Real time Form 13D and 13G transaction reports:
- Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
- Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
- Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Reported DateTime | Transaction Date | Type | Company Symbol | Filed By Symbol | Shares Owned % Owned | Shares Vs. Prev Report | View |
| 2024-10-29 6:50 pm Purchase | 2024-10-25 | 13D | GREAT ELM CAP GROUP INC NE GEC | Imperial Capital Asset Management LLC | 7,372,765 24.700% | 604,617 (+8.93%) | Filing History |
| 2024-08-15 8:01 pm Sale | 2024-08-15 | 13G | Great Elm Capital Corp. GECC | Imperial Capital Asset Management LLC | 513,535 4.900% | -198,091 (-27.84%) | Filing History |
| 2024-02-14 4:18 pm Sale | 2023-12-31 | 13G | Great Elm Capital Corp. GECC | Imperial Capital Asset Management LLC | 711,626 9.400% | -31,604 (-4.25%) | Filing History |
| 2023-06-20 07:12 am Sale | 2023-06-16 | 13D | GREAT ELM CAP GROUP INC NE GEC | Imperial Capital Asset Management LLC | 6,768,148 22.100% | -2,121,348 (-23.86%) | Filing History |
| 2023-06-07 4:27 pm Purchase | 2023-06-05 | 13D | GREAT ELM CAP GROUP INC NE GEC | Imperial Capital Asset Management LLC | 8,889,496 27.100% | 320,598 (+3.74%) | Filing History |
| 2023-05-15 4:17 pm Purchase | 2023-05-05 | 13D | GREAT ELM CAP GROUP INC NE GEC | Imperial Capital Asset Management LLC | 8,568,898 26.200% | 8,568,898 (New Position) | Filing History |
| 2023-02-17 09:47 am Purchase | 2022-12-31 | 13G | Great Elm Capital Corp. GECC | Imperial Capital Asset Management LLC | 743,230 9.800% | 410,939 (+123.67%) | Filing History |
| 2022-02-14 5:07 pm Sale | 2021-12-31 | 13G | Great Elm Capital Corp. GECC | Imperial Capital Asset Management LLC | 332,291 7.200% | -29,395 (-8.13%) | Filing History |
| 2021-02-16 5:04 pm Sale | 2020-12-31 | 13G | Great Elm Capital Corp. GECC | Imperial Capital Asset Management LLC | 361,686 9.900% | -2,189 (-0.60%) | Filing History |
| 2020-10-13 10:56 am Purchase | 2020-09-30 | 13G | Great Elm Capital Corp. GECC | Imperial Capital Asset Management LLC | 363,875 9.900% | 363,875 (New Position) | Filing History |