SPECIAL OPPORTUNITIES FUND, INC. (SPE) - Insider Holders & Insider Ownership

List of insiders holdings for SPECIAL OPPORTUNITIES FUND, INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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#Insider Holder NameReport
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1Relative Value Partners LLC
10% Owner
2015-02-13 11:15:162,455,716
0
2,455,716Form 13G
2Full Value Advisors LLC
10% Owner
2009-08-17 14:51:270
2,124,913
2,124,913Form 3/A
3GOLDSTEIN PHILLIP
Chairman and Secretary
2026-03-09 16:05:0857,568
0
57,568Form 4
4HELLERMAN GERALD
Director
2022-04-07 17:01:3643,584
0
43,584Form 4
5HARRIS BEN H
Director
2021-05-12 17:04:293,061
11,014
14,075Form 4
6Lunder Marc
Director
2022-01-28 17:22:480
10,459
10,459Form 4
7Dakos Andrew
President and CEO
2026-06-04 16:11:030
5,845
5,845Form 4
8Das Rajeev P
Vice President
2022-04-08 13:57:060
2,583
2,583Form 4
9SELL MORITZ A
Director
2026-04-01 16:05:321,961
0
1,961Form 3
10CHADWICK JAMES M
Director
2012-10-11 17:09:04750
0
750Form 4
11UBS AG
Former 10% owner
2010-02-16 11:05:240
489
489Form 5
12Osborn Nancy
VP & Assistant Treasurer
2007-02-13 10:41:120
0
0Form 3
13Sotorp Kai
president
2006-09-26 14:12:070
0
0Form 3
14LeMire Steven J
VP and Assistant Treasurer
2007-11-15 14:46:050
0
0Form 3
15Bulldog Investors
10% Owner
2010-01-27 09:56:480
0
0Form 4
16Karpus Management Inc.
10% Owner
2014-02-14 16:36:320
0
0Form 13G
17Darling Stephanie
Officer of the Inv. Adviser
2013-05-03 14:33:200
0
0Form 3
18Samuels Steven
Investment Adviser Principal
2015-02-02 17:34:350
0
0Form 4
19WALDEN CHARLES C
Former Director
Director
2025-03-21 17:01:130
0
0Form 5
20ROTHCHILD JACLYN L
Director
2025-03-26 16:30:280
0
0Form 3
21Sanders Eric
Vice President & Asst. Sec.
2005-07-22 09:41:330
0
0Form 3/A
22Malone Joseph
Vice President & Assist Treas
2004-05-21 10:48:500
0
0Form 3
23Veronda William
Vice President
2004-05-21 11:07:070
0
0Form 3
24Kilkeary Joanne
V.P. & Ass't Treasurer
2004-07-29 09:54:320
0
0Form 3
25Kemper Mark
V.P. & Secretary
2004-07-29 10:53:420
0
0Form 3
26Lebo Todd
V.P. & Assistant Secretary
2004-07-29 11:42:100
0
0Form 3
27McGill Joseph
VP & Chief Compliance Officer
2004-09-20 17:18:400
0
0Form 3
28Capezzuto James
VP & Assistant Secretary
2004-09-20 17:29:440
0
0Form 3
29Allessie Joseph
vice pres & asst. secy
2005-02-15 15:55:090
0
0Form 3
30Beck W Douglas
President
2005-05-17 10:15:210
0
0Form 3
31STORMS BRIAN M
Chairman
2003-07-02 14:59:530
0
0Form 3
32McIntyre Kevin
Vice Presiedent
2005-11-17 11:06:090
0
0Form 3
33Lee Tammie
Vice Pres and Asst. Secretary
2005-11-18 11:15:190
0
0Form 3
34BERNIKOW ALAN S
Director
2006-02-07 10:30:440
0
0Form 3
35Garil Bernard H
Director
2006-02-07 11:01:380
0
0Form 3
36Higgins Heather R
Director
2006-02-07 12:22:050
0
0Form 3
37Flook Michael
Vice President & Asst.Treasure
2006-07-20 12:27:470
0
0Form 3
38Bubloski Rose Ann
Vice Pres. & Asst. Treasurer
2006-09-26 09:49:240
0
0Form 3
39SHOUP ANDREW
Vice President & COO
2006-09-26 12:29:420
0
0Form 3