Sec Form 4 Filing - B. Riley Financial, Inc. @ Eos Energy Enterprises, Inc. - 2021-08-27

Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security.

Form 4: Statement of changes in beneficial ownership, filed before the end of the 2nd business day following the day on which a transaction resulting in a change in beneficial ownership.

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
B. Riley Financial, Inc.
2. Issuer Name and Ticker or Trading Symbol
Eos Energy Enterprises, Inc. [ EOSE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
11100 SANTA MONICA BLVD SUITE 800
3. Date of Earliest Transaction (MM/DD/YY)
08/27/2021
(Street)
LOS ANGELES, CA90025
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/27/2021 S 100,000 D $ 13.9081 216,479 I By BRC Partners Opportunity Fund, LP ( 1 ) ( 2 )
Class A Common Stock 08/30/2021 S 970 D $ 14.0312 215,509 I By BRC Partners Opportunity Fund, LP ( 1 ) ( 2 )
Class A Common Stock 3,871,250 I By B. Riley Principal Sponsor Co. II, LLC ( 1 ) ( 2 )
Class A Common Stock 2,167,000 I By BRF Investments, LLC ( 1 ) ( 2 ) ( 3 )
Class A Common Stock 20,000 D ( 4 )
Class A Common Stock 5,000 I By Bryant R. Riley, as UTMA custodian for Charlie Riley ( 1 ) ( 2 )
Class A Common Stock 5,000 I By Bryant R. Riley, as UTMA custodian for Susan Riley ( 1 ) ( 2 )
Class A Common Stock 5,000 I By Bryant R. Riley, as UTMA custodian for Abigail Riley ( 1 ) ( 2 )
Class A Common Stock 5,000 I By Bryant R. Riley, as UTMA custodian for Eloise Riley ( 1 ) ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants (right to buy) $ 11.5 05/22/2021 11/16/2025 Class A Common Stock 325,000 325,000 I By B. Riley Principal Sponsor Co. II, LLC ( 1 ) ( 2 )
Warrants (right to buy) $ 11.5 05/22/2021 11/16/2025 Class A Common Stock 25,000 25,000 I By BRC Partners Opportunity Fund, LP ( 1 ) ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
B. Riley Financial, Inc.
11100 SANTA MONICA BLVD SUITE 800
LOS ANGELES, CA90025
X
BRF Investments, LLC
11100 SANTA MONICA BLVD SUITE 800
LOS ANGELES, CA90025
X
B. Riley Principal Sponsor Co. II, LLC
299 PARK AVENUE 21ST FLOOR
NEW YORK, NY10171
X
B. RILEY PRINCIPAL INVESTMENTS, LLC
11100 SANTA MONICA BLVD SUITE 800
LOS ANGELES, CA90025
X
B. RILEY CAPITAL MANAGEMENT, LLC
11100 SANTA MONICA BLVD. SUITE 800
LOS ANGELES, CA90025
X
BRC Partners Management GP, LLC
11100 SANTA MONICA BLVD SUITE 800
LOS ANGELES, CA90025
X
BRC Partners Opportunity Fund, LP
11100 SANTA MONICA BLVD. SUITE 800
LOS ANGELES, CA90025
X
B. Riley Securities, Inc.
11100 SANTA MONICA BLVD SUITE 800
LOS ANGELES, CA90025
X
RILEY BRYANT R
11100 SANTA MONICA BLVD., SUITE 800
LOS ANGELES, CA90025
X
Signatures
B. Riley Financial, Inc., by: /s/ Bryant R. Riley, Co-Chief Executive Officer 08/31/2021
** Signature of Reporting Person Date
BRF Investments, LLC., by: /s/ Phillip Ahn, Authorized Signatory 08/31/2021
** Signature of Reporting Person Date
B. Riley Principal Sponsor Co. II, LLC, by: /s/ Phillip Ahn, Authorized Signatory 08/31/2021
** Signature of Reporting Person Date
B. Riley Principal Investments, LLC, by: /s/ Kenneth Young, Chief Executive Officer 08/31/2021
** Signature of Reporting Person Date
B. Riley Capital Management, LLC, by: /s/ Bryant R. Riley, Chief Executive Officer 08/31/2021
** Signature of Reporting Person Date
BRC Partners Management GP, LLC, by B. Riley Capital Management, LLC, its sole member, by: /s/ Bryant R. Riley, Chief Executive Officer 08/31/2021
** Signature of Reporting Person Date
BRC Partners Opportunity Fund, L.P., by: /s/ Bryant R. Riley, Chief Investment Officer 08/31/2021
** Signature of Reporting Person Date
B. Riley Securities, Inc.., by: /s/ Andrew Moore, Chief Executive Officer 08/31/2021
** Signature of Reporting Person Date
/s/ Bryant R. Riley 08/31/2021
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )This Form 4 is being filed jointly by B. Riley Financial, Inc. ("BRF"), BRF Investments, LLC ("BRFI"), B. Riley Principal Sponsor Co. II, LLC (the "Sponsor"), B. Riley Principal Investments, LLC ("BRPI"), BRC Partners Opportunity Fund, LP ("BRPLP"), BRC Partners Opportunity Fund GP, LLC ("BRPGP"), B. Riley Capital Management, LLC ("BRCM"), B. Riley Securities, Inc. ("BRS"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP.
( 2 )Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
( 3 )Represents 2,167,000 shares of commons stock previously held directly by BRPI and subsequently transferred to BRFI.
( 4 )Represents shares held directly by Bryant R. Riley.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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