Activist 13D/13G Filings - UBS Group AG (UBS)

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2024-02-06
09:21 am
Sale
13GBlackRock Multi-Sector Opportunities Trust II
MSO
UBS Group AG
UBS
0
0%
-115,410decrease
(Position Closed)
View
2024-02-06
09:10 am
Purchase
13GABERDEEN INCOME CR STRATEGIES
ACPPP
UBS Group AG
UBS
648,944
40.56%
60,077increase
(+10.20%)
View
2024-02-05
3:52 pm
Sale
13GVIPSHOP HLDGS LTD SPONSORED AD
VIPS
UBS Group AG
UBS
1,604,322
17.29%
-14,511,117decrease
(-90.04%)
View
2024-02-05
3:33 pm
Purchase
13GRIVERNORTH / DOUBLELINE
OPPBP
UBS Group AG
UBS
196,188
8.17%
3,373increase
(+1.75%)
View
2024-02-05
3:11 pm
Unchanged
13GBLINK CHARGING CO COM
BLNK
UBS Group AG
UBS
0
0%
0
(Unchanged)
View
2024-02-05
2:49 pm
Unchanged
13GEMPIRE ST RLTY TR INC
ESRT
UBS Group AG
UBS
0
0%
0
(Unchanged)
View
2024-02-02
3:41 pm
Sale
13GABRDN GLOBAL INFRASTRUCTURE IN
ASGI
UBS Group AG
UBS
0
0%
-466,228decrease
(Position Closed)
View
2024-01-18
08:37 am
Purchase
13GGABELLI EQUITY TRUST INC
GAB
UBS Group AG
UBS
35
12.92%
35increase
(New Position)
View
2023-11-09
2:58 pm
Unchanged
13GBLUE APRON HLDGS INC
APRN
UBS Group AG
UBS
0
0%
0
(Unchanged)
View
2023-10-06
1:03 pm
Purchase
13GPIMCO CALIFORNIA MUNICIPAL INC
PZC
UBS Group AG
UBS
3,349
96.49%
3,000increase
(+859.60%)
View
2023-10-05
4:33 pm
Unchanged
13GPIMCO YORK MUNICIPAL INCOM
PYN
UBS Group AG
UBS
1,038
99.71%
0
(Unchanged)
View
2023-10-05
4:02 pm
Unchanged
13GPIMCO CORPORATE & INCOME
PTY
UBS Group AG
UBS
3,242
94.77%
0
(Unchanged)
View
2023-10-05
4:00 pm
Unchanged
13GPIMCO NY MUNI INCOME FD II
PNI
UBS Group AG
UBS
1,976
96.67%
0
(Unchanged)
View
2023-10-05
09:46 am
Purchase
13GPIMCO NY MUNI INC FD
PNF
UBS Group AG
UBS
1,286
96.26%
1,000increase
(+349.65%)
View
2023-10-04
4:55 pm
Unchanged
13GPIMCO MUNICIPAL INCOME FUND II
PMX
UBS Group AG
UBS
5,123
98.96%
0
(Unchanged)
View
2023-10-04
10:39 am
Purchase
13GPIMCO MUNICIPAL INCOME FD II
PML
UBS Group AG
UBS
9,288
96.89%
9,000increase
(+3125.00%)
View
2023-10-04
09:56 am
Unchanged
13GPIMCO MUNICIPAL INC FD
PMF
UBS Group AG
UBS
5,589
96.28%
0
(Unchanged)
View
2023-10-04
08:49 am
Unchanged
13GPIMCO HIGH INCOME FUND SBI
PHK
UBS Group AG
UBS
1,637
94.03%
0
(Unchanged)
View
2023-10-04
08:35 am
Purchase
13GPIMCO INCOME STRATEGY FUND II
PFN
UBS Group AG
UBS
1,422
91.39%
1,000increase
(+236.97%)
View
2023-10-03
12:44 pm
Unchanged
13GPIMCO INCOME STRATEGY FD COMMO
PFL
UBS Group AG
UBS
355
87.87%
0
(Unchanged)
View
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