List of insiders holdings for FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| Insider Holder Name | Report Date Time | Shares Owned Directly Indirectly | Total Shares Owned | Filing |
| Keller Mark A. Officer-Investment Sub-Advisor | 2009-01-13 11:54:51 | 10000 0 | 10000 | Form 4 |
| SCHULTE DAVID J Director-Investment Subadviser | 2012-01-13 18:32:33 | 7025.17 0 | 7025.17 | Form 5 |
| Miyazaki David B. Officer-Investment Sub-Advisor | 2008-12-31 11:09:26 | 4100 0 | 4100 | Form 4 |
| HANSEN BRIAN N Officer-Investment Sub-Advisor | 2021-09-09 17:54:45 | 0 4000 | 4000 | Form 4 |
| HANZLIK JOSEPH J Officer-Investment Sub-Advisor | 2008-08-21 17:59:15 | 0 2000 | 2000 | Form 4 |
| Winter Daniel T. Officer-Investment Sub-Advisor | 2014-12-30 14:17:00 | 400 0 | 400 | Form 4 |
| UREVIG KATHERINE L Assistant Treasurer | 2014-06-18 12:17:08 | 0 0 | 0 | Form 4 |
| TORTOISE CAPITAL ADVISORS LLC Affiliate of Inv. Subadviser | 2008-11-21 14:32:54 | 0 0 | 0 | Form 3 |
| FIRST TRUST PORTFOLIOS LP Affiliate of Issuer's Advisor | 2009-05-07 18:26:41 | 0 0 | 0 | Form 4 |
| CAREY ROBERT F Vice President | 2014-06-18 12:14:28 | 0 0 | 0 | Form 4 |
| ERICKSON JON C Investment Adviser | 2014-06-18 12:14:50 | 0 0 | 0 | Form 4 |
| GATTA ROSANNE Assistant Secretary | 2014-06-18 12:15:16 | 0 0 | 0 | Form 4 |
| KLASSMAN ERIN E Assistant Secretary | 2014-06-18 12:15:41 | 0 0 | 0 | Form 4 |
| LYNCH COLEEN D Assistant Vice President | 2014-06-18 12:16:02 | 0 0 | 0 | Form 4 |
| SHANNON SHANE Assistant Secretary | 2014-06-18 12:16:28 | 0 0 | 0 | Form 4 |
| Swade Donald Assistant Treasurer | 2014-06-18 12:16:48 | 0 0 | 0 | Form 4 |
| DAHL PATRICIA A Officer-Investment Sub-Adviser | 2008-08-06 17:39:33 | 0 0 | 0 | Form 3 |
| BRADLEY MARK R President | 2016-01-08 09:11:26 | 0 0 | 0 | Form 5 |
| KOCHEVAR ANNE Officer - Invest. Sub-Advisor | 2019-07-05 10:04:17 | 0 0 | 0 | Form 5 |
| Farmer Steven Patrick Officer-Invest. Sub-Advisor | 2019-07-15 13:41:57 | 0 0 | 0 | Form 3 |
| HALL R SCOTT Officer-Investment Advisor | 2020-06-30 16:34:26 | 0 0 | 0 | Form 5 |
| FRISKE SCOTT MICHAEL Officer - Investment Advisor | 2020-07-02 14:48:31 | 0 0 | 0 | Form 3 |
| BROWN KATHLEEN WIELAND Officer-Investment Advisor | 2021-08-17 17:31:18 | 0 0 | 0 | Form 5 |
| DEHLER KELLY CATHERINE Officer - Investment Advisor | 2021-08-17 13:47:56 | 0 0 | 0 | Form 3 |
| DENISE M KEEFE Director | 2021-11-05 16:54:01 | 0 0 | 0 | Form 3 |
| KADLEC THOMAS R Director | 2021-12-29 15:35:26 | 0 0 | 0 | Form 4 |
| Wright Bronwyn Director | 2023-09-12 17:35:14 | 0 0 | 0 | Form 3 |
| MALTBIE DEREK Treasurer and CFO | 2024-04-18 12:46:18 | 0 0 | 0 | Form 3 |
| KEITH ROBERT F Director | 2007-05-24 13:08:33 | 0 0 | 0 | Form 3 |
| MILLER PETER M Director | 2007-05-23 12:02:15 | 0 0 | 0 | Form 3 |
| O'Donnell Thomas N. Director | 2007-05-23 12:10:14 | 0 0 | 0 | Form 3 |
| Gallatin Asset Management Inc. Investment Advisor | 2007-05-23 14:33:27 | 0 0 | 0 | Form 3 |
| Scafati Michael Director | 2007-05-23 12:14:04 | 0 0 | 0 | Form 3 |
| Havey James M. Director | 2007-05-23 11:27:52 | 0 0 | 0 | Form 3 |
| BOWEN JAMES A President | 2007-05-24 12:55:55 | 0 0 | 0 | Form 3 |
| BRADLEY CHARLES H Officer-Investment Adviser | 2007-05-24 12:56:26 | 0 0 | 0 | Form 3 |
| CHRISTENSEN KELLEY Vice President | 2007-05-24 13:00:05 | 0 0 | 0 | Form 3 |
| Dykas James M Assistant Treasurer | 2007-05-24 13:00:36 | 0 0 | 0 | Form 3 |
| ERICKSON RICHARD E Director | 2007-05-24 13:01:37 | 0 0 | 0 | Form 3 |
| FALLOW CHRISTOPHER R Assistant Vice President | 2007-05-24 13:02:07 | 0 0 | 0 | Form 3 |
| FIRST TRUST ADVISORS LP Investment Adviser | 2007-05-24 13:02:40 | 0 0 | 0 | Form 3 |
| JARDINE W SCOTT Secretary | 2007-05-24 13:05:54 | 0 0 | 0 | Form 3 |
| KELLY DOUGLAS L Director | 2007-05-23 11:18:56 | 0 0 | 0 | Form 3 |
| LINDQUIST DANIEL J Vice President | 2007-05-24 13:09:15 | 0 0 | 0 | Form 3 |
| MAHER KRISTI A Assistant Secretary | 2007-05-24 13:09:59 | 0 0 | 0 | Form 3 |
| MCALISTER RONALD DEAN Officer-Investment Adviser | 2007-05-24 13:10:33 | 0 0 | 0 | Form 3 |
| MCDERMOTT JOSEPH D Officer-Investment Adviser | 2007-05-24 13:11:04 | 0 0 | 0 | Form 3 |
| MCGAREL DAVID Officer-Investment Adviser | 2007-05-24 13:11:54 | 0 0 | 0 | Form 3 |
| NIELSON NIEL B Director | 2007-05-24 13:12:33 | 0 0 | 0 | Form 3 |
| ROGGENSACK ANDY Officer-Investment Adviser | 2007-05-24 13:13:07 | 0 0 | 0 | Form 3 |
| TESTIN ROGER Vice President | 2007-05-24 13:13:51 | 0 0 | 0 | Form 3 |
| MUNN W DOUGLAS Director, Gallatin* Director | 2007-12-07 16:07:32 | 0 0 | 0 | Form 3 |
| Moss Matthew Chief Financial Officer,* | 2007-12-07 16:13:34 | 0 0 | 0 | Form 3 |
| GERSHEN RICHARD S Director, Gallatin* Director | 2007-12-07 16:03:20 | 0 0 | 0 | Form 3 |
| DeSantis Joseph Portfolio Manager Supervisor | 2007-12-07 16:24:29 | 0 0 | 0 | Form 3 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC Investment Sub-Adviser | 2008-08-06 17:37:21 | 0 0 | 0 | Form 3 |