Thomas J. Herzfeld, et al. 13D/13G Filings for The Herzfeld Caribbean Basin Fund Inc. (CUBA)

Thomas J. Herzfeld, et al. 13D and 13G filings for The Herzfeld Caribbean Basin Fund Inc.:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Shares have been adjusted for stock splits.
Time period
Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2025-05-13
4:40 pm
Purchase
2025-05-0913DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.7,482,783
47.600%
183,584increase
(+2.52%)
Filing
2025-04-09
5:15 pm
Purchase
2025-04-0713DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.7,299,199
46.430%
160,588increase
(+2.25%)
Filing
2025-03-27
5:00 pm
Purchase
2025-03-2513DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.7,138,611
45.410%
268,463increase
(+3.91%)
Filing
2025-03-18
5:00 pm
Purchase
2025-03-1413DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.6,870,148
43.070%
157,317increase
(+2.34%)
Filing
2025-03-14
5:00 pm
Purchase
2025-03-1113DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.6,712,831
42.070%
441,250increase
(+7.04%)
Filing
2025-03-13
5:00 pm
Purchase
2025-03-1113DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.6,271,581
39.890%
174,030increase
(+2.85%)
Filing
2025-03-11
5:00 pm
Purchase
2025-03-0713DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.6,097,551
38.790%
461,756increase
(+8.19%)
Filing
2025-03-10
5:00 pm
Purchase
2025-03-0613DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.5,635,795
35.850%
271,754increase
(+5.07%)
Filing
2025-03-06
5:00 pm
Purchase
2025-03-0413DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.5,364,041
34.120%
1,454,940increase
(+37.22%)
Filing
2024-11-25
5:24 pm
Sale
2024-11-2113DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.3,909,101
24.870%
-29,579decrease
(-0.75%)
Filing
2024-03-27
4:00 pm
Sale
2024-03-2513DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.3,938,680
26.030%
-435,624decrease
(-9.96%)
Filing
2023-12-29
4:30 pm
Purchase
2023-12-1813DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.4,374,304
27.080%
3,206,846increase
(+274.69%)
Filing
2023-01-31
1:49 pm
Sale
2023-01-1913DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.1,167,458
15.350%
-36,214decrease
(-3.01%)
Filing
2022-11-22
4:30 pm
Sale
2022-11-1413DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.1,203,672
16.380%
-234,224decrease
(-16.29%)
Filing
2022-10-07
4:19 pm
Purchase
2022-09-3013DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.1,437,896
18.590%
313,187increase
(+27.85%)
Filing
2021-11-30
5:14 pm
Sale
2021-11-1213DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.1,124,709
17.140%
-119,205decrease
(-9.58%)
Filing
2021-07-12
4:20 pm
Purchase
2021-07-0213DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.1,243,914
18.060%
142,194increase
(+12.91%)
Filing
2021-03-19
4:25 pm
Sale
2021-03-1013DThe Herzfeld Caribbean Basin Fund Inc.
CUBA
Thomas J. Herzfeld, et al.1,101,719
15.200%
-81,389decrease
(-6.88%)
Filing