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Insider Trading - ClearBridge MLP & Midstream Fund Inc. (CEM)

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"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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CEM Insider Trading Transactions for ClearBridge MLP & Midstream Fund Inc.

Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2015-09-25
Sale
2015-09-29
9:44 pm
ClearBridge Energy MLP Fund Inc. CEM HUTCHINSON WILLIAM R
Director
6,000 $19.27 $115,605 0
(Indirect
Direct)
View
2015-12-01
Purchase
2015-12-03
4:49 pm
ClearBridge Energy MLP Fund Inc. CEM COHEN HARRY D
COO
15,000 $18.52 $277,800 46,666
(Direct)
View
2015-12-07
Purchase
2015-12-09
5:07 pm
ClearBridge Energy MLP Fund Inc. CEM COHEN HARRY D
COO
10,000 $13.97 $139,720 57,479
(Direct)
View
2016-07-21
Purchase
2016-07-25
5:49 pm
ClearBridge Energy MLP Fund Inc. CEM Agdern Robert D
Director
3,095 $16.07 $49,727 3,095
(Direct)
View
2016-09-16
Purchase
2016-09-19
3:37 pm
ClearBridge Energy MLP Fund Inc. CEM KAMERICK EILEEN A
Director
1,382 $15.38 $21,262 1,382
(Direct)
View
2016-12-19
Sale
2016-12-21
4:34 pm
ClearBridge Energy MLP Fund Inc. CEM Freeman Richard A
Portfolio Manager of the Fund
6,601 $15.06 $99,378 47,877
(Direct)
View
2016-12-20
Purchase
2016-12-22
12:20 pm
ClearBridge Energy MLP Fund Inc. CEM Vanderlee Peter
Portfolio Manager of the Fund
300 $15.29 $4,587 3,300
(Direct)
View
2017-05-31
Purchase
2017-06-01
11:45 am
ClearBridge Energy MLP Fund Inc. CEM Eades Chris
Portfolio Manager
1,600 $15.68 $25,093 3,600
(Direct)
View
2017-09-13
Purchase
2017-09-14
2:11 pm
ClearBridge Energy MLP Fund Inc. CEM Eades Chris
Portfolio Manager
1,000 $14.96 $14,959 4,600
(Direct)
View
2017-12-07
Sale
2017-12-08
11:42 am
ClearBridge Energy MLP Fund Inc. CEM Vanderlee Peter
Portfolio Manager of the Fund
500 $12.88 $6,440 2,800
(Direct)
View
2017-12-11
Purchase
2017-12-12
1:14 pm
ClearBridge Energy MLP Fund Inc. CEM Eades Chris
Portfolio Manager
1,830 $13.71 $25,090 6,430
(Direct)
View
2018-03-08
Purchase
2018-03-12
10:56 am
ClearBridge Energy MLP Fund Inc. CEM COLMAN CAROL L
Director
5,000 $14.15 $70,728 6,120
(Direct)
View
2018-03-12
Purchase
2018-03-12
2:21 pm
ClearBridge Energy MLP Fund Inc. CEM COLMAN CAROL L
Director
2,000 $14.48 $28,960 8,120
(Direct)
View
2018-05-14
Purchase
2018-05-15
10:23 am
ClearBridge Energy MLP Fund Inc. CEM HUTCHINSON WILLIAM R
Director
7,000 $14.76 $103,306 7,000
(Direct)
View
2018-12-04
Sale
2018-12-06
12:05 pm
ClearBridge MLP & Midstream Fund Inc. CEM MANNING BARBARA BROOKE
CCO/GC of Subadviser
1,608 $12.12 $19,495 0
(Direct)
View
2018-12-10
Sale
2018-12-12
2:37 pm
ClearBridge MLP & Midstream Fund Inc. CEM COHEN HARRY D
COO
58,784 $11.25 $661,520 1,738
(Direct)
View
2018-12-10
Sale(A)
2018-12-12
4:39 pm
ClearBridge MLP & Midstream Fund Inc. CEM COHEN HARRY D
COO
58,784 $11.25 $661,520 1,738
(Indirect
Direct)
View
2018-12-12
Sale
2018-12-14
09:53 am
ClearBridge MLP & Midstream Fund Inc. CEM Murphy Terrence
CEO
COO
6,479 $11.39 $73,811 0
(Direct)
View
2018-12-26
Sale
2018-12-28
12:04 pm
ClearBridge MLP & Midstream Fund Inc. CEM Freeman Richard A
Portfolio Manager of the Fund
26,611 $9.8322 $261,645 31,421
(Direct)
View
2018-12-28
Sale
2019-01-02
11:57 am
ClearBridge MLP & Midstream Fund Inc. CEM Freeman Richard A
Portfolio Manager of the Fund
31,421 $10.12 $317,966 0
(Direct)
View
2018-12-31
Sale
2019-01-03
09:54 am
ClearBridge MLP & Midstream Fund Inc. CEM Glasser Scott
CIO
24,584 $10.3 $253,207 0
(Direct)
View
2019-10-28
Sale
2019-10-30
08:31 am
ClearBridge MLP & Midstream Fund Inc. CEM COHEN HARRY D
COO
1,738 $10.7 $18,600 0
(Indirect
Direct)
View
2019-11-21
Sale
2019-12-02
12:19 pm
ClearBridge MLP & Midstream Fund Inc. CEM COHEN HARRY D
COO
7,234 $9.9139 $71,719 7,215
(Indirect)
View
2019-12-19
Sale
2019-12-23
11:31 am
ClearBridge MLP & Midstream Fund Inc. CEM Agdern Robert D
Director
3,095 $11.5 $35,593 0
(Direct)
View
2020-03-12
Purchase
2020-03-12
2:03 pm
ClearBridge MLP & Midstream Fund Inc. CEM CRONIN DANIEL P
Director
5,000 $3.6036 $18,018 10,066
(Direct)
View
2020-03-13
Purchase
2020-03-13
3:07 pm
ClearBridge MLP & Midstream Fund Inc. CEM Clarfeld Michael
Portfolio Manager
5,000 $3.1158 $15,579 7,000
(Direct)
View
(A) Indicate amendment filing.

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2016-02-24
Other
2016-02-26
3:40 pm
N/A
N/A
ClearBridge Energy MLP Fund Inc. CEM PRUDENTIAL FINANCIAL INC
PRUDENTIAL INSURANCE CO OF AMERICA
Prudential Retirement Insurance & Annuity Co
10% Owner
152 $102,958 160
(Indirect)
View
2016-02-24
Other
2016-02-26
3:40 pm
N/A
N/A
ClearBridge Energy MLP Fund Inc. CEM PRUDENTIAL FINANCIAL INC
PRUDENTIAL INSURANCE CO OF AMERICA
Prudential Retirement Insurance & Annuity Co
10% Owner
420 $103,132 160
(Indirect)
View
2016-02-12
Other
2017-04-28
5:55 pm
N/A
N/A
ClearBridge Energy MLP Fund Inc. CEM AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
116 $102,000 8,886,463
(Indirect)
View
2016-02-12
Other
2017-04-28
5:55 pm
N/A
N/A
ClearBridge Energy MLP Fund Inc. CEM AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
218 $102,000 8,886,463
(Indirect)
View
2016-02-12
Other
2017-04-28
5:55 pm
N/A
N/A
ClearBridge Energy MLP Fund Inc. CEM AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
576,419 $587,948 8,886,463
(Indirect)
View
2016-02-12
Other
2017-04-28
5:55 pm
N/A
N/A
ClearBridge Energy MLP Fund Inc. CEM AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
1,537,118 $1,567,860 8,886,463
(Indirect)
View
2016-02-12
Other
2017-04-28
5:55 pm
N/A
N/A
ClearBridge Energy MLP Fund Inc. CEM AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
2,113,537 $2,155,808 8,886,463
(Indirect)
View
2020-03-23
Other
2020-03-25
4:36 pm
N/A
N/A
ClearBridge MLP & Midstream Fund Inc. CEM AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
1,213,235 $1,249,394 4,437,934
(Indirect)
View
2020-03-23
Other
2020-03-25
4:36 pm
N/A
N/A
ClearBridge MLP & Midstream Fund Inc. CEM AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
3,235,294 $3,332,633 4,437,934
(Indirect)
View
2020-03-23
Other
2020-03-25
4:36 pm
N/A
N/A
ClearBridge MLP & Midstream Fund Inc. CEM AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
4,448,530 $4,584,892 4,437,934
(Indirect)
View
2020-03-25
Other
2020-03-26
4:16 pm
N/A
N/A
ClearBridge MLP & Midstream Fund Inc. CEM AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
257,353 $265,072 3,494,306
(Indirect)
View
2020-03-25
Other
2020-03-26
4:16 pm
N/A
N/A
ClearBridge MLP & Midstream Fund Inc. CEM AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
686,275 $707,058 3,494,306
(Indirect)
View
2020-03-25
Other
2020-03-26
4:16 pm
N/A
N/A
ClearBridge MLP & Midstream Fund Inc. CEM AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
943,627 $972,750 3,494,306
(Indirect)
View
2020-03-27
Other
2020-03-30
1:49 pm
N/A
N/A
ClearBridge MLP & Midstream Fund Inc. CEM AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
393,382 $401,324 2,051,901
(Indirect)
View
2020-03-27
Other
2020-03-30
1:49 pm
N/A
N/A
ClearBridge MLP & Midstream Fund Inc. CEM AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
1,049,020 $1,070,506 2,051,901
(Indirect)
View
2020-03-27
Other
2020-03-30
1:49 pm
N/A
N/A
ClearBridge MLP & Midstream Fund Inc. CEM AMERICAN INTERNATIONAL GROUP INC
AMERICAN GENERAL LIFE INSURANCE CO
See Remarks
1,442,402 $1,472,795 2,051,901
(Indirect)
View