GREAT ELM CAP CORP NT (GECCG) - 13D/13G Filings

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2023-03-27
4:35 pm
Sale
2022-12-3113GGREAT ELM CAP CORP COM
GECC
Lenders Funding LLC471,003
6.200%
-95,236decrease
(-16.82%)
Filing
History
2023-02-17
09:47 am
Purchase
2022-12-3113GGREAT ELM CAP CORP COM
GECC
Imperial Capital Asset Management LLC743,230
9.800%
410,939increase
(+123.67%)
Filing
History
2023-01-24
6:16 pm
Sale
2022-08-3013DGREAT ELM CAP CORP COM
GECC
Great Elm Group Inc.
GEG
1,569,787
20.600%
-271,929decrease
(-14.76%)
Filing
History
2023-01-03
7:33 pm
Sale
2022-12-3013DGREAT ELM CAP CORP COM
GECC
Great Elm Group Inc.
GEG
1,841,716
24.200%
-445,671decrease
(-19.48%)
Filing
History
2022-06-21
5:24 pm
Purchase
2022-06-1513DGREAT ELM CAP CORP COM
GECC
Northern Right Capital Management, L.P.860,088
11.300%
624,000increase
(+264.31%)
Filing
History
2022-06-17
4:35 pm
Purchase
2022-06-1713DGREAT ELM CAP CORP COM
GECC
Great Elm Group Inc.
GEG
2,287,387
30.100%
1,400,100increase
(+157.80%)
Filing
History
2022-06-06
6:02 pm
Purchase
2022-05-2513DGREAT ELM CAP CORP COM
GECC
Northern Right Capital Management, L.P.236,088
5.100%
9,951increase
(+4.40%)
Filing
History
2022-05-12
9:25 pm
Sale
2022-05-1113DGREAT ELM CAP CORP COM
GECC
Great Elm Group Inc.
GEG
887,287
19.300%
-72,475decrease
(-7.55%)
Filing
History
2022-02-14
5:07 pm
Sale
2021-12-3113GGREAT ELM CAP CORP COM
GECC
Imperial Capital Asset Management LLC332,291
7.200%
-29,395decrease
(-8.13%)
Filing
History
2022-02-14
12:00 pm
Purchase
2021-12-3113GGREAT ELM CAP CORP COM
GECC
Northern Right Capital Management, L.P.226,137
5.040%
5,106increase
(+2.31%)
Filing
History
2022-02-04
4:03 pm
Unchanged
2021-12-3113GGREAT ELM CAP CORP COM
GECC
Lenders Funding LLC566,239
12.630%
0
(Unchanged)
Filing
History
2021-10-13
3:00 pm
Purchase
2021-09-2013GGREAT ELM CAP CORP COM
GECC
Lenders Funding LLC566,239
12.630%
566,239increase
(New Position)
Filing
History
2021-09-28
5:19 pm
Sale
2021-09-2013DGREAT ELM CAP CORP COM
GECC
Great Elm Group Inc.
GEG
959,762
21.400%
-16,037decrease
(-1.64%)
Filing
History
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