Insider Trading - ASHER DANIEL
Real time insider trading transaction history:
- Insiders must file a Form 4 covering their trades within two business days.
- Section 16 prohibits insiders from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2018-11-19 Sale | 2018-11-21 3:34 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 2,688 | $14.7 | $39,519 | 1,278,260 (Indirect) | View |
| 2018-11-26 Sale | 2018-11-28 4:39 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 1,200 | $14.75 | $17,695 | 1,277,060 (Indirect) | View |
| 2018-11-28 Sale | 2018-12-04 3:20 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 100 | $14.7 | $1,470 | 1,276,960 (Indirect) | View |
| 2018-12-13 Sale | 2018-12-14 5:02 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 200 | $14.55 | $2,910 | 1,276,760 (Indirect) | View |
| 2018-12-17 Sale | 2018-12-19 5:11 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 800 | $14.29 | $11,435 | 975,960 (Indirect) | View |
| 2018-12-20 Sale | 2018-12-26 11:17 am | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 1,641 | $14.44 | $23,693 | 974,319 (Indirect) | View |
| 2018-12-31 Sale | 2019-01-03 4:42 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 2,600 | $14.21 | $36,949 | 1,271,719 (Indirect) | View |
| 2019-01-03 Sale | 2019-01-04 4:54 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 400 | $14.14 | $5,658 | 1,271,319 (Indirect) | View |
| 2019-01-07 Sale | 2019-01-08 5:18 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 100 | $14.15 | $1,415 | 1,271,219 (Indirect) | View |
| 2019-01-14 Purchase | 2019-01-17 4:25 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 15,039 | $3.233 | $48,621 | 1,577,861 (Direct) | View |
| 2019-01-14 Sale | 2019-01-17 4:25 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 200 | $3.27 | $654 | 1,577,861 (Direct) | View |
| 2019-01-18 Purchase | 2019-01-22 4:23 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 3,421 | $3.25 | $11,118 | 1,581,282 (Direct) | View |
| 2019-01-24 Purchase | 2019-01-25 4:49 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 1,800 | $3.0967 | $5,574 | 1,583,261 (Direct) | View |
| 2019-01-28 Purchase | 2019-01-29 5:04 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 1,412 | $3.1071 | $4,387 | 1,584,494 (Direct) | View |
| 2019-01-29 Purchase | 2019-01-30 4:41 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 200 | $3.11 | $622 | 1,584,694 (Direct) | View |
| 2019-01-30 Purchase | 2019-02-06 4:19 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 2,180 | $3.1561 | $6,880 | 1,586,874 (Direct) | View |
| 2019-02-01 Purchase | 2019-02-14 6:25 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 878,932 | $3.25 | $2,856,509 | 2,464,806 (Indirect) | View |
| 2019-06-13 Sale | 2019-06-17 4:02 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 400 | $14.2 | $5,680 | 1,270,819 (Indirect) | View |
| 2019-06-18 Sale | 2019-06-19 4:49 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 200 | $14.15 | $2,830 | 1,270,619 (Indirect) | View |
| 2019-02-19 Sale | 2019-06-20 5:04 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 2,886 | $14.15 | $40,837 | 1,267,733 (Indirect) | View |
| 2019-06-21 Sale | 2019-06-25 3:44 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 1,580 | $14.19 | $22,421 | 1,266,153 (Indirect) | View |
| 2020-05-04 Purchase | 2020-05-05 3:08 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 21,600 | $1.75 | $37,800 | 2,486,406 (Indirect) | View |
| 2020-05-05 Purchase | 2020-05-06 4:41 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 77,911 | $1.8046 | $140,598 | 2,564,317 (Indirect) | View |
| 2019-06-13 Sale(A) | 2020-06-17 5:58 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 400 | $14.2 | $5,680 | 741,143 (Indirect) | View |
| 2019-06-18 Sale(A) | 2020-06-17 6:00 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 200 | $14.15 | $2,830 | 2,404,298 (Indirect) | View |
| 2019-06-19 Sale(A) | 2020-06-17 6:04 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 2,886 | $14.15 | $40,837 | 2,401,412 (Indirect) | View |
| 2019-06-21 Sale(A) | 2020-06-17 6:13 pm | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 1,580 | $14.19 | $22,421 | 2,399,832 (Indirect) | View |
| 2020-06-19 Sale | 2020-06-23 3:24 pm | Angel Oak Financial Strategies Income Term Trust | FINS | ASHER DANIEL 10% Owner | 559 | $17.11 | $9,564 | 1,557,156 (Indirect) | View |
| 2020-06-19 Purchase | 2020-06-23 3:41 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 8,307 | $2.0365 | $16,917 | 2,592,724 (Indirect) | View |
| 2020-06-30 Sale | 2020-07-02 5:01 pm | Angel Oak Financial Strategies Income Term Trust | FINS | ASHER DANIEL 10% Owner | 1,753 | $16.93 | $29,679 | 1,555,403 (Indirect) | View |
| 2020-06-29 Purchase | 2020-07-02 5:14 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 365 | $2 | $730 | 2,593,089 (Indirect) | View |
| 2020-08-27 Purchase | 2020-08-31 4:47 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 58,219 | $2.288 | $133,206 | 2,651,308 (Indirect) | View |
| 2020-09-01 Purchase | 2020-09-03 4:49 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 3,312 | $2.1945 | $7,268 | 2,654,620 (Indirect) | View |
| 2020-09-04 Purchase | 2020-09-09 11:13 am | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 1,830 | $2.2 | $4,026 | 2,656,450 (Indirect) | View |
| 2020-11-13 Purchase | 2020-11-17 4:36 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 194,051 | $2.5465 | $494,147 | 2,850,501 (Indirect) | View |
| 2020-11-17 Purchase | 2020-11-19 4:38 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 20,769 | $2.6905 | $55,879 | 2,871,270 (Indirect) | View |
| 2020-12-08 Purchase | 2020-12-10 4:23 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 136,854 | $2.6335 | $360,406 | 3,007,762 (Indirect) | View |
| 2020-12-16 Purchase | 2020-12-18 4:44 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 1,621 | $2.6994 | $4,376 | 3,009,383 (Indirect) | View |
| 2020-12-24 Purchase | 2020-12-29 4:45 pm | NATIONAL HOLDINGS CORP | NHLD | ASHER DANIEL 10% Owner | 18,458 | $2.6872 | $49,599 | 3,027,841 (Indirect) | View |
| 2021-02-11 Sale | 2021-02-12 4:34 pm | Angel Oak Financial Strategies Income Term Trust | FINS | ASHER DANIEL 10% Owner | 50,000 | $17.45 | $872,500 | 1,505,403 (Indirect) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2020-06-09 Other | 2020-06-12 10:23 am | N/A N/A | Angel Oak Financial Strategies Income Term Trust | FINS | ASHER DANIEL 10% Owner | 1,552,715 | $0 | 1,570,967 (Indirect) | View |
| 2019-06-13(A) Gift | 2020-06-17 5:58 pm | N/A N/A | Vivaldi Opportunities Fund | VAM | ASHER DANIEL 10% Owner | 1,133,679 | $0 | 741,143 (Indirect) | View |