13D/13G Filings - Empery Asset Management, LP

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime		Transaction
Date		TypeCompany
Symbol		Filed By
Symbol		Shares Owned
% Owned		Shares Vs. Prev ReportView
2022-01-11
10:30 am
Sale		2021-12-3113GZevra Therapeutics, Inc.
ZVRA		Empery Asset Management, LP801,670
2.220%		-428,330decrease
(-34.82%)		Filing
History
2021-08-20
4:40 pm
Purchase		2021-08-0913GEyeGate Pharmaceuticals, Inc.
EYEG		Empery Asset Management, LP868,622
6.880%		868,622increase
(New Position)		Filing
History
2021-07-26
10:04 am
Purchase		2021-07-1813GRed Cat Holdings, Inc.
RCAT		Empery Asset Management, LP3,000,000
6.290%		3,000,000increase
(New Position)		Filing
History
2021-07-06
10:00 am
Purchase		2021-06-2913GKiromic BioPharma, Inc.
KRBP		Empery Asset Management, LP33,333
6.500%		33,333increase
(New Position)		Filing
History
2021-06-28
10:01 am
Purchase		2021-06-2213GSecond Sight Medical Products, Inc.
EYES		Empery Asset Management, LP1,100,000
8.710%		1,100,000increase
(New Position)		Filing
History
2021-06-15
10:01 am
Purchase		2021-06-1013GAethlon Medical, Inc.
AEMD		Empery Asset Management, LP138,808
9.820%		56,306increase
(+68.25%)		Filing
History
2021-06-10
10:14 am
Sale		2021-06-0713G22nd Century Group, Inc.
XXII		Empery Asset Management, LP313
6.230%		-13decrease
(-3.95%)		Filing
History
2021-06-08
11:25 am
Purchase		2021-06-0113GENGlobal Corporation
ENG		Empery Asset Management, LP297,619
6.780%		297,619increase
(New Position)		Filing
History
2021-06-03
10:49 am
Purchase		2021-05-2813GPolished.com Inc.
POL		Empery Asset Management, LP2,667
6.470%		2,667increase
(New Position)		Filing
History
2021-05-04
09:50 am
Purchase		2021-04-2813GBit Brother LtdEmpery Asset Management, LP1,250,000
6.130%		1,250,000increase
(New Position)		Filing
History
2021-04-09
10:24 am
Purchase		2021-03-3113GVirTra, Inc.
VTSI		Empery Asset Management, LP1,000,000
9.280%		1,000,000increase
(New Position)		Filing
History
2021-03-24
11:03 am
Unchanged		2021-03-1713GNuwellis, Inc.
NUWE		Empery Asset Management, LP137
6.130%		0
(Unchanged)		Filing
History
2021-03-02
12:06 pm
Purchase		2021-02-2313GBriaCell Therapeutics Corp.
BCTX		Empery Asset Management, LP34,094
8.890%		34,094increase
(New Position)		Filing
History
2021-02-25
1:27 pm
Purchase		2021-02-1713GPyxis Tankers Inc.
PXS		Empery Asset Management, LP714,286
7.770%		714,286increase
(New Position)		Filing
History
2021-02-23
10:07 am
Purchase		2021-02-1713GMoSys, Inc.
MOSY		Empery Asset Management, LP495,867
8.260%		488,492increase
(+6623.62%)		Filing
History
2021-02-19
11:27 am
Purchase		2021-02-1613GION Geophysical Corporation
IOGPQ		Empery Asset Management, LP996,667
5.550%		164,353increase
(+19.75%)		Filing
History
2021-02-19
11:21 am
Purchase		2021-02-1213GPhio Pharmaceuticals Corp.
PHIO		Empery Asset Management, LP8,330
6.760%		8,330increase
(New Position)		Filing
History
2021-02-18
10:54 am
Purchase		2021-02-1213GCaladrius Biosciences, Inc.
CLBS		Empery Asset Management, LP229,932
5.900%		229,932increase
(New Position)		Filing
History
2021-02-18
10:51 am
Purchase		2021-02-1213GU.S. Energy Corp.
USEG		Empery Asset Management, LP425,195
9.870%		425,195increase
(New Position)		Filing
History
2021-02-18
10:49 am
Purchase		2021-02-1613GHepion Pharmaceuticals, Inc.
HEPA		Empery Asset Management, LP4,000
5.250%		3,664increase
(+1091.38%)		Filing
History
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