
Weitz Mark
Pres. Whlse. & Industrial Svcs		2010-08-04 21:32:46104,715
0		104,715Form 4
Friedman Lester M
Managing Director, GAAV, LLC
Director		2010-08-04 21:33:3689,021
0		89,021Form 4
WEITZMAN HOWARD
SVP, Chief Accounting Officer		2024-03-19 16:30:2569,675
7500		77,175Form 4
Williams Mikel H
Director		2022-10-19 16:00:1565,698
0		65,698Form 4
Sheldon Michael Joseph
Director		2023-05-25 17:02:1356,677
0		56,677Form 4
Gumaer Andrew
CEO of Great American Grp, LLC		2019-07-16 18:08:5450,000
0		50,000Form 4
Todaro Richard L
Director		2017-08-22 18:00:5722,775
0		22,775Form 4
HART MATTHEW J
Director		2015-05-12 16:28:0719,474
0		19,474Form 4
HILTON HUGH G
Director		2015-05-12 16:26:3416,953
2021		18,974Form 4
Sims Todd D.
Director		2020-09-15 16:18:2815,163
0		15,163Form 4
Walters Marian
Director		2023-05-25 17:03:074561
5701		10,262Form 4
Labran Renee E
Director		2024-02-06 17:00:086733
0		6733Form 5
Brandt Tamara Sue
Director		2023-11-13 08:00:096195
0		6195Form 4
Alternative Asset Management Acquisition Corp.
10% Owner		2009-07-17 21:18:33100
0		100Form 3
MILLER LLOYD I III
Former 10% Owner		2017-07-28 11:34:220
0		0Form 4
Naughton Mark P
Senior VP & Gen. Counsel		2010-06-16 13:39:270
0		0Form 3