List of insiders holdings for CLEARBRIDGE MLP & MIDSTREAM FD:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Insider Holder Name Report
Date Time
Shares Owned
Directly
Shares Owned
Indirectly
Total
Shares Owned
Market Value Shares Changed
Vs. Prev Report
Filing
Kelly Jeanne
VP
2010-06-23 19:34:43 0 0 0 $0 0
(Unchanged)
Form 3
Renahan William J
Assistant Secretary
2010-06-23 19:43:57 0 0 0 $0 0
(Unchanged)
Form 3
Becker Ted P
Chief Compliance Officer
2010-06-23 19:45:07 0 0 0 $0 0
(Unchanged)
Form 3
CUCCHI PAOLO M
Director
2010-06-23 19:47:29 0 0 0 $0 0
(Unchanged)
Form 3
GELB LESLIE H
Director
2010-06-23 19:48:26 0 0 0 $0 0
(Unchanged)
Form 3
ROETT RIORDAN
Director
2010-06-23 19:50:21 0 0 0 $0 0
(Unchanged)
Form 3
SALACUSE JESWALD W
Director
2010-06-23 19:51:14 0 0 0 $0 0
(Unchanged)
Form 3
Laskaj Albert
Assistant Treasurer
2010-06-23 19:51:56 0 0 0 $0 0
(Unchanged)
Form 3
MANDIA THOMAS C
Assistant Secretary
2010-06-23 19:52:32 0 0 0 $0 0
(Unchanged)
Form 3
OZSOLAK KAPREL
CFO
2010-06-23 19:53:29 0 0 0 $0 0
(Unchanged)
Form 3
FRENKEL ROBERT I
CLO and Secretary
2010-06-23 19:54:13 0 0 0 $0 0
(Unchanged)
Form 3
FRANK STEVEN
Treasurer
2010-06-23 19:54:49 0 0 0 $0 0
(Unchanged)
Form 3
Legg Mason Partners Fund Advisor LLC
Manager of the Fund
2010-06-23 19:56:21 0 0 0 $0 0
(Unchanged)
Form 3
SHEPLER ROBERT P
VP
2010-06-23 19:57:06 0 0 0 $0 0
(Unchanged)
Form 3
Del Guercio Rocco
CFO
2010-06-23 19:57:58 0 0 0 $0 0
(Unchanged)
Form 3
DALEY CHARLES J JR
Dir of Mgr/Dir of Subadviser
2010-06-23 19:58:35 0 0 0 $0 0
(Unchanged)
Form 3
LEGG MASON INC
Parent of the Manager
2010-06-23 19:59:17 0 0 0 $0 0
(Unchanged)
Form 3
Larrabee Leonard
Secretary of the Subadviser
2010-06-23 19:59:58 0 0 0 $0 0
(Unchanged)
Form 3
ODENATH DAVID R
Dir. of Manager and Subadviser
2010-06-23 20:02:42 0 0 0 $0 0
(Unchanged)
Form 3
SUNDMAN PETER E
CEO
2010-06-23 20:03:26 0 0 0 $0 0
(Unchanged)
Form 3
GERKEN R JAY
CEO
Chairman
2010-06-25 18:41:40 1000 0 1000 $28,820 1000new
(New Position)
Form 4
Sennett Richard
Principal Financial Officer
2011-12-02 13:46:43 0 0 0 $0 0
(Unchanged)
Form 3
MASSACHUSETTS MUTUAL LIFE INSURANCE CO
10% Owner
2014-05-02 16:29:28 144,850,000 16,500,000 161,350,000 $4,650,107,000 21,350,000
(15.25%)increase
Form 4
NORTHWESTERN MUTUAL LIFE INSURANCE CO
See General Remarks Below
2014-05-07 12:33:30 62,500,000 2,500,000 65,000,000 $1,873,300,000 65,000,000new
(New Position)
Form 3
Nattans Jeffrey Allen
Director of Subadviser
2014-09-23 16:36:31 0 0 0 $0 0
(Unchanged)
Form 3
Nachtwey Peter
See Remarks
2014-09-23 17:03:57 0 0 0 $0 0
(Unchanged)
Form 3
Olmert Amy
Manager of Investment Manager
2014-09-23 17:38:59 0 0 0 $0 0
(Unchanged)
Form 3
List Cynthia
CFO
2014-09-23 16:16:40 0 0 0 $0 0
(Unchanged)
Form 3
Clearbridge Investments LLC
Subadviser of Fund
2014-10-09 16:35:49 0 0 0 $0 0
(Unchanged)
Form 3
Sun Life Assurance Co of Canada
SUN LIFE FINANCIAL INC
10% Owner
2022-02-14 14:57:30 0 0 0 $0 0
(Unchanged)
Form 13G
GUARDIAN LIFE INSURANCE CO OF AMERICA
10% Owner
2022-02-15 16:37:00 42 0 42 $1210.44 42new
(New Position)
Form 13G
Fuller Kenneth
CEO
Chairman
2015-03-05 15:58:40 300 0 300 $8646 300new
(New Position)
Form 4
Trust Jane
VP
2015-04-24 18:52:56 0 0 0 $0 0
(Unchanged)
Form 3
PRUDENTIAL FINANCIAL INC
PRUDENTIAL INSURANCE CO OF AMERICA
Prudential Retirement Insurance & Annuity Co
10% Owner
2019-02-06 15:03:43 218 0 218 $6282.76 -572
(-72.41%)decrease
Form 13G
Johnson Terence
Director of Subadviser
2016-03-29 13:49:36 0 0 0 $0 0
(Unchanged)
Form 3
Kenney John
Director of Subadviser
2016-03-29 13:55:55 0 0 0 $0 0
(Unchanged)
Form 3
Eede Justin
Director of Subadviser
2016-03-29 13:58:38 0 0 0 $0 0
(Unchanged)
Form 3
KAMERICK EILEEN A
Director
2016-09-19 15:37:34 1382 0 1382 $39,829 1382new
(New Position)
Form 4
METROPOLITAN LIFE INSURANCE CO
10% Owner
2017-02-27 12:00:30 14,100,000 0 14,100,000 $406,362,000 14,100,000new
(New Position)
Form 3
Kuehl Todd F
Chief Compliance Officer
2017-05-16 09:49:41 0 0 0 $0 0
(Unchanged)
Form 3
Cashman Frances
Director of Subadviser
2017-06-02 12:38:01 0 0 0 $0 0
(Unchanged)
Form 3
Vanderlee Peter
Portfolio Manager of the Fund
2017-12-08 11:42:25 2800 0 2800 $80,696 -500
(-15.15%)decrease
Form 4
Berg Jennifer s
Treasurer
2018-01-09 15:48:07 0 0 0 $0 0
(Unchanged)
Form 3
COLMAN CAROL L
Director
2018-03-12 14:21:48 8120 0 8120 $234,018 2000
(32.68%)increase
Form 4
KNIGHTS OF COLUMBUS
10% Owner
2018-10-16 12:22:34 90,402,620 0 90,402,620 $2,605,403,511 90,402,620new
(New Position)
Form 5
MANNING BARBARA BROOKE
CCO/GC of Subadviser
2018-12-06 12:05:26 0 0 0 $0 -1000
(-100.00%)decrease
Form 4
Murphy Terrence
CEO
2018-12-14 09:53:51 0 0 0 $0 -3611.46
(-100.00%)decrease
Form 4
Freeman Richard A
Portfolio Manager of the Fund
2019-01-02 11:57:33 0 0 0 $0 -31,421
(-100.00%)decrease
Form 4
Glasser Scott
Co-Chief Inv. Officer Sub Adv.
2019-01-03 09:54:37 0 0 0 $0 -13,000
(-100.00%)decrease
Form 4
Kumar Nisha
Director
2019-01-09 11:46:11 0 0 0 $0 0
(Unchanged)
Form 3
Berarducci Christopher
Treas/Principal Finan Officer
2019-09-30 15:36:24 0 0 0 $0 0
(Unchanged)
Form 3
COHEN HARRY D
Man. Dir & CIO of Subadviser
2019-12-02 12:19:56 0 7215.11 7215.11 $207,939 -7234.52
(-50.07%)decrease
Form 4
Agdern Robert D
Director
2019-12-23 11:31:16 0 0 0 $0 -3095
(-100.00%)decrease
Form 4
Boydston Laura
Director of Sub-Adviser
2020-01-10 11:37:13 0 0 0 $0 0
(Unchanged)
Form 3
CRONIN DANIEL P
Director
2020-03-12 14:03:03 10,066 0 10,066 $290,092 7565.64
(302.63%)increase
Form 4
Clarfeld Michael
Portfolio Manager
2020-03-13 15:07:13 7000 0 7000 $201,740 5000
(250.00%)increase
Form 4
AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
2021-07-27 16:44:50 126 0 126 $3631.32 -5,381,435
(-100.00%)decrease
Form 13G
Jensen Fred Steven
Chief Compliance Officer
2020-04-24 12:44:57 0 0 0 $0 0
(Unchanged)
Form 3
Shaneyfelt Gwen L
Director of Sub-Adviser
2020-08-07 12:06:23 0 0 0 $0 0
(Unchanged)
Form 3
JOHNSON JENNIFER M
Director of Sub-Adviser
2020-08-07 14:36:37 0 0 0 $0 0
(Unchanged)
Form 3
Plafker Jed A.
Director of Sub-Adviser
2020-08-10 09:05:21 0 0 0 $0 0
(Unchanged)
Form 3
Nicholls Matthew
Director of Sub-Adviser
2020-08-10 10:21:44 0 0 0 $0 0
(Unchanged)
Form 3
Hoyt George P.
Secretary and Ch Lgl Officer
2020-08-19 17:49:16 0 0 0 $0 0
(Unchanged)
Form 3
Eakes Brian
Manager/Investment Manager
2020-10-07 14:20:11 0 0 0 $0 0
(Unchanged)
Form 3
Fergerson Laura F
Manager/Investment Manager
2020-10-09 11:33:32 0 0 0 $0 0
(Unchanged)
Form 3
Eades Chris
Portfolio Manager
2020-11-18 19:55:28 9292.35 0 9292.35 $267,806 2862.35
(44.52%)increase
Form 4
HUTCHINSON WILLIAM R
Director
2020-12-07 08:54:59 0 0 0 $0 -7000
(-100.00%)decrease
Form 4