List of insiders holdings for EMERGENT CAPITAL INC.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| 1 | CURRY PATRICK J PJC INVESTMENTS LLC CEO 10% Owner | 2021-02-24 19:46:30 | 738,868 28,570,147 | 29,309,015 | Form 4 |
| 2 | Sarachek Joseph E Director 10% Owner | 2019-06-10 18:05:52 | 500,000 20,895,038 | 21,395,038 | Form 4 |
| 3 | Sarachek Joseph E TOPCO 1 LLC JSARCO LLC Director 10% Owner | 2018-06-29 17:32:05 | 500,000 20,895,038 | 21,395,038 | Form 4 |
| 4 | INVESTCO 1 LLC KEY STEVEN L 10% Owner | 2017-08-07 17:11:02 | 17,700,000 0 | 17,700,000 | Form 3 |
| 5 | Evermore Global Value Fund 10% Owner | 2021-04-07 17:15:40 | 16,710,000 0 | 16,710,000 | Form 4 |
| 6 | PATTERSON ROY Director | 2020-03-13 17:29:48 | 616,584 14,600,000 | 15,216,584 | Form 4 |
| 7 | Epstein Matthew Todd Director | 2017-08-04 16:53:47 | 0 14,092,821 | 14,092,821 | Form 3 |
| 8 | Evermore Global Advisors LLC 10% Owner | 2021-04-07 16:15:20 | 0 11,185,000 | 11,185,000 | Form 4 |
| 9 | BRENNAN PATRICK THOMAS Director | 2018-12-17 16:06:22 | 0 10,200,000 | 10,200,000 | Form 3 |
| 10 | Wolf James G. Director | 2019-03-04 16:26:04 | 9,662,701 0 | 9,662,701 | Form 13D |
| 11 | Bulldog Investors LLC Samuels Steven 10% Owner | 2018-01-24 15:53:18 | 7,782,988 0 | 7,782,988 | Form 13D |
| 12 | GOLDSTEIN PHILLIP Director 10% Owner | 2016-06-03 17:01:24 | 204,976 4,285,185 | 4,490,161 | Form 4 |
| 13 | Houk Matthew D Director | 2019-10-02 16:43:06 | 37,916 2,754,526 | 2,792,442 | Form 4 |
| 14 | Mitchell Antony Former CEO and Director | 2017-10-31 14:19:51 | 2,467,841 0 | 2,467,841 | Form 4 |
| 15 | Dakos Andrew Director | 2017-08-11 11:48:56 | 0 1,600,000 | 1,600,000 | Form 4/A |
| 16 | Neuman Jonathan President and Chief Op. Off. | 2011-02-16 11:49:49 | 496,032 0 | 496,032 | Form 4 |
| 17 | SIMONY JACK VP and CIO | 2019-11-27 15:23:08 | 457,295 0 | 457,295 | Form 4 |
| 18 | MARTINEZ MIRIAM CFO and Secretary | 2019-12-26 16:14:25 | 431,111 0 | 431,111 | Form 4 |
| 19 | CHADWICK JAMES M Director | 2016-06-03 16:55:44 | 31,791 278,669 | 310,460 | Form 4 |
| 20 | WERBLOWSKY HARVEY Z. VP, CLO and GC | 2019-10-31 19:48:34 | 303,647 0 | 303,647 | Form 4 |
| 21 | HELLERMAN GERALD Director | 2016-06-03 17:02:30 | 28,449 37,375 | 65,824 | Form 4 |
| 22 | DAYAN RICHARD Director | 2015-12-09 15:51:43 | 48,803 10,000 | 58,803 | Form 4 |
| 23 | O'REILLY CHRISTOPHER J General Counsel and Secretary | 2016-06-27 16:16:43 | 46,000 0 | 46,000 | Form 4 |
| 24 | ALTSCHULER MICHAEL General Counsel & Secretary | 2013-06-10 16:09:55 | 45,000 0 | 45,000 | Form 4 |
| 25 | CROW MICHAEL A. Director | 2016-06-03 16:58:57 | 42,461 0 | 42,461 | Form 4 |
| 26 | Sasso David Senior Vice President | 2016-06-27 16:10:07 | 40,000 0 | 40,000 | Form 4 |
| 27 | Benaim Deborah Senior Vice President | 2011-02-09 14:43:54 | 27,500 0 | 27,500 | Form 4 |
| 28 | NATHAN GILBERT E Director | 2016-06-03 17:03:37 | 16,508 3,615 | 20,123 | Form 4 |
| 29 | O'Connell Rory Chief Financial Officer | 2015-09-28 16:35:46 | 12,500 0 | 12,500 | Form 4 |
| 30 | PARSLEY JEROME ALLEN Principal Accounting Officer | 2011-02-17 15:19:08 | 10,000 0 | 10,000 | Form 4/A |
| 31 | ROSENBERG ROBERT MARK Director | 2013-04-03 07:26:01 | 6,590 0 | 6,590 | Form 4 |
| 32 | BUZEN DAVID A. Director | 2011-02-09 14:47:49 | 5,627 0 | 5,627 | Form 4 |
| 33 | HIGGINS WALTER M Director | 2011-02-09 14:47:21 | 693 0 | 693 | Form 4 |
| 34 | WYROUGH A. PENN HILL Director | 2011-02-09 14:45:35 | 627 0 | 627 | Form 4 |
| 35 | Hua James Director | 2021-04-16 17:53:45 | 0 0 | 0 | Form 13D |
| 36 | KNAPP ROBERT C Director | 2020-01-02 17:11:52 | 0 0 | 0 | Form 13D |