Activist 13D/13G Filings - Empery Asset Management LP

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
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Reported
DateTime
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportFiling
2020-03-17
10:00 am
Purchase
13GTIZIANA LIFE SCIENCES LTD
TLSA
Empery Asset Management LP15,175,000
9.9%
15,175,000increase
(New Position)
View
2020-02-11
2:16 pm
Purchase
13GMOLECULIN BIOTECH INC PAR
MBRX
Empery Asset Management LP3,750,000
7.05%
3,750,000increase
(New Position)
View
2020-02-03
11:07 am
Purchase
13GNUWELLIS INC
NUWE
Empery Asset Management LP3,228,205
9.99%
3,228,205increase
(New Position)
View
2020-01-28
1:13 pm
Sale
13GAPPLIED DNA SCIENCES INC P
APDN
Empery Asset Management LP6,876
0.2%
-848,477decrease
(-99.20%)
View
2020-01-28
1:08 pm
Unchanged
13G22nd Century Group Inc.
XXII
Empery Asset Management LP10,543,211
4.99%
0
(Unchanged)
View
2020-01-28
1:02 pm
Purchase
13GYIELD10 BIOSCIENCE, INC
YTEN
Empery Asset Management LP15,227,777
4.99%
4,950,000increase
(+48.16%)
View
2020-01-27
12:11 pm
Purchase
13GNANOVIRICIDES INC PAR $0.0
NNVC
Empery Asset Management LP640,000
9.51%
640,000increase
(New Position)
View
2020-01-27
12:09 pm
Purchase
13GAETHLON MEDICAL INC
AEMD
Empery Asset Management LP1,040,894
7.73%
253,349increase
(+32.17%)
View
2020-01-27
11:36 am
Unchanged
13GGUARDION HEALTH SCIENCES INC C
GHSI
Empery Asset Management LP7,200,000
4.99%
0
(Unchanged)
View
2020-01-27
11:33 am
Purchase
13GTITAN PHARMACEUTICALS INC DEL
TTNP
Empery Asset Management LP7,922,395
4.99%
4,589,062increase
(+137.67%)
View
2020-01-27
11:31 am
Unchanged
13GAETHLON MEDICAL INC
AEMD
Empery Asset Management LP787,545
4.99%
0
(Unchanged)
View
2020-01-23
3:10 pm
Purchase
13GKINTARA THERAPEUTICS INC N
KTRA
Empery Asset Management LP1,440,125
4.99%
1,147,625increase
(+392.35%)
View
2020-01-23
3:08 pm
Sale
13GRESHAPE LIFESCIENCES INC C
RSLS
Empery Asset Management LP525,000
4.99%
-25,000decrease
(-4.55%)
View
2020-01-23
3:07 pm
Sale
13GAMPIO PHARMACEUTICALS INC
AMPE
Empery Asset Management LP3,667,514
2.31%
-8,832,486decrease
(-70.66%)
View
2020-01-23
3:05 pm
Unchanged
13GNOVABAY PHARMACEUTICALS INC CO
NBY
Empery Asset Management LP2,098,566
4.99%
0
(Unchanged)
View
2020-01-23
3:03 pm
Unchanged
13GAETERNA ZENTARIS INC NO PA
AEZS
Empery Asset Management LP1,661,000
4.99%
0
(Unchanged)
View
2020-01-23
3:02 pm
Sale
13GOcugen Inc.
OCGN
Empery Asset Management LP2,982,456
4.99%
-15,508,767decrease
(-83.87%)
View
2020-01-23
3:00 pm
Purchase
13GBENITEC BIOPHARMA LTD SPONSORE
BNTC
Empery Asset Management LP32,128,800
4.99%
32,128,800increase
(New Position)
View
2020-01-21
11:38 am
Sale
13GAYALA PHARMACEUTICALS, INC. CO
ADXS
Empery Asset Management LP0
0%
-600,000decrease
(Position Closed)
View
2020-01-21
11:36 am
Sale
13GINSPIREMD INC
NSPR
Empery Asset Management LP0
0%
-100,000decrease
(Position Closed)
View
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