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Insider Trading - B. RILEY CAPITAL MANAGEMENT LLC

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for B. RILEY CAPITAL MANAGEMENT LLC
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2019-01-18
Purchase
2019-01-23
6:20 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
130,393 $1.8005 $234,778 3,627,662
(Indirect)
View
2019-04-11
Sale
2019-04-15
6:11 pm
Ranger Energy Services Inc. RNGR B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
4,914 $8.2917 $40,746 189,546
(Indirect)
View
2019-04-18
Sale
2019-04-23
5:41 pm
Ranger Energy Services Inc. RNGR B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
8,772 $7.5464 $66,197 180,774
(Indirect)
View
2019-04-25
Sale
2019-04-29
7:39 pm
Ranger Energy Services Inc. RNGR B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
22,100 $7.4957 $165,655 158,674
(Indirect)
View
2019-05-01
Sale
2019-05-03
6:05 pm
Ranger Energy Services Inc. RNGR B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
Former 10% Owner
21,197 $7.7673 $164,644 137,477
(Indirect)
View
2019-10-23
Purchase
2019-10-25
4:06 pm
Franchise Group Inc. FRGA B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
1,000,000 $12 $12,000,000 1,475,375
(Indirect)
View
2019-10-30
Purchase
2019-11-01
8:33 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. Riley FBR Inc.
Young Kenneth M
RILEY BRYANT R
Director
10% Owner
25,500 $2.7001 $68,852 0
(Indirect)
View
2019-10-30
Sale
2019-11-01
8:33 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. Riley FBR Inc.
Young Kenneth M
RILEY BRYANT R
Director
10% Owner
25,500 $2.7321 $69,668 0
(Indirect)
View
2019-12-03
Purchase
2019-12-05
5:17 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
969,900 $0 $0 969,900
(Direct)
View
2020-01-24
Purchase
2020-01-28
7:28 pm
B. Riley Principal Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
132,275 $10.2 $1,348,799 4,132,725
(Indirect)
View
2020-01-29
Purchase
2020-01-31
4:54 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
969,900 $0 $0 4,597,562
(Indirect
Direct)
View
2020-01-29
Sale
2020-01-31
4:54 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
969,900 $0 $0 4,597,562
(Indirect
Direct)
View
2020-02-03
Purchase
2020-02-05
5:39 pm
B. Riley Principal Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
108,333 $10.21 $1,106,578 4,241,058
(Indirect)
View
2020-02-06
Purchase
2020-02-10
5:36 pm
B. Riley Principal Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
361,352 $10.21 $3,688,077 4,162,420
(Indirect)
View
2020-02-06
Sale
2020-02-10
5:36 pm
B. Riley Principal Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
175,182 $10.21 $1,787,937 4,162,420
(Indirect)
View
2020-02-12
Purchase
2020-02-14
5:46 pm
ALTA EQUIPMENT GROUP Inc BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
13,828 $10.32 $142,681 4,176,248
(Indirect)
View
2020-02-14
Purchase
2020-02-19
9:16 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
3,285,000 $0 $0 7,107,829
(Indirect)
View
2020-02-14
Sale
2020-02-19
9:16 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
370,000 $0 $0 7,107,829
(Indirect)
View
2020-02-20
Purchase
2020-02-24
7:19 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
208,229 $10.03 $2,089,371 5,200,269
(Indirect)
View
2020-02-25
Purchase
2020-02-27
8:07 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
246,270 $9.0884 $2,238,207 5,446,539
(Indirect)
View
2020-02-26
Purchase
2020-02-28
5:38 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
58,700 $4.889 $286,984 4,656,262
(Indirect)
View
2020-02-28
Purchase
2020-03-03
8:04 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
308,942 $8.5208 $2,632,436 5,755,481
(Indirect)
View
2020-03-09
Purchase
2020-03-11
7:50 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
1,114,408 $3.4769 $3,874,645 5,216,824
(Indirect)
View
2020-03-11
Purchase
2020-03-13
6:57 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
92,836 $6.4777 $601,366 5,848,317
(Indirect)
View
2020-03-13
Purchase
2020-03-17
5:50 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
568,916 $2.5122 $1,429,223 7,833,387
(Indirect)
View
2020-03-23
Purchase
2020-03-25
5:29 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
143,214 $2.284 $327,101 7,976,601
(Indirect)
View
2020-03-27
Purchase
2020-03-31
5:40 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
53,900 $2.7833 $150,018 8,030,501
(Indirect)
View
2020-04-06
Purchase
2020-04-08
4:59 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY FBR Inc
10% Owner
192,638 $2.8374 $546,584 8,223,139
(Indirect)
View
2020-04-01
Purchase
2020-04-09
4:41 pm
Franchise Group Inc. FRG B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
516,734 $17 $8,784,477 4,622,462
(Indirect)
View
2020-04-09
Purchase
2020-04-14
6:06 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
231,598 $3.6765 $851,481 8,454,737
(Indirect)
View
2020-04-15
Purchase
2020-04-17
5:07 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
22,267 $3.5907 $79,953 8,477,004
(Indirect)
View
2020-04-20
Purchase
2020-04-22
6:03 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
61,571 $3.8701 $238,283 8,538,575
(Indirect)
View
2020-02-06
Purchase(A)
2020-04-27
6:43 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
193,495 $10.21 $1,974,928 4,162,420
(Indirect)
View
2020-02-06
Sale(A)
2020-04-27
6:43 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
7,325 $10.21 $74,788 4,162,420
(Indirect)
View
2020-02-25
Purchase(A)
2020-04-27
6:44 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
246,270 $9.0884 $2,238,207 5,446,539
(Indirect)
View
2020-02-28
Purchase(A)
2020-04-27
6:46 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
308,942 $8.5208 $2,632,436 5,755,481
(Indirect)
View
2020-04-24
Purchase
2020-04-28
7:44 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
9,036 $3.8 $34,337 5,989,100
(Indirect)
View
2020-04-24
Sale
2020-04-28
7:47 pm
Franchise Group Inc. FRG B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
150,000 $10 $1,500,000 0
(Indirect
Direct)
View
2020-05-20
Purchase(A)
2020-06-05
8:30 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
10% Owner
50,000 $9.985 $499,249 50,000
(Indirect)
View
2020-06-10
Purchase
2020-06-12
1:05 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
RILEY BRYANT R
Director
10% Owner
91,301 $4.0122 $366,318 11,916
(Indirect
Direct)
View
2020-06-04
Purchase
2020-06-29
7:27 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
1,966,667 $0.75 $1,475,000 146,666
(Indirect
Direct)
View
2020-06-26
Purchase
2020-06-30
4:14 pm
Franchise Group Inc. FRG B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
10% Owner
75,000 $22.65 $1,698,435 676,471
(Indirect
Direct)
View
2020-08-21
Purchase
2020-08-24
6:51 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
RILEY BRYANT R
Director
10% Owner
102,264 $5.8333 $596,542 485,543
(Indirect
Direct)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2019-10-30
Other
2019-11-01
8:33 pm
2018-04-09
2019-10-23
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. Riley FBR Inc.
Young Kenneth M
RILEY BRYANT R
Director
10% Owner
366,426 $8.87 0
(Indirect)
View
2020-02-06
Other
2020-02-10
5:36 pm
N/A
N/A
B. Riley Principal Merger Corp. BRPM B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
240,608 $0 4,162,420
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
36,054 $0 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
19,473 $0 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
178,947 $0 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
1,470,855 $0 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
279,592 $0 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
186,395 $0 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
256,875 $11.5 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
138,750 $11.5 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
1,250,000 $11.5 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
1,250,000 $11.5 7,107,829
(Indirect)
View
2020-02-14
Other
2020-02-19
9:16 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
25,000 $11.5 7,107,829
(Indirect)
View
2020-02-25
Purchase
2020-02-27
8:07 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
341,099 $1.1117 5,446,539
(Indirect)
View
2020-02-25
Purchase
2020-02-27
8:07 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
80,000 $1.2 5,446,539
(Indirect)
View
2020-02-25
Purchase
2020-02-27
8:07 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
297,245 $1.1 5,446,539
(Indirect)
View
2020-02-25
Sale
2020-02-27
8:07 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
40,000 $1.2 5,446,539
(Indirect)
View
2020-02-28
Purchase
2020-03-03
8:04 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
129,700 $1.2 5,755,481
(Indirect)
View
2020-02-28
Purchase
2020-03-03
8:04 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
218,100 $1.2 5,755,481
(Indirect)
View
2020-02-28
Sale
2020-03-03
8:04 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
107,500 $1.2 5,755,481
(Indirect)
View
2020-02-28
Purchase
2020-03-03
8:04 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
33,000 $1.2 5,755,481
(Indirect)
View
2020-02-28
Purchase
2020-03-03
8:04 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
33,000 $1.2 5,755,481
(Indirect)
View
2020-03-06
Purchase
2020-03-10
5:30 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
66,201 $1.2 1,399,420
(Indirect)
View
2020-02-06
Other
2020-04-27
6:43 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
10% Owner
240,608 $0 4,162,420
(Indirect)
View
2020-02-25
Purchase
2020-04-27
6:44 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
341,099 $1.1117 5,446,539
(Indirect)
View
2020-02-25
Purchase
2020-04-27
6:44 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
40,000 $1.2 5,446,539
(Indirect)
View
2020-02-25
Purchase
2020-04-27
6:44 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
297,245 $1.1 5,446,539
(Indirect)
View
2020-02-28
Purchase
2020-04-27
6:46 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
129,700 $1.2 5,755,481
(Indirect)
View
2020-02-28
Purchase
2020-04-27
6:46 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
110,600 $1.2 5,755,481
(Indirect)
View
2020-02-28
Purchase
2020-04-27
6:46 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
33,000 $1.2 5,755,481
(Indirect)
View
2020-02-28
Purchase
2020-04-27
6:46 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
33,000 $1.2 5,755,481
(Indirect)
View
2020-05-20
Other
2020-06-05
8:30 pm
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
10% Owner
650,000 $10 50,000
(Indirect)
View
2020-05-20
Other
2020-06-05
8:30 pm
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
10% Owner
656,250 $0 50,000
(Indirect)
View
2020-06-04
Exercise
2020-06-29
7:27 pm
N/A
N/A
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
3,560,167 $0.75 146,666
(Indirect)
View
2020-06-04
Exercise
2020-06-29
7:27 pm
N/A
N/A
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
4,666,667 $0.75 146,666
(Indirect)
View
2020-06-04
Sale
2020-06-29
7:27 pm
2018-04-09
2022-09-21
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
3,500,000 $8.87 146,666
(Indirect)
View
2020-06-04
Purchase
2020-06-29
7:27 pm
2018-04-09
2022-09-21
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
3,500,000 $8.87 146,666
(Indirect)
View
2020-06-04
Exercise
2020-06-29
7:27 pm
2020-06-09
2022-09-21
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
3,500,000 $0.75 146,666
(Indirect)
View
2020-06-04
Exercise
2020-06-29
7:27 pm
2020-06-09
2022-09-21
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
2,670,126 $0.75 146,666
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
971,839 $2.2774 703,273
(Direct)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
144,463 $2.2774 703,273
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
76,069 $2.2774 703,273
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
2,213,265 $2.2774 703,273
(Direct)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
329,000 $2.2774 703,273
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
173,240 $2.2774 703,273
(Indirect)
View
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