FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (FGB) - 13D/13G Filings

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Reported
DateTime
Transaction
Date
TypeCompany
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev ReportView
2025-01-03
3:40 pm
Purchase
2024-12-3113GFIRST TRUST SPECIALTY FINANCE
FGB
Sit Investment Associates, Inc.1,010,916
7.000%
1,010,916increase
(New Position)
Filing
History
2024-11-06
3:58 pm
Purchase
2024-09-3013GFIRST TRUST SPECIALTY FINANCE
FGB
LPL Financial LLC1,077,057
7.500%
292,968increase
(+37.36%)
Filing
History
2024-10-15
6:42 pm
Sale
2024-10-1413DFIRST TRUST SPECIALTY FINANCE
FGB
Saba Capital Management, L.P.698,960
4.860%
-542,330decrease
(-43.69%)
Filing
History
2024-10-01
2:35 pm
Sale
2024-09-3013DFIRST TRUST SPECIALTY FINANCE
FGB
Saba Capital Management, L.P.747,940
5.210%
-509,539decrease
(-40.52%)
Filing
History
2024-09-23
9:12 pm
Purchase
2024-09-2013DFIRST TRUST SPECIALTY FINANCE
FGB
Saba Capital Management, L.P.948,152
6.600%
65,475increase
(+7.42%)
Filing
History
2024-05-14
4:40 pm
Purchase
2024-05-0313DFIRST TRUST SPECIALTY FINANCE
FGB
Saba Capital Management, L.P.1,092,799
7.610%
361,942increase
(+49.52%)
Filing
History
2024-04-29
10:57 am
Sale
2024-04-2413DFIRST TRUST SPECIALTY FINANCE
FGB
Saba Capital Management, L.P.742,700
5.170%
-2,282,902decrease
(-75.45%)
Filing
History
2024-02-09
4:19 pm
Sale
2023-12-3113GFIRST TRUST SPECIALTY FINANCE
FGB
LPL Financial LLC784,089
5.500%
-105,242decrease
(-11.83%)
Filing
History
2023-02-03
4:16 pm
Purchase
2022-12-3113GFIRST TRUST SPECIALTY FINANCE
FGB
LPL Financial LLC889,331
6.200%
889,331increase
(New Position)
Filing
History