| 1 | Bulldog Investors LLP
10% Owner | 2024-09-10 17:00:12 | 135,961
0 | 135,961 | Form 13D |
| 2 | Aristides Capital LLC
ARISTIDES FUND LP
Aristides Fund QP LP
Brown Christopher M.
10% Owner | 2022-03-09 17:25:59 | 93,219
0 | 93,219 | Form 13G |
| 3 | Gliksberg Gabriel
Director | 2024-08-21 09:30:16 | 0
82,735 | 82,735 | Form 3 |
| 4 | MALVEY KENNETH P
Member of Investment Committee | 2018-01-08 16:19:03 | 7,259
616.25 | 7,875 | Form 4 |
| 5 | MATLACK TERRY
Chief Executive Officer | 2015-03-03 09:43:50 | 0
7,291 | 7,291 | Form 4 |
| 6 | Lovell Minnick Partners LLC
Control Person of Adviser
10% Owner | 2019-01-17 17:54:52 | 0
4,284 | 4,284 | Form 3 |
| 7 | GRAHAM JOHN R
Director | 2012-12-21 12:29:31 | 3,020
1000 | 4,020 | Form 4 |
| 8 | THUMMEL ROBERT JOSEPH JR.
President | 2018-11-08 14:24:09 | 3,000
0 | 3,000 | Form 4 |
| 9 | CICCOTELLO CONRAD S
Director | 2024-01-10 15:33:46 | 2,180
0 | 2,180 | Form 4 |
| 10 | BIRZER H KEVIN
Member of Investment Committee
Director | 2022-02-02 18:27:07 | 1,793
0 | 1,793 | Form 4 |
| 11 | BERNEY RAND C
Director | 2022-01-24 14:48:32 | 1,292
0 | 1,292 | Form 4 |
| 12 | HEATH CHARLES E
Director | 2012-09-07 17:58:08 | 1000
0 | 1000 | Form 4 |
| 13 | HAMEL ZACHARY A
President | 2013-09-24 17:57:21 | 1000
0 | 1000 | Form 4 |
| 14 | SCHULTE DAVID J
Senior Vice President | 2012-07-31 13:25:41 | 1000
0 | 1000 | Form 4 |
| 15 | KESSENS BRIAN ALAN
Member of Investment Committee | 2022-01-24 10:42:41 | 475
0 | 475 | Form 4 |
| 16 | ADAMS P. BRADLEY
Chief Executive Officer | 2022-01-25 10:49:04 | 313.18
0 | 313.18 | Form 4 |
| 17 | HERGER ALEXANDRA
Director | 2022-01-24 14:30:35 | 225
0 | 225 | Form 4 |
| 18 | Paquette Jennifer
Director | 2022-06-17 12:40:25 | 179
0 | 179 | Form 4 |
| 19 | SALLEE MATTHEW
Member of Investment Committee | 2022-01-24 16:51:32 | 62
100 | 162 | Form 4 |
| 20 | GOPAL SHOBANA
Vice President | 2022-06-06 12:39:15 | 120
0 | 120 | Form 4 |
| 21 | Saba Capital Management L.P.
Weinstein Boaz
10% Owner | 2025-01-03 18:09:53 | 0
0 | 0 | Form 13D |
| 22 | MARINER HOLDINGS LLC
Mariner Wealth Advisors LLC
MONTAGE INVESTMENTS LLC
Affiliate of the Advisor | 2015-02-06 12:03:54 | 0
0 | 0 | Form 3 |
| 23 | LABEL REAL ESTATE LLC
LABEL ARTS LLC
MARINER HOLDINGS LLC
MARINER CONSULTING LLC
Orizon Investment Counsel LLC
NUANCE INVESTMENTS LLC
Convergence Investment Partners LLC
MARINER REAL ESTATE MANAGEMENT LLC
MARINER REAL ESTATE PARTNERS LLC
MARINER ANDERSON ONE LLC
Affiliate | 2013-03-04 09:19:53 | 0
0 | 0 | Form 3 |
| 24 | MARINER ANDERSON ONE LLC
440 INVESTMENT GROUP LLC
TORTOISE HOLDINGS LLC
TORTOISE CAPITAL ADVISORS L.L.C.
MARINER INSURANCE RESOURCES LLC
MONTAGE ASSET MANAGEMENT LLC
ASCENT INVESTMENT PARTNERS LLC
PALMER SQUARE CAPITAL MANAGEMENT LLC
PALMER SQUARE CAPITAL ADVISORS LLC
Mariner Real Estate Partners II LLC
Affiliate | 2013-03-04 10:00:50 | 0
0 | 0 | Form 3 |
| 25 | MARINER REAL ESTATE PARTNERS III LLC
MARINER REAL ESTATE PARTNERS III A LLC
MONTAGE SECURITIES LLC
Cohen Realty Services Inc.
Cohen Financial Equities LLC
Cohen Financial L.P.
CFC Transactions L.L.C.
MREM Cohen GP LLC
MREM Cohen LP LLC
MREC FUNDING LLC
Affiliate | 2013-03-04 10:22:16 | 0
0 | 0 | Form 3 |
| 26 | TACTICAL INVESTMENT MANAGERS LLC
ENTERPRISE RISK STRATEGIES LLC
ERS INSURANCE INC
CORRIDOR ENERGY LLC
MONTAGE SEED CAPITAL LLC
Adams Hall Wealth Advisors LLC
FOUNTAIN CAPITAL MANAGEMENT LLC
BRINTON EATON ASSOCIATES INC
Affiliate | 2013-03-04 10:30:59 | 0
0 | 0 | Form 3 |
| 27 | Wickliffe Sean Paul
Vice President & Asst Treas. | 2021-07-23 16:11:47 | 0
0 | 0 | Form 3 |
| 28 | GOLDSTEIN PHILLIP
10% Owner | 2021-05-10 12:02:55 | 0
0 | 0 | Form 3 |
| 29 | Dakos Andrew
10% Owner | 2021-05-10 11:51:26 | 0
0 | 0 | Form 3 |
| 30 | GREAT PLAINS SANTA RITA LLC
RANCHO SIENNA KC LP
SANTA RITA KC LLC
BAW INVESTMENTS LLC
BF 161 ELECTRIC LLC
BF WYANDOTTE DEVELOPMENT LLC
Bicknell Family Finance Co
Bicknell Family Holding Co LLC
Bicknell Family Management CO Trust
Bicknell Family Management Company LLC
Affiliate | 2013-03-04 11:29:50 | 0
0 | 0 | Form 3 |
| 31 | Channell Ryan
Vice President | 2020-06-25 16:52:39 | 0
0 | 0 | Form 3 |
| 32 | Gengler Courtney
Vice President | 2020-06-25 16:39:52 | 0
0 | 0 | Form 3 |
| 33 | BICKNELL PROPERTIES LLC
KCRS PARTNERS LLC
NPC CAPITAL PARTNERS II LLC
Affiliate | 2013-03-04 11:34:56 | 0
0 | 0 | Form 3 |
| 34 | Bicknell Family Holding Co II LLC
Affiliate | 2013-03-05 15:27:03 | 0
0 | 0 | Form 3 |
| 35 | RiverPoint Capital Management LLC
Mariner Real Estate Partners III B LLC
Mariner Residential Recovery Fund LLC
Giralda Advisors LLC
Affiliate | 2013-03-05 10:29:12 | 0
0 | 0 | Form 3 |
| 36 | BEHRENS BRENT WAYNE
Principal Financial Officer | 2015-07-07 10:47:57 | 0
0 | 0 | Form 3 |
| 37 | BONO DIANE MARIE
CCO and Secretary | 2015-07-07 17:16:49 | 0
0 | 0 | Form 3 |
| 38 | MICK JAMES RYAN
Member of Investment Committee | 2015-07-07 16:35:48 | 0
0 | 0 | Form 3 |
| 39 | JERGENS BRETT RYAN
Vice President | 2015-07-07 15:56:11 | 0
0 | 0 | Form 3 |