Activist 13D/13G Filings - HERZFELD CARIBBEAN BASIN FUND INC (CUBA)

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2024-03-27
4:00 pm
Sale
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
HERZFELD THOMAS J3,938,680
26.03%
-435,624decrease
(-9.96%)
View
2023-12-29
4:30 pm
Purchase
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
Herzfeld Erik Mervin3,208,072
19.86%
2,536,430increase
(+377.65%)
View
2023-12-29
4:30 pm
Purchase
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
HERZFELD THOMAS J4,374,304
27.08%
3,352,778increase
(+328.21%)
View
2023-01-31
1:49 pm
Sale
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
HERZFELD THOMAS J1,021,526
15.35%
-31,687decrease
(-3.01%)
View
2023-01-31
1:44 pm
Sale
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
Herzfeld Erik Mervin671,642
10.09%
-45,817decrease
(-6.39%)
View
2022-11-22
4:34 pm
Sale
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
Herzfeld Erik Mervin717,459
11.16%
-166,327decrease
(-18.82%)
View
2022-11-22
4:30 pm
Sale
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
HERZFELD THOMAS J1,053,213
16.38%
-204,946decrease
(-16.29%)
View
2022-10-07
4:20 pm
Purchase
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
Herzfeld Erik Mervin883,786
13.06%
214,046increase
(+31.96%)
View
2022-10-07
4:19 pm
Purchase
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
HERZFELD THOMAS J1,258,159
18.59%
274,039increase
(+27.85%)
View
2022-01-31
1:13 pm
Sale
13GHERZFELD CARIBBEAN BASIN FUND
CUBA
GOLDSTEIN PHILLIP165,573
2.88%
-267,605decrease
(-61.78%)
View
2021-11-30
5:14 pm
Sale
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
HERZFELD THOMAS J984,120
17.14%
-68,515decrease
(-6.51%)
View
2021-11-30
5:03 pm
Sale
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
Herzfeld Erik Mervin669,740
11.66%
-57,850decrease
(-7.95%)
View
2021-07-12
4:20 pm
Purchase
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
HERZFELD THOMAS J1,052,635
18.06%
120,329increase
(+12.91%)
View
2021-07-12
4:12 pm
Purchase
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
Herzfeld Erik Mervin727,590
12.49%
111,747increase
(+18.15%)
View
2021-03-19
4:25 pm
Sale
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
HERZFELD THOMAS J932,306
15.2%
-68,874decrease
(-6.88%)
View
2021-03-19
4:12 pm
Sale
13DHERZFELD CARIBBEAN BASIN FUND
CUBA
Herzfeld Erik Mervin615,843
10.04%
-73,814decrease
(-10.70%)
View
2021-02-12
2:57 pm
Sale
13GHERZFELD CARIBBEAN BASIN FUND
CUBA
GOLDSTEIN PHILLIP433,178
7.06%
-143,826decrease
(-24.93%)
View
2020-10-09
4:07 pm
Purchase
13GHERZFELD CARIBBEAN BASIN FUND
CUBA
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD175,000
2.9%
175,000increase
(New Position)
View
2020-04-23
10:04 am
Sale
13GHERZFELD CARIBBEAN BASIN FUND
CUBA
GOLDSTEIN PHILLIP577,004
9.41%
-16,947decrease
(-2.85%)
View
2020-02-12
4:24 pm
Purchase
13GHERZFELD CARIBBEAN BASIN FUND
CUBA
CITY OF LONDON INVESTMENT GROUP PLC464,028
7.6%
18,805increase
(+4.22%)
View
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