Empery Asset Management, LP - 13D/13G Filings

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2021-02-02
10:29 am
Purchase
2021-01-2713GApplied Genetic Technologies Corporation
AGTC
Empery Asset Management, LP3,932,584
9.230%
3,932,584increase
(New Position)
Filing
History
2021-02-02
10:26 am
Purchase
2020-12-3113GOpus Genetics, Inc.
IRD
Empery Asset Management, LP2,678,883
9.990%
2,087,867increase
(+353.27%)
Filing
History
2021-02-02
10:23 am
Unchanged
2020-12-3113GRing Energy, Inc.
REI
Empery Asset Management, LP21,428,500
9.990%
0
(Unchanged)
Filing
History
2021-02-02
10:20 am
Purchase
2020-12-3113GEnvirotech Vehicles, Inc.
ADOM
Empery Asset Management, LP8,750,005
8.650%
2,500,000increase
(+40.00%)
Filing
History
2021-01-28
2:32 pm
Sale
2020-12-3113GU.S. Energy Corp.
USEG
Empery Asset Management, LP0
0.000%
-157,905decrease
(Position Closed)
Filing
History
2021-01-28
2:31 pm
Sale
2020-12-3113GAsensus Surgical, Inc.
ASXC
Empery Asset Management, LP6,450,012
4.990%
-2,121,416decrease
(-24.75%)
Filing
History
2021-01-28
2:30 pm
Purchase
2020-12-3113GTimber Pharmaceuticals, Inc.
TMBR
Empery Asset Management, LP181,706
9.990%
154,398increase
(+565.40%)
Filing
History
2021-01-28
2:27 pm
Purchase
2020-12-3113GSPI ENERGY CO LTD SHS
SPIEF
Empery Asset Management, LP1,165,000
4.980%
177,000increase
(+17.91%)
Filing
History
2021-01-28
2:25 pm
Sale
2020-12-3113GSalarius Pharmaceuticals, Inc.
SLRX
Empery Asset Management, LP268
3.900%
-149decrease
(-35.65%)
Filing
History
2021-01-28
2:24 pm
Sale
2020-12-3113GNano Dimension Ltd.
NNDM
Empery Asset Management, LP0
0.000%
-4,200,000decrease
(Position Closed)
Filing
History
2021-01-28
2:21 pm
Sale
2020-12-3113GXylo Technologies Ltd.
MDGS
Empery Asset Management, LP197,120
0.990%
-3,480,657decrease
(-94.64%)
Filing
History
2021-01-26
11:23 am
Sale
2020-12-3113GTiziana Life Sciences Ltd
TLSA
Empery Asset Management, LP0
0.000%
-18,961,163decrease
(Position Closed)
Filing
History
2021-01-26
11:21 am
Purchase
2020-12-3113GSonnet BioTherapeutics Holdings, Inc.
SONN
Empery Asset Management, LP2,316
4.990%
2,098increase
(+960.62%)
Filing
History
2021-01-26
11:18 am
Purchase
2020-12-3113GSeanergy Maritime Holdings Corp.
SHIP
Empery Asset Management, LP15,211
0.230%
15,211increase
(New Position)
Filing
History
2021-01-26
11:16 am
Sale
2020-12-3113GOcugen, Inc.
OCGN
Empery Asset Management, LP0
0.000%
-7,447,140decrease
(Position Closed)
Filing
History
2021-01-26
11:10 am
Sale
2020-12-3113GSafe & Green Holdings Corp.
SGBX
Empery Asset Management, LP0
0.000%
-200decrease
(Position Closed)
Filing
History
2021-01-26
11:04 am
Sale
2020-12-3113GNanoViricides, Inc.
NNVC
Empery Asset Management, LP0
0.000%
-640,000decrease
(Position Closed)
Filing
History
2021-01-26
10:59 am
Sale
2020-12-3113GMoSys, Inc.
MOSY
Empery Asset Management, LP7,375
0.210%
-297,125decrease
(-97.58%)
Filing
History
2021-01-25
09:41 am
Purchase
2021-01-1413GLantern Pharma Inc.
LTRN
Empery Asset Management, LP700,000
6.660%
700,000increase
(New Position)
Filing
History
2021-01-21
2:28 pm
Purchase
2021-01-1513GTitan Pharmaceuticals, Inc.
TTNP
Empery Asset Management, LP47,229
6.910%
47,229increase
(New Position)
Filing
History
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