Activist 13D/13G Filings - Empery Asset Management LP

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime		TypeCompany
Symbol		Filed By
Symbol		Shares Owned
% Owned		Shares Vs. Prev ReportFiling
2021-01-20
11:05 am
Purchase		13GKartoon Studios Inc.
TOON		Empery Asset Management LP10,000,000
3.75%		671,427increase
(+7.20%)		View
2021-01-20
11:03 am
Purchase		13GGLOBUS MARITIME LIMITED COM PA
GLBS		Empery Asset Management LP372,494
4.99%		372,494increase
(New Position)		View
2021-01-20
11:01 am
Sale		13GVivani Medical Inc.
VANI		Empery Asset Management LP0
0%		-2,200,000decrease
(Position Closed)		View
2021-01-19
09:58 am
Purchase		13GVIVEVE MED INC PAR $
VIVE		Empery Asset Management LP1,029,411
9.96%		1,029,411increase
(New Position)		View
2021-01-14
09:02 am
Purchase		13GAPPLIED DNA SCIENCES INC P
APDN		Empery Asset Management LP480,000
6.42%		473,124increase
(+6880.80%)		View
2021-01-14
09:00 am
Purchase		13GZEVRA THERAPEUTICS INC
ZVRA		Empery Asset Management LP1,230,000
9.99%		1,230,000increase
(New Position)		View
2021-01-14
09:00 am
Purchase		13GATOSSA THERAPEUTICS, INC
ATOS		Empery Asset Management LP4,760,500
5.32%		4,760,500increase
(New Position)		View
2021-01-13
09:03 am
Purchase		13GCASTOR MARITIME INC
CTRM		Empery Asset Management LP27,733,334
9.91%		13,000,000increase
(+88.24%)		View
2021-01-13
09:03 am
Sale		13GQUOIN PHARMACEUTICALS LTD SPON
QNRX		Empery Asset Management LP185,200
0.05%		-32,114,800decrease
(-99.43%)		View
2021-01-13
09:02 am
Sale		13GALLENA PHARMACEUTICALS COM
ALNAQ		Empery Asset Management LP0
0%		-2,792,683decrease
(Position Closed)		View
2021-01-13
09:02 am
Unchanged		13GARTELO BIOSCIENCES INC PAR
ARTL		Empery Asset Management LP920,000
4.99%		0
(Unchanged)		View
2021-01-13
09:01 am
Sale		13GBaudax Bio Inc.
BXRX		Empery Asset Management LP1,000,000
2.6%		-1,923,078decrease
(-65.79%)		View
2021-01-13
09:01 am
Purchase		13GNUWELLIS INC
NUWE		Empery Asset Management LP479,333
4.99%		479,333increase
(New Position)		View
2021-01-13
09:00 am
Sale		13GAETHLON MEDICAL INC
AEMD		Empery Asset Management LP825,020
4.99%		-215,874decrease
(-20.74%)		View
2021-01-07
12:47 pm
Purchase		13GORBITAL INFRASTRUCTURE GROUP I
OIG		Empery Asset Management LP1,851,852
5.11%		1,851,852increase
(New Position)		View
2020-12-08
09:40 am
Purchase		13GENVIROTECH VEHICLES INC NE
EVTV		Empery Asset Management LP6,250,005
6.18%		6,250,005increase
(New Position)		View
2020-12-02
11:12 am
Purchase		13GHEPION PHARMACEUTICALS INC
HEPA		Empery Asset Management LP2,000,000
6.91%		2,000,000increase
(New Position)		View
2020-11-18
10:08 am
Purchase		13GINMED PHARMACEUTICALS INC
INM		Empery Asset Management LP444,444
6.35%		444,444increase
(New Position)		View
2020-11-12
10:38 am
Purchase		13GOcuphire Pharma Inc.
OCUP		Empery Asset Management LP591,016
8.33%		591,016increase
(New Position)		View
2020-11-02
12:09 pm
Purchase		13GRING ENERGY, INC.
REI		Empery Asset Management LP21,428,500
9.99%		21,428,500increase
(New Position)		View
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