Insider Trading - HERZFELD CARIBBEAN BASIN FUND INC (CUBA)
Real time insider trading transaction history:
- Insiders must file a Form 4 covering their trades within two business days.
- Section 16 prohibits insiders from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2017-11-27 Purchase | 2017-11-29 4:30 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 16,620 | $7.0374 | $116,961 | 369,498 (Direct) | View |
| 2017-12-06 Purchase | 2017-12-08 5:08 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | Herzfeld Erik Mervin President | 21,100 | $6.9826 | $147,333 | 135,535 (Direct) | View |
| 2017-12-21 Purchase | 2017-12-22 4:03 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | Herzfeld Erik Mervin President | 10,000 | $7.0993 | $70,993 | 145,535 (Direct) | View |
| 2017-12-29 Purchase | 2018-01-03 4:46 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 19,290 | $7.1458 | $137,842 | 388,788 (Direct) | View |
| 2018-01-05 Purchase | 2018-01-09 4:06 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 13,900 | $7.2455 | $100,712 | 402,688 (Direct) | View |
| 2018-01-10 Purchase | 2018-01-12 4:06 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 9,500 | $7.202 | $68,419 | 412,188 (Direct) | View |
| 2018-01-16 Purchase | 2018-01-18 5:03 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 10,420 | $7.4061 | $77,171 | 426,530 (Direct) | View |
| 2018-02-28 Purchase | 2018-03-02 4:48 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 80 | $7.28 | $582 | 424,649 (Direct) | View |
| 2018-03-19 Purchase | 2018-03-21 4:03 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 11,100 | $7.1195 | $79,026 | 435,749 (Direct) | View |
| 2018-03-21 Purchase | 2018-03-23 4:10 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 7,506 | $7.12 | $53,443 | 443,255 (Direct) | View |
| 2018-04-04 Purchase | 2018-04-06 4:11 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 5,000 | $6.9893 | $34,947 | 448,255 (Direct) | View |
| 2018-04-04 Purchase | 2018-04-06 4:15 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | Herzfeld Erik Mervin President | 5,000 | $6.9893 | $34,947 | 150,434 (Direct) | View |
| 2018-04-23 Purchase | 2018-04-25 4:07 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 5,000 | $7.0852 | $35,426 | 453,255 (Direct) | View |
| 2018-06-25 Purchase | 2018-06-27 4:03 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 10,000 | $6.69 | $66,900 | 463,255 (Direct) | View |
| 2018-10-23 Purchase | 2018-10-25 4:05 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 20,000 | $5.8395 | $116,790 | 483,255 (Direct) | View |
| 2018-10-23 Purchase | 2018-10-25 4:07 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | Herzfeld Erik Mervin President | 33,500 | $5.786 | $193,832 | 184,035 (Direct) | View |
| 2019-01-02 Purchase | 2019-01-04 4:06 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 16,000 | $4.9831 | $79,730 | 517,781 (Direct) | View |
| 2019-06-06 Purchase | 2019-06-10 4:08 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | GONDOR CECILIA L Director | 1,025 | $6.1898 | $6,345 | 5,825 (Direct) | View |
| 2020-01-02 Purchase | 2020-03-13 4:16 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | Herzfeld Erik Mervin President | 30,205 | $4.4376 | $134,039 | 228,998 (Direct) | View |
| 2019-10-07 Purchase | 2020-03-16 4:04 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 26,658 | $4.0186 | $107,128 | 557,736 (Direct) | View |
| 2020-03-19 Purchase | 2020-03-23 4:16 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | GONDOR CECILIA L Director | 3,000 | $2.75 | $8,250 | 8,825 (Direct) | View |
| 2020-03-23 Purchase | 2020-03-25 4:22 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 4,153 | $2.5766 | $10,701 | 550,609 (Direct) | View |
| 2020-03-17 Purchase | 2020-04-06 10:27 am | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | GOLDSTEIN PHILLIP 10% Owner | 5,365 | $3.55 | $19,046 | 259,411 (Direct) | View |
| 2020-03-17 Sale | 2020-04-06 10:27 am | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | GOLDSTEIN PHILLIP 10% Owner | 131,311 | $3.1558 | $414,385 | 259,411 (Direct) | View |
| 2020-04-06 Sale | 2020-04-21 2:33 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | GOLDSTEIN PHILLIP 10% Owner | 55,480 | $3.3288 | $184,683 | 203,931 (Direct) | View |
| 2019-09-30 Purchase(A) | 2021-03-12 12:02 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 26,658 | $4.0186 | $107,128 | 563,604 (Direct) | View |
| 2021-03-10 Sale | 2021-03-12 12:06 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | Paylor Ryan M Portfolio Manager | 266 | $6.7958 | $1,808 | 1,866 (Direct) | View |
| 2021-03-10 Sale | 2021-03-12 12:15 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 45,769 | $6.7958 | $311,037 | 534,316 (Direct) | View |
| 2021-03-10 Sale | 2021-03-12 12:22 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | Herzfeld Erik Mervin President | 3,765 | $6.7958 | $25,586 | 217,854 (Direct) | View |
| 2021-07-08 Purchase | 2021-07-12 4:07 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | Paylor Ryan M Portfolio Manager | 1,970 | $6.14 | $12,096 | 3,882 (Direct) | View |
| 2021-11-12 Sale | 2021-11-17 1:36 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 50,406 | $6.981 | $351,884 | 511,919 (Direct) | View |
| 2021-11-12 Sale | 2021-11-17 1:40 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | Paylor Ryan M Portfolio Manager | 543 | $6.981 | $3,791 | 3,520 (Direct) | View |
| 2021-11-12 Sale | 2021-11-17 1:45 pm | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | Herzfeld Erik Mervin President | 30,472 | $6.981 | $212,725 | 197,539 (Direct) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2018-01-16 Other | 2018-01-18 5:03 pm | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 1,961 | $7.1392 | 426,530 (Direct) | View |
| 2019-01-02 Other | 2019-01-04 4:06 pm | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 7,292 | $5.0446 | 517,781 (Direct) | View |
| 2019-01-02 Other | 2019-01-04 4:06 pm | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 1,971 | $4.8457 | 517,781 (Direct) | View |
| 2019-08-26 Acquisition | 2019-08-29 1:55 pm | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | GOLDSTEIN PHILLIP 10% Owner | 5,000 | $6.15 | 396,087 (Direct) | View |
| 2020-01-02 Other | 2020-03-13 4:16 pm | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | Herzfeld Erik Mervin President | 7,379 | $7.0983 | 228,998 (Direct) | View |
| 2019-10-07 Other | 2020-03-16 4:04 pm | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 5,730 | $6.353 | 557,736 (Direct) | View |
| 2019-10-07 Other | 2020-03-16 4:04 pm | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 5,550 | $6.823 | 557,736 (Direct) | View |
| 2019-09-30(A) Other | 2021-03-12 12:02 pm | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 1,457 | $6.5004 | 563,604 (Direct) | View |
| 2019-09-30(A) Other | 2021-03-12 12:02 pm | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 5,730 | $6.353 | 563,604 (Direct) | View |
| 2019-09-30(A) Other | 2021-03-12 12:02 pm | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 5,550 | $5.823 | 563,604 (Direct) | View |
| 2019-09-30(A) Other | 2021-03-12 12:02 pm | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 1,477 | $6.6933 | 563,604 (Direct) | View |
| 2021-09-30 Other | 2021-10-15 08:34 am | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | GONDOR CECILIA L Director | 268 | $5.6778 | 9,361 (Direct) | View |
| 2021-09-30 Other | 2021-10-15 08:38 am | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | Paylor Ryan M Portfolio Manager | 181 | $5.6778 | 4,244 (Direct) | View |
| 2021-09-30 Other | 2021-10-15 08:42 am | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | Herzfeld Erik Mervin President | 10,157 | $5.6778 | 238,168 (Direct) | View |
| 2021-09-30 Other | 2021-10-15 08:45 am | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | HERZFELD THOMAS J Director | 19,427 | $5.6778 | 581,752 (Direct) | View |
| 2021-09-30 Other | 2021-11-01 2:46 pm | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | TATUM KAY W Director | 47 | $5.6778 | 1,110 (Direct) | View |
| 2021-09-30 Other | 2021-11-01 2:51 pm | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | Gelety John A Director | 101 | $5.6778 | 2,370 (Direct) | View |
| 2021-09-30 Other | 2021-11-01 3:01 pm | N/A N/A | HERZFELD CARIBBEAN BASIN FUND INC | CUBA | LIEFF ANN S Director | 546 | $5.6778 | 12,820 (Direct) | View |