Empery Asset Management, LP - 13D/13G Filings

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2021-01-20
11:14 am
Sale
2020-12-3113GMoleculin Biotech, Inc.
MBRX
Empery Asset Management, LP1,329
4.570%
-338decrease
(-20.27%)
Filing
History
2021-01-20
11:11 am
Unchanged
2021-12-3113GInMed Pharmaceuticals Inc.
INM
Empery Asset Management, LP44
4.990%
0
(Unchanged)
Filing
History
2021-01-20
11:10 am
Sale
2020-12-3113GHepion Pharmaceuticals, Inc.
HEPA
Empery Asset Management, LP336
1.050%
-1,664decrease
(-83.21%)
Filing
History
2021-01-20
11:08 am
Purchase
2020-12-3113GHancock Jaffe Laboratories
HJLI
Empery Asset Management, LP185,868
4.990%
185,868increase
(New Position)
Filing
History
2021-01-20
11:05 am
Purchase
2020-12-3113GGenius Brands International, Inc.
GNUS
Empery Asset Management, LP1,000,000
3.750%
67,143increase
(+7.20%)
Filing
History
2021-01-20
11:03 am
Purchase
2020-12-3113GGlobus Maritime Limited
GLBS
Empery Asset Management, LP372,494
4.990%
372,494increase
(New Position)
Filing
History
2021-01-20
11:01 am
Sale
2020-12-3113GSecond Sight Medical Products, Inc.
EYES
Empery Asset Management, LP0
0.000%
-733,333decrease
(Position Closed)
Filing
History
2021-01-19
09:58 am
Purchase
2021-01-1413GViveve Medical, Inc.
VIVE
Empery Asset Management, LP1,029,411
9.960%
1,029,411increase
(New Position)
Filing
History
2021-01-14
09:02 am
Purchase
2021-01-1013GApplied DNA Sciences, Inc.
APDN
Empery Asset Management, LP32
6.420%
32increase
(+6880.80%)
Filing
History
2021-01-14
09:00 am
Purchase
2021-01-0813GZevra Therapeutics, Inc.
ZVRA
Empery Asset Management, LP1,230,000
9.990%
1,230,000increase
(New Position)
Filing
History
2021-01-14
09:00 am
Purchase
2021-01-0613GAtossa Therapeutics, Inc.
ATOS
Empery Asset Management, LP4,760,500
5.320%
4,760,500increase
(New Position)
Filing
History
2021-01-13
09:03 am
Purchase
2020-12-3113GCastor Maritime Inc.
CTRM
Empery Asset Management, LP277,333
9.910%
130,000increase
(+88.24%)
Filing
History
2021-01-13
09:03 am
Sale
2020-12-3113GCELLECT BIOTECHNOLOGY LTD SPON
APOP
Empery Asset Management, LP185,200
0.050%
-32,114,800decrease
(-99.43%)
Filing
History
2021-01-13
09:02 am
Sale
2020-12-3113GAllena Pharmaceuticals, Inc.
ALNAQ
Empery Asset Management, LP0
0.000%
-2,792,683decrease
(Position Closed)
Filing
History
2021-01-13
09:02 am
Unchanged
2020-12-3113GArtelo Biosciences, Inc.
ARTL
Empery Asset Management, LP10,222
4.990%
0
(Unchanged)
Filing
History
2021-01-13
09:01 am
Purchase
2020-12-3113GBaudax Bio, Inc.
BXRX
Empery Asset Management, LP714
2.600%
714increase
(New Position)
Filing
History
2021-01-13
09:01 am
Purchase
2020-12-3113GNuwellis, Inc.
NUWE
Empery Asset Management, LP3
4.990%
3increase
(New Position)
Filing
History
2021-01-13
09:00 am
Sale
2020-12-3113GAethlon Medical, Inc.
AEMD
Empery Asset Management, LP1,031
4.990%
-270decrease
(-20.74%)
Filing
History
2021-01-07
12:47 pm
Purchase
2020-12-3113GOrbital Infrastructure Group, Inc.
OIG
Empery Asset Management, LP46,296
5.110%
46,296increase
(New Position)
Filing
History
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