Activist 13D/13G Filings - UBS Group AG (UBS)

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2020-02-11
07:03 am
Sale
13GKAYNE ANDERSON MLP/MIDSTREAM I
KYNPRF
UBS Group AG
UBS
0
0%
-263,615decrease
(Position Closed)
View
2020-02-11
07:02 am
Sale
13GWELBILT INC
WBT
UBS Group AG
UBS
0
0%
-10,129,874decrease
(Position Closed)
View
2020-02-11
07:02 am
Unchanged
13GBRICKELL BIOTECH INC
BBI
UBS Group AG
UBS
0
0%
0
(Unchanged)
View
2020-02-11
07:02 am
Sale
13GALPHATEC HOLDINGS INC
ATEC
UBS Group AG
UBS
0
0%
-2,965,156decrease
(Position Closed)
View
2020-02-11
07:02 am
Sale
13GWESTERN ASSET CORPORATE LN FD
TLI
UBS Group AG
UBS
0
0%
-635,706decrease
(Position Closed)
View
2020-02-11
07:01 am
Sale
13GSITIO ROYALTIES CORP COM C
STR
UBS Group AG
UBS
0
0%
-4,924,080decrease
(Position Closed)
View
2020-02-11
07:01 am
Sale
13GSILVERBOW RES INC
SBOW
UBS Group AG
UBS
0
0%
-1,012,542decrease
(Position Closed)
View
2020-02-11
07:01 am
Sale
13GTRUECAR INC
TRUE
UBS Group AG
UBS
0
0%
-11,665,236decrease
(Position Closed)
View
2020-02-11
07:01 am
Sale
13GMANITOWOC CO INC
MTW
UBS Group AG
UBS
0
0%
-1,987,387decrease
(Position Closed)
View
2020-02-11
07:01 am
Sale
13GORBCOMM, INC
ORBC
UBS Group AG
UBS
0
0%
-5,560,469decrease
(Position Closed)
View
2020-02-11
07:01 am
Sale
13GVOYAGER THERAPEUTICS INC
VYGR
UBS Group AG
UBS
0
0%
-1,985,674decrease
(Position Closed)
View
2020-02-11
07:01 am
Unchanged
13GIVERIC BIO INC
ISEE
UBS Group AG
UBS
0
0%
0
(Unchanged)
View
2020-02-11
07:00 am
Sale
13GPARATEK PHARMACEUTICAL, INC CO
PRTK
UBS Group AG
UBS
0
0%
-2,119,933decrease
(Position Closed)
View
2020-02-11
07:00 am
Sale
13GPROQR THERAPEUTICS N.V.
PRQR
UBS Group AG
UBS
0
0%
-2,079,315decrease
(Position Closed)
View
2020-02-11
07:00 am
Unchanged
13GPGIM HIGH YIELD BOND FUND, INC
ISD
UBS Group AG
UBS
0
0%
0
(Unchanged)
View
2020-02-11
07:00 am
Unchanged
13GCASSAVA SCIENCES INC
SAVA
UBS Group AG
UBS
0
0%
0
(Unchanged)
View
2020-02-11
07:00 am
Unchanged
13GINTELLIPHARMACEUTICS INTL INC
IPCI
UBS Group AG
UBS
0
0%
0
(Unchanged)
View
2020-02-11
06:27 am
Purchase
13GISTAR FINANCIAL INC
SFI
UBS Group AG
UBS
6,607,801
8.4%
93,122increase
(+1.43%)
View
2020-02-11
06:25 am
Sale
13GEVOGENE LTD
EVGN
UBS Group AG
UBS
1,369,829
5.32%
-2,585decrease
(-0.19%)
View
2020-02-11
06:24 am
Purchase
13GWESTERN ASSET INVESTMENT GRADE
IGI
UBS Group AG
UBS
668,735
6.17%
60,507increase
(+9.95%)
View
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