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Insider Trading - COHEN HARRY D
| | "Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise" - Peter Lynch What is insider trading>> SPAC List: List of Special Purpose Acquisition Companies |
Common stock purchase or sale:
| Transaction Date | Reported DateTime | Company | Symbol | Insider Relationship | Shares Traded | Average Price | Total Amount | Shares Owned | Filing |
| 2018-12-10 Sale | 2018-12-12 2:37 pm | ClearBridge MLP & Midstream Fund Inc. | CEM | COHEN HARRY D COO | 58,784 | $11.25 | $661,520 | 1,738 (Direct) | View |
| 2018-12-10 Sale(A) | 2018-12-12 4:39 pm | ClearBridge MLP & Midstream Fund Inc. | CEM | COHEN HARRY D COO | 58,784 | $11.25 | $661,520 | 1,738 (Indirect Direct) | View |
| 2019-10-28 Sale | 2019-10-30 08:31 am | ClearBridge MLP & Midstream Fund Inc. | CEM | COHEN HARRY D COO | 1,738 | $10.7 | $18,600 | 0 (Indirect Direct) | View |
| 2019-11-21 Sale | 2019-12-02 12:19 pm | ClearBridge MLP & Midstream Fund Inc. | CEM | COHEN HARRY D COO | 7,234 | $9.9139 | $71,719 | 7,215 (Indirect) | View |
| 2019-12-30 Sale | 2019-12-31 11:18 am | ClearBridge MLP & Midstream Total Return Fund Inc. | CTR | COHEN HARRY D CIO | 5,000 | $8.5432 | $42,716 | 0 (Indirect Direct) | View |
| 2019-12-30 Sale | 2019-12-31 12:31 pm | ClearBridge Energy Midstream Opportunity Fund Inc. | EMO | COHEN HARRY D CIO | 4,000 | $8.4157 | $33,663 | 0 (Indirect) | View |
Stock options: Exercise, Award, Grant, Conversion
| Transaction Date | Reported DateTime | Exercisable Expiration | Company | Symnbol | Insider Relationship | Shares Traded | Conversion Price | Shares Owned | Filing |
| 2012-06-26 Option Award | 2018-12-13 10:48 am | N/A N/A | ClearBridge MLP & Midstream Total Return Fund Inc. | CTR | COHEN HARRY D CIO | 10,000 | $20 | 10,000 (Direct) | View |
| 2012-06-26 Option Award | 2018-12-13 10:48 am | N/A N/A | ClearBridge MLP & Midstream Total Return Fund Inc. | CTR | COHEN HARRY D CIO | 5,000 | $20 | 5,000 (Indirect) | View |