13D/13G Filings - Imperial Capital Asset Management LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2024-10-29
6:50 pm
Purchase
2024-10-2513DGREAT ELM CAP GROUP INC NE
GEC
Imperial Capital Asset Management LLC7,372,765
24.700%
604,617increase
(+8.93%)
Filing
History
2024-08-15
8:01 pm
Sale
2024-08-1513GGreat Elm Capital Corp.
GECC
Imperial Capital Asset Management LLC513,535
4.900%
-198,091decrease
(-27.84%)
Filing
History
2024-02-14
4:18 pm
Sale
2023-12-3113GGreat Elm Capital Corp.
GECC
Imperial Capital Asset Management LLC711,626
9.400%
-31,604decrease
(-4.25%)
Filing
History
2023-06-20
07:12 am
Sale
2023-06-1613DGREAT ELM CAP GROUP INC NE
GEC
Imperial Capital Asset Management LLC6,768,148
22.100%
-2,121,348decrease
(-23.86%)
Filing
History
2023-06-07
4:27 pm
Purchase
2023-06-0513DGREAT ELM CAP GROUP INC NE
GEC
Imperial Capital Asset Management LLC8,889,496
27.100%
320,598increase
(+3.74%)
Filing
History
2023-05-15
4:17 pm
Purchase
2023-05-0513DGREAT ELM CAP GROUP INC NE
GEC
Imperial Capital Asset Management LLC8,568,898
26.200%
8,568,898increase
(New Position)
Filing
History
2023-02-17
09:47 am
Purchase
2022-12-3113GGreat Elm Capital Corp.
GECC
Imperial Capital Asset Management LLC743,230
9.800%
410,939increase
(+123.67%)
Filing
History
2022-02-14
5:07 pm
Sale
2021-12-3113GGreat Elm Capital Corp.
GECC
Imperial Capital Asset Management LLC332,291
7.200%
-29,395decrease
(-8.13%)
Filing
History
2021-02-16
5:04 pm
Sale
2020-12-3113GGreat Elm Capital Corp.
GECC
Imperial Capital Asset Management LLC361,686
9.900%
-2,189decrease
(-0.60%)
Filing
History
2020-10-13
10:56 am
Purchase
2020-09-3013GGreat Elm Capital Corp.
GECC
Imperial Capital Asset Management LLC363,875
9.900%
363,875increase
(New Position)
Filing
History