Insider Trading - B. RILEY CAPITAL MANAGEMENT LLC

Real time insider trading transaction history:

  1. Insiders must file a Form 4 covering their trades within two business days.
  2. Section 16 prohibits insiders from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period:
Insider Trading Transactions for B. RILEY CAPITAL MANAGEMENT LLC
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2020-02-25
Purchase(A)
2020-04-27
6:44 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
246,270 $9.0884 $2,238,207 7,892,806
(Indirect)
View
2020-02-28
Purchase(A)
2020-04-27
6:46 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley FBR Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
10% Owner
308,942 $8.5208 $2,632,436 10,812,757
(Indirect)
View
2020-04-24
Purchase
2020-04-28
7:44 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
10% Owner
9,036 $3.8 $34,337 8,547,611
(Indirect)
View
2020-04-24
Sale
2020-04-28
7:47 pm
Franchise Group Inc. FRG B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
Dialectic Antithesis Partners LP
BR Dialectic Capital Management LLC
10% Owner
150,000 $10 $1,500,000 4,472,462
(Indirect
Direct)
View
2020-05-20
Purchase(A)
2020-06-05
8:30 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
10% Owner
50,000 $9.985 $499,249 5,595,000
(Indirect)
View
2020-06-10
Purchase
2020-06-12
1:05 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
RILEY BRYANT R
Director
10% Owner
91,301 $4.0122 $366,318 3,157,652
(Indirect
Direct)
View
2020-06-04
Purchase
2020-06-29
7:27 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
1,966,667 $0.75 $1,475,000 18,010,799
(Indirect
Direct)
View
2020-06-26
Purchase
2020-06-30
4:14 pm
Franchise Group Inc. FRG B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
10% Owner
75,000 $22.65 $1,698,435 4,547,462
(Indirect
Direct)
View
2020-08-21
Purchase
2020-08-24
6:51 pm
Select Interior Concepts Inc. SIC B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
RILEY BRYANT R
Director
10% Owner
102,264 $5.8333 $596,542 3,259,916
(Indirect
Direct)
View
2020-11-04
Purchase
2020-11-06
7:05 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,347,930 $10.1 $23,713,515 2,307,930
(Indirect)
View
2020-11-04
Sale
2020-11-06
7:05 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
740,000 $10.25 $7,585,000 2,307,930
(Indirect)
View
2020-11-09
Purchase
2020-11-12
06:30 am
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,081,687 $10.13 $10,956,072 2,427,633
(Indirect)
View
2020-11-10
Purchase
2020-11-12
5:24 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,174,609 $10.16 $11,930,235 986,593
(Indirect)
View
2020-11-10
Sale
2020-11-12
5:24 pm
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,050,000 $10.12 $20,746,000 986,593
(Indirect)
View
2020-11-13
Purchase
2020-11-17
8:14 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,200 $10.42 $22,924 988,793
(Indirect)
View
2020-11-16
Purchase(A)
2020-11-18
6:12 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2,361,236 $10 $23,622,340 6,817,500
(Indirect
Direct)
View
2021-01-29
Purchase
2021-02-02
4:37 pm
TILE SHOP HOLDINGS Inc TTSH B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
See Remarks
7,400 $5 $37,000 4,367,545
(Indirect)
View
2021-03-11
Sale
2021-03-15
6:58 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
1,846,860 $1.0425 $1,925,300 4,729,203
(Indirect
Direct)
View
2021-03-16
Sale
2021-03-18
6:36 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
22,596 $0.98851 $22,336 10,463,879
(Indirect
Direct)
View
2021-03-25
Purchase
2021-03-26
4:11 pm
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
10,720,785 $6.04 $64,753,541 27,636,838
(Indirect
Direct)
View
2021-04-26
Sale
2021-04-28
4:16 pm
QUANTUM CORP QMCO B. Riley Financial Inc.
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
940,000 $8.25 $7,755,000 2,289,307
(Indirect)
View
2021-05-20
Purchase
2021-05-24
4:02 pm
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
2,857,143 $0.7 $2,000,000 79,055,072
(Indirect)
View
2021-08-19
Purchase
2021-08-23
5:01 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
854 $12.24 $10,456 6,428,390
(Indirect
Direct)
View
2021-08-23
Sale
2021-08-25
5:31 pm
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
2,836,560 $0.40959 $1,161,817 7,700,228
(Indirect)
View
2021-08-24
Sale
2021-08-27
07:04 am
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
176,550 $13.62 $2,404,898 6,744,729
(Indirect
Direct)
View
2021-08-24
Sale(A)
2021-08-30
4:01 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
176,550 $13.62 $2,404,898 6,744,729
(Indirect
Direct)
View
2021-08-27
Sale
2021-08-31
4:18 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
100,970 $13.91 $1,404,420 6,643,759
(Indirect
Direct)
View
2021-09-01
Sale
2021-09-03
9:30 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
151,294 $13.69 $2,071,829 6,492,465
(Indirect
Direct)
View
2021-09-07
Sale
2021-09-09
9:30 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
64,215 $13.63 $875,400 6,428,250
(Indirect
Direct)
View
2021-09-08
Purchase
2021-09-10
5:32 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
17,711 $12.8 $226,700 6,446,101
(Indirect
Direct)
View
2021-09-15
Purchase
2021-09-17
9:30 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
22,802 $12.86 $293,312 6,468,903
(Indirect
Direct)
View
2021-09-17
Sale
2021-09-21
9:30 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
38,231 $13.79 $527,168 6,390,019
(Indirect
Direct)
View
2021-09-27
Sale
2021-09-29
9:30 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
RILEY BRYANT R
10% Owner
133,301 $14.13 $1,882,990 6,256,718
(Indirect
Direct)
View
2021-09-30
Sale
2021-10-04
9:30 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
RILEY BRYANT R
10% Owner
131,886 $14.19 $1,871,367 6,124,832
(Indirect
Direct)
View
2021-10-14
Sale
2021-10-18
9:30 pm
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
BRF Investments LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
RILEY BRYANT R
10% Owner
7,121 $12.85 $91,505 6,117,711
(Indirect
Direct)
View
2021-10-18
Purchase
2021-10-20
9:30 pm
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
28,689 $13.5 $387,193 6,497,592
(Indirect
Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2020-05-20(A)
Other
2020-06-05
8:30 pm
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
10% Owner
656,250 $0 5,595,000
(Indirect)
View
2020-05-20(A)
Other
2020-06-05
8:30 pm
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
10% Owner
650,000 $10 5,595,000
(Indirect)
View
2020-06-04
Exercise
2020-06-29
7:27 pm
N/A
N/A
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
8,226,834 $0.75 18,010,799
(Indirect)
View
2020-06-04
Exercise
2020-06-29
7:27 pm
2020-06-09
2022-09-21
SONIM TECHNOLOGIES INC SONM B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
Director
10% Owner
6,170,126 $0 18,010,799
(Indirect)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
2,715,506 $0 18,892,222
(Direct)
View
2020-06-30
Exercise
2020-07-02
4:05 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley FBR Inc.
RILEY BRYANT R
Director
10% Owner
1,192,371 $2.2774 18,892,222
(Direct)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
5,315,458 $0 17,668,804
(Direct)
View
2020-09-30
Exercise
2020-10-02
08:50 am
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
2,334,002 $2.2774 17,668,804
(Direct)
View
2020-11-09
Other
2020-11-12
06:30 am
N/A
N/A
B. Riley Principal Merger Corp. II BMRG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
1,527,633 $0 2,427,633
(Indirect)
View
2020-11-16(A)
Other
2020-11-18
6:12 pm
N/A
N/A
Eos Energy Enterprises Inc. EOSE B. Riley Financial Inc.
B. Riley Principal Sponsor Co. II LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
4,645,000 $0 6,817,500
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
8,768,707 $0.4 11,525,079
(Indirect)
View
2020-12-18
Other
2021-01-04
9:14 pm
2020-12-31
2020-12-31
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
3,107,579 $0 11,525,079
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
23,565,714 $0.7 11,525,079
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
43,856,438 $0.33 11,525,079
(Indirect)
View
2020-12-18
Conversion
2021-01-04
9:14 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
14,632,971 $0 11,525,079
(Indirect)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
5,418,791 $0 13,510,394
(Direct)
View
2020-12-31
Exercise
2021-01-26
5:33 pm
N/A
N/A
Babcock & Wilcox Enterprises Inc. BW B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. Riley Securities Inc.
RILEY BRYANT R
Director
10% Owner
2,379,376 $2.2774 13,510,394
(Direct)
View
2020-12-18(A)
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
351,207 $0.4 7,612,089
(Indirect)
View
2020-12-18(A)
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
23,572,784 $0.7 7,612,089
(Indirect)
View
2020-12-18(A)
Conversion
2021-02-02
4:40 pm
N/A
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
43,856,438 $0.33 7,612,089
(Indirect)
View
2020-12-18(A)
Conversion
2021-02-02
4:40 pm
2020-12-18
N/A
theMaven Inc. MVEN B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY PRINCIPAL INVESTMENTS LLC
BRF Finance Co. LLC
RILEY BRYANT R
10% Owner
16,496 $0 7,612,089
(Indirect)
View
2021-04-12
Conversion
2021-04-12
9:34 pm
N/A
N/A
ALTA EQUIPMENT GROUP Inc ALTG B. Riley Financial Inc.
B. Riley Principal Sponsor Co. LLC
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
B. RILEY PRINCIPAL INVESTMENTS LLC
RILEY BRYANT R
10% Owner
1,767,465 $0 265,417
(Indirect)
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(A) Indicate amendment filing.
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