Insider Holders & Insider Ownership - HERZFELD CARIBBEAN BASIN FUND INC (CUBA)

List of insiders holdings for HERZFELD CARIBBEAN BASIN FUND INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1HERZFELD THOMAS J
Chairman of the Advisor
2025-05-13 16:40:307,482,783
0
7,482,783Form 13D
2Herzfeld Erik Mervin
President
2025-05-13 16:45:256,493,989
0
6,493,989Form 13D
3GOLDSTEIN PHILLIP
10% Owner
2022-01-31 13:13:57165,573
0
165,573Form 13G
4Herzfeld Brigitta Suzanne
Director
2025-04-03 17:00:03124,757
0
124,757Form 4
5Paylor Ryan M
Portfolio Manager
2025-03-26 17:00:0746,144
0
46,144Form 4
6GONDOR CECILIA L
Director
2024-07-17 16:00:1543,685
0
43,685Form 4
7LIEFF ANN S
Director
2024-07-17 16:00:1638,352
0
38,352Form 4
8Gelety John A
Director
2025-03-07 17:00:069,434
0
9,434Form 4
9TATUM KAY W
Director
2024-07-17 16:00:135,233
0
5,233Form 4
10WEINTRAUB ALBERT L
Director
2005-07-06 11:10:260
500
500Form 5
11Babun Teofilo Abraham
Former Access Person
2015-09-03 16:05:250
0
0Form 4
12Oro Jose Raphael
Former Access Person
2016-05-03 16:49:280
0
0Form 4
13Morgan Thomas K
CCO
2018-09-19 14:00:370
0
0Form 3
14Tham Alice
Secretary
2018-11-13 16:04:440
0
0Form 3
15Richmond Zachary Paul
Treasurer
2020-02-12 18:21:080
0
0Form 3
16RUBIN MICHAEL A
Former Director
Director
2014-11-25 16:00:150
0
0Form 4
17Lee Reanna J.M.
Secretary/Treasurer/CCO
2014-09-17 16:01:110
0
0Form 3