Activist 13D/13G Filings - UBS Group AG (UBS)

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2022-01-31
1:38 pm
Sale
13GRIVERNORTH / DOUBLELINE
OPPRP
UBS Group AG
UBS
0
0%
-154,569decrease
(Position Closed)
View
2022-01-31
1:28 pm
Sale
13GISTAR FINANCIAL INC
SFI
UBS Group AG
UBS
1,583,072
2.28%
-5,942,573decrease
(-78.96%)
View
2022-01-28
1:55 pm
Sale
13GMESA AIR GROUP INC
MESA
UBS Group AG
UBS
29,748
0.08%
-2,321,904decrease
(-98.74%)
View
2022-01-28
1:46 pm
Sale
13GWESTERN ASSET INVESTMENT GRADE
IGI
UBS Group AG
UBS
615,351
5.67%
-122,963decrease
(-16.65%)
View
2022-01-28
1:21 pm
Purchase
13GABERDEEN INCOME CR STRATEGIES
ACPPP
UBS Group AG
UBS
592,205
37.01%
47,710increase
(+8.76%)
View
2021-12-06
9:45 pm
Purchase
13GABERDEEN INCOME CR STRATEGIES
ACPPP
UBS Group AG
UBS
544,495
34.03%
83,120increase
(+18.02%)
View
2021-08-05
09:20 am
Purchase
13GABERDEEN INCOME CR STRATEGIES
ACPPP
UBS Group AG
UBS
461,375
28.84%
136,590increase
(+42.06%)
View
2021-06-09
11:42 am
Purchase
13GABERDEEN INCOME CR STRATEGIES
ACPPP
UBS Group AG
UBS
324,785
20.3%
324,785increase
(New Position)
View
2021-05-10
10:46 am
Purchase
13GGABELLI DIVIDEND & INCOME TRUS
GDV
UBS Group AG
UBS
64
24.15%
64increase
(New Position)
View
2021-02-09
06:07 am
Purchase
13GISTAR FINANCIAL INC
SFI
UBS Group AG
UBS
7,525,645
10.17%
288,275increase
(+3.98%)
View
2021-02-08
06:18 am
Sale
13GNUVEEN TAX-ADV TOTAL RETURN ST
JTA
UBS Group AG
UBS
0
0%
-812,924decrease
(Position Closed)
View
2021-02-08
06:16 am
Purchase
13GWESTERN ASSET INVESTMENT GRADE
IGI
UBS Group AG
UBS
738,314
6.81%
49,677increase
(+7.21%)
View
2021-02-08
06:16 am
Purchase
13GISTAR FINANCIAL INC
SFI
UBS Group AG
UBS
7,237,370
9.78%
519,161increase
(+7.73%)
View
2021-02-08
06:16 am
Sale
13GEVOGENE LTD
EVGN
UBS Group AG
UBS
0
0%
-1,369,829decrease
(Position Closed)
View
2021-02-08
06:15 am
Purchase
13GRIVERNORTH / DOUBLELINE
OPPRP
UBS Group AG
UBS
154,569
7.03%
154,569increase
(New Position)
View
2021-02-08
06:15 am
Purchase
13GMESA AIR GROUP INC
MESA
UBS Group AG
UBS
2,351,652
6.62%
116,023increase
(+5.19%)
View
2020-06-09
07:50 am
Sale
13GCRANE CO
CR
UBS Group AG
UBS
0
0%
-3,160,304decrease
(Position Closed)
View
2020-04-09
06:21 am
Sale
13GBARINGS BDC INC
BBDC
UBS Group AG
UBS
0
0%
-2,618,691decrease
(Position Closed)
View
2020-04-09
06:18 am
Sale
13GBAIN CAP SPECIALTY FIN INC
BCSF
UBS Group AG
UBS
0
0%
-2,899,320decrease
(Position Closed)
View
2020-04-09
06:17 am
Purchase
13GMESA AIR GROUP INC
MESA
UBS Group AG
UBS
2,235,629
6.77%
4,065increase
(+0.18%)
View
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