Insider Trading - HERZFELD CARIBBEAN BASIN FUND INC (CUBA)

Real time insider trading transaction history:

  1. Insiders must file a Form 4 covering their trades within two business days.
  2. Section 16 prohibits insiders from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period:
Insider Trading Transactions for HERZFELD CARIBBEAN BASIN FUND INC
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2017-11-27
Purchase
2017-11-29
4:30 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
16,620 $7.0374 $116,961 369,498
(Direct)
View
2017-12-06
Purchase
2017-12-08
5:08 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
21,100 $6.9826 $147,333 135,535
(Direct)
View
2017-12-21
Purchase
2017-12-22
4:03 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
10,000 $7.0993 $70,993 145,535
(Direct)
View
2017-12-29
Purchase
2018-01-03
4:46 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
19,290 $7.1458 $137,842 388,788
(Direct)
View
2018-01-05
Purchase
2018-01-09
4:06 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
13,900 $7.2455 $100,712 402,688
(Direct)
View
2018-01-10
Purchase
2018-01-12
4:06 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
9,500 $7.202 $68,419 412,188
(Direct)
View
2018-01-16
Purchase
2018-01-18
5:03 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
10,420 $7.4061 $77,171 426,530
(Direct)
View
2018-02-28
Purchase
2018-03-02
4:48 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
80 $7.28 $582 424,649
(Direct)
View
2018-03-19
Purchase
2018-03-21
4:03 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
11,100 $7.1195 $79,026 435,749
(Direct)
View
2018-03-21
Purchase
2018-03-23
4:10 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
7,506 $7.12 $53,443 443,255
(Direct)
View
2018-04-04
Purchase
2018-04-06
4:11 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
5,000 $6.9893 $34,947 448,255
(Direct)
View
2018-04-04
Purchase
2018-04-06
4:15 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
5,000 $6.9893 $34,947 150,434
(Direct)
View
2018-04-23
Purchase
2018-04-25
4:07 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
5,000 $7.0852 $35,426 453,255
(Direct)
View
2018-06-25
Purchase
2018-06-27
4:03 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
10,000 $6.69 $66,900 463,255
(Direct)
View
2018-10-23
Purchase
2018-10-25
4:05 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
20,000 $5.8395 $116,790 483,255
(Direct)
View
2018-10-23
Purchase
2018-10-25
4:07 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
33,500 $5.786 $193,832 184,035
(Direct)
View
2019-01-02
Purchase
2019-01-04
4:06 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
16,000 $4.9831 $79,730 517,781
(Direct)
View
2019-06-06
Purchase
2019-06-10
4:08 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA GONDOR CECILIA L
Director
1,025 $6.1898 $6,345 5,825
(Direct)
View
2020-01-02
Purchase
2020-03-13
4:16 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
30,205 $4.4376 $134,039 228,998
(Direct)
View
2019-10-07
Purchase
2020-03-16
4:04 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
26,658 $4.0186 $107,128 557,736
(Direct)
View
2020-03-19
Purchase
2020-03-23
4:16 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA GONDOR CECILIA L
Director
3,000 $2.75 $8,250 8,825
(Direct)
View
2020-03-23
Purchase
2020-03-25
4:22 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
4,153 $2.5766 $10,701 550,609
(Direct)
View
2020-03-17
Purchase
2020-04-06
10:27 am
HERZFELD CARIBBEAN BASIN FUND INC CUBA GOLDSTEIN PHILLIP
10% Owner
5,365 $3.55 $19,046 259,411
(Direct)
View
2020-03-17
Sale
2020-04-06
10:27 am
HERZFELD CARIBBEAN BASIN FUND INC CUBA GOLDSTEIN PHILLIP
10% Owner
131,311 $3.1558 $414,385 259,411
(Direct)
View
2020-04-06
Sale
2020-04-21
2:33 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA GOLDSTEIN PHILLIP
10% Owner
55,480 $3.3288 $184,683 203,931
(Direct)
View
2019-09-30
Purchase(A)
2021-03-12
12:02 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
26,658 $4.0186 $107,128 563,604
(Direct)
View
2021-03-10
Sale
2021-03-12
12:06 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Paylor Ryan M
Portfolio Manager
266 $6.7958 $1,808 1,866
(Direct)
View
2021-03-10
Sale
2021-03-12
12:15 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
45,769 $6.7958 $311,037 534,316
(Direct)
View
2021-03-10
Sale
2021-03-12
12:22 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
3,765 $6.7958 $25,586 217,854
(Direct)
View
2021-07-08
Purchase
2021-07-12
4:07 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Paylor Ryan M
Portfolio Manager
1,970 $6.14 $12,096 3,882
(Direct)
View
2021-11-12
Sale
2021-11-17
1:36 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
50,406 $6.981 $351,884 511,919
(Direct)
View
2021-11-12
Sale
2021-11-17
1:40 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Paylor Ryan M
Portfolio Manager
543 $6.981 $3,791 3,520
(Direct)
View
2021-11-12
Sale
2021-11-17
1:45 pm
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
30,472 $6.981 $212,725 197,539
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2018-01-16
Other
2018-01-18
5:03 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
1,961 $7.1392 426,530
(Direct)
View
2019-01-02
Other
2019-01-04
4:06 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
7,292 $5.0446 517,781
(Direct)
View
2019-01-02
Other
2019-01-04
4:06 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
1,971 $4.8457 517,781
(Direct)
View
2019-08-26
Acquisition
2019-08-29
1:55 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA GOLDSTEIN PHILLIP
10% Owner
5,000 $6.15 396,087
(Direct)
View
2020-01-02
Other
2020-03-13
4:16 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
7,379 $7.0983 228,998
(Direct)
View
2019-10-07
Other
2020-03-16
4:04 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
5,730 $6.353 557,736
(Direct)
View
2019-10-07
Other
2020-03-16
4:04 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
5,550 $6.823 557,736
(Direct)
View
2019-09-30(A)
Other
2021-03-12
12:02 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
1,457 $6.5004 563,604
(Direct)
View
2019-09-30(A)
Other
2021-03-12
12:02 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
5,730 $6.353 563,604
(Direct)
View
2019-09-30(A)
Other
2021-03-12
12:02 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
5,550 $5.823 563,604
(Direct)
View
2019-09-30(A)
Other
2021-03-12
12:02 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
1,477 $6.6933 563,604
(Direct)
View
2021-09-30
Other
2021-10-15
08:34 am
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA GONDOR CECILIA L
Director
268 $5.6778 9,361
(Direct)
View
2021-09-30
Other
2021-10-15
08:38 am
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Paylor Ryan M
Portfolio Manager
181 $5.6778 4,244
(Direct)
View
2021-09-30
Other
2021-10-15
08:42 am
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Herzfeld Erik Mervin
President
10,157 $5.6778 238,168
(Direct)
View
2021-09-30
Other
2021-10-15
08:45 am
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA HERZFELD THOMAS J
Director
19,427 $5.6778 581,752
(Direct)
View
2021-09-30
Other
2021-11-01
2:46 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA TATUM KAY W
Director
47 $5.6778 1,110
(Direct)
View
2021-09-30
Other
2021-11-01
2:51 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA Gelety John A
Director
101 $5.6778 2,370
(Direct)
View
2021-09-30
Other
2021-11-01
3:01 pm
N/A
N/A
HERZFELD CARIBBEAN BASIN FUND INC CUBA LIEFF ANN S
Director
546 $5.6778 12,820
(Direct)
View
(A) Indicate amendment filing.
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