List of insiders holdings for SPECIAL OPPORTUNITIES FUND INC.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
1 | Relative Value Partners LLC 10% Owner | 2015-02-13 11:15:16 | 2,455,716 0 | 2,455,716 | Form 13G |
2 | Full Value Advisors LLC 10% Owner | 2009-08-17 14:51:27 | 0 2,124,913 | 2,124,913 | Form 3/A |
3 | HELLERMAN GERALD Director | 2022-04-07 17:01:36 | 43,584 0 | 43,584 | Form 4 |
4 | GOLDSTEIN PHILLIP Chairman and Secretary | 2025-04-08 17:02:04 | 34,822 0 | 34,822 | Form 4 |
5 | Dakos Andrew President | 2024-09-23 17:01:10 | 10,162 5,662 | 15,824 | Form 4 |
6 | HARRIS BEN H Director | 2021-05-12 17:04:29 | 3,061 11,014 | 14,075 | Form 4 |
7 | Lunder Marc Director | 2022-01-28 17:22:48 | 0 10,459 | 10,459 | Form 4 |
8 | Das Rajeev P Vice President | 2022-04-08 13:57:06 | 0 2,583 | 2,583 | Form 4 |
9 | CHADWICK JAMES M Director | 2012-10-11 17:09:04 | 750 0 | 750 | Form 4 |
10 | UBS AG Former 10% owner | 2010-02-16 11:05:24 | 0 489 | 489 | Form 5 |
11 | Osborn Nancy VP & Assistant Treasurer | 2007-02-13 10:41:12 | 0 0 | 0 | Form 3 |
12 | Sotorp Kai president | 2006-09-26 14:12:07 | 0 0 | 0 | Form 3 |
13 | LeMire Steven J VP and Assistant Treasurer | 2007-11-15 14:46:05 | 0 0 | 0 | Form 3 |
14 | Bulldog Investors 10% Owner | 2010-01-27 09:56:48 | 0 0 | 0 | Form 4 |
15 | Karpus Management Inc. 10% Owner | 2014-02-14 16:36:32 | 0 0 | 0 | Form 13G |
16 | Darling Stephanie Officer of the Inv. Adviser | 2013-05-03 14:33:20 | 0 0 | 0 | Form 3 |
17 | Samuels Steven Investment Adviser Principal | 2015-02-02 17:34:35 | 0 0 | 0 | Form 4 |
18 | WALDEN CHARLES C Former Director Director | 2025-03-21 17:01:13 | 0 0 | 0 | Form 5 |
19 | ROTHCHILD JACLYN L Director | 2025-03-26 16:30:28 | 0 0 | 0 | Form 3 |
20 | Sanders Eric Vice President & Asst. Sec. | 2005-07-22 09:41:33 | 0 0 | 0 | Form 3/A |
21 | Malone Joseph Vice President & Assist Treas | 2004-05-21 10:48:50 | 0 0 | 0 | Form 3 |
22 | Veronda William Vice President | 2004-05-21 11:07:07 | 0 0 | 0 | Form 3 |
23 | Kilkeary Joanne V.P. & Ass't Treasurer | 2004-07-29 09:54:32 | 0 0 | 0 | Form 3 |
24 | Kemper Mark V.P. & Secretary | 2004-07-29 10:53:42 | 0 0 | 0 | Form 3 |
25 | Lebo Todd V.P. & Assistant Secretary | 2004-07-29 11:42:10 | 0 0 | 0 | Form 3 |
26 | McGill Joseph VP & Chief Compliance Officer | 2004-09-20 17:18:40 | 0 0 | 0 | Form 3 |
27 | Capezzuto James VP & Assistant Secretary | 2004-09-20 17:29:44 | 0 0 | 0 | Form 3 |
28 | Allessie Joseph vice pres & asst. secy | 2005-02-15 15:55:09 | 0 0 | 0 | Form 3 |
29 | Beck W Douglas President | 2005-05-17 10:15:21 | 0 0 | 0 | Form 3 |
30 | STORMS BRIAN M Chairman | 2003-07-02 14:59:53 | 0 0 | 0 | Form 3 |
31 | McIntyre Kevin Vice Presiedent | 2005-11-17 11:06:09 | 0 0 | 0 | Form 3 |
32 | Lee Tammie Vice Pres and Asst. Secretary | 2005-11-18 11:15:19 | 0 0 | 0 | Form 3 |
33 | BERNIKOW ALAN S Director | 2006-02-07 10:30:44 | 0 0 | 0 | Form 3 |
34 | Garil Bernard H Director | 2006-02-07 11:01:38 | 0 0 | 0 | Form 3 |
35 | Higgins Heather R Director | 2006-02-07 12:22:05 | 0 0 | 0 | Form 3 |
36 | Flook Michael Vice President & Asst.Treasure | 2006-07-20 12:27:47 | 0 0 | 0 | Form 3 |
37 | Bubloski Rose Ann Vice Pres. & Asst. Treasurer | 2006-09-26 09:49:24 | 0 0 | 0 | Form 3 |
38 | SHOUP ANDREW Vice President & COO | 2006-09-26 12:29:42 | 0 0 | 0 | Form 3 |